OCC |
Proposed rule change concerning the adoption of the Technology Committee of OCC's Board of Directors. |
11/30/2015 |
Certified |
12/14/2015 |
|
1 |
ICLREU2 |
ICEU is amending the charges to Clearing Members and rates of return paid to Clearing Members in respect of margin and guaranty fund deposits |
01/24/2017 |
Certified |
02/06/2017 |
|
2 |
NODALCL |
Amendment to Exchange and Clearing Transaction Fee Schedule to reflect the fees for natural gas and environmental Exchange for Physical ("EFP") transactions. |
09/30/2020 |
Certified |
10/14/2020 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of November 29, 2021 |
12/10/2021 |
Notified |
12/10/2021 |
|
1 |
LCHLTD |
LCH is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. |
05/16/2022 |
Certified |
05/31/2022 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 065-22 related to the introduction of Euro High Yield Index Futures on Eurex Deutschland |
09/08/2022 |
Certified |
09/22/2022 |
|
2 |
ICLREU2 |
ICE Clear Europe is adopting a new Futures and Options Default Management Policy, which will address procedures and requirements for the Clearing House's management of an Event of Default with respect to an F&O Clearing Member. |
04/17/2023 |
Certified |
05/01/2023 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circulars 035-24, 036-24 related to the introduction of EurexOTC Clear Release 17.0 and OTC SCIS and their integration into OTC IRD Pricing Pack subscriptions and multilateral compression services |
05/29/2024 |
Certified |
06/12/2024 |
|
2 |
OCC |
Foreign Currency Futures |
07/18/2003 |
Certified |
07/18/2003 |
|
0 |
NYMEX |
De-listing by DME of the Brent-Oman and WTI-Oman Financial Spreads. |
02/28/2008 |
Certified |
03/05/2008 |
|
1 |
ICE NGX |
Amendment to Product List of CPA to add new products |
12/29/2008 |
Certified |
01/02/2009 |
|
1 |
NYMEX |
Changes to Incentive Program for OTC Energy Options Products; 12-089 |
03/19/2012 |
Certified |
04/03/2012 |
|
2 |
ICLREU2 |
Amendments to CDS Procedures to incorporate terms for the CDX North America Index CDS Contracts to be cleared by ICE Clear Europe. |
03/06/2015 |
Certified |
03/19/2015 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of November 20, 2017 |
11/29/2017 |
Notified |
11/29/2017 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Removal of Clearstream Frankfurt as a settlement location |
03/06/2019 |
Certified |
03/20/2019 |
|
1 |
CME |
Amendments to CME Rule 8G930.C. ("Acceptable Performance Bond Deposits for IRS Products") |
04/16/2019 |
Certified |
04/30/2019 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 051-20 related to Eurex Deutschland's introduction of options on Euro Buxl Futures |
06/26/2020 |
Certified |
07/13/2020 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 077-20 related to the Specific Repo License prerequisites, clearing in Ontario, handling profits for Eurex Daily Futures Contracts on KOSPI Derivatives, and the transaction duration for listed contracts |
09/30/2020 |
Certified |
10/15/2020 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
02/05/2021 |
Notified |
02/05/2021 |
|
2 |
ICLR US |
Amendments to ICUS Rule 204 |
03/26/2021 |
Certified |
04/09/2021 |
|
1 |
LCHLTD |
LCH is submitting for self-certification the proposed amendments to the Terms of Reference of the Remuneration Committee, which is a committee of the LCH Board. |
05/16/2022 |
Certified |
05/31/2022 |
|
2 |
ICLR US |
Risk Management Framework Amendment - Collateral Haircut Methodology |
09/08/2022 |
Certified |
09/22/2022 |
|
2 |
LCHLTD |
LCH Limited self-certification: Clearing of Polish Zloty overnight interest rate swaps that reference the PLN-WIRON-OIS Compound floating rate option |
10/06/2023 |
Certified |
10/23/2023 |
|
1 |
ICE NGX |
Fee schedule changes to CPA for trading and clearing products |
12/29/2008 |
Certified |
01/02/2009 |
|
1 |
OCC |
Proposed rule change that would broaden the definition of the term "Representative" in Article I, Section 1 of OCC's by-laws. |
07/29/2010 |
Certified |
07/29/2010 |
|
1 |
LCHLTD |
New client clearing fee structure |
03/16/2012 |
Certified |
03/31/2012 |
|
1 |
ICECC |
ICC proposes to update and formalize the ICC Operational Risk Management Framework. |
11/25/2014 |
Certified |
12/10/2014 |
|
2 |
CME |
Amendments to Six (6) CBOT Fertilizer Cleared Swap Contracts |
03/06/2015 |
Certified |
03/20/2015 |
|
1 |
ICECC |
ICC proposes organizational and clarifying edits to the Risk Management Framework and the Treasury Operations Policies and Procedures, and proposes adopting a new Risk Management Model Description Document. |
05/29/2015 |
Withdrawn |
06/09/2015 |
|
2 |
LCHLLC |
Circular to send to SwapClear Clearing Members = describes changes to Client Deposit Rate ("CDR"). |
09/18/2015 |
Certified |
10/02/2015 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of October 31, 2016 |
11/10/2016 |
Notified |
11/10/2016 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of January 16, 2017 |
01/24/2017 |
Notified |
01/24/2017 |
|
1 |
LCHLTD |
LCH is submitting for self-certification changes to its rules regarding the identification to LCH of a client's backup Clearing Member(s). The change does not apply to Clearing Members which are Futures Commission Merchants ("FCMs") and their clients. |
08/15/2018 |
Certified |
08/28/2018 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 052-20 related to public notice of a default on the website, clarifying amendments to the FCM Regulations, buy-in procedures for securities lending transactions, and other |
06/26/2020 |
Certified |
07/13/2020 |
|
3 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 028-21 related to clarifying that entities in Puerto Rico fall within the definition of "U.S. Direct Client," discontinuation of clearing services for securities lending, and a Price List clarification |
03/29/2021 |
Certified |
04/12/2021 |
|
2 |
EUREX |
Proposed Price List amendments in Eurex Clearing circular 059-21 related to the launch on Eurex EnLight of 23 Eurex Fixed Income ETD products. |
07/02/2021 |
Certified |
07/16/2021 |
|
2 |
MGEX |
Addition of new Rule regarding Bitnomial Exchange block trades |
02/14/2022 |
Certified |
03/01/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of March 21, 2022 |
03/28/2022 |
Notified |
03/28/2022 |
|
1 |
ICE NGX |
Submission in implement changes to ICE NGX RMF to enhance descriptions relating to financial resources evaluation procedures, accrual variation margin methodology, management of risks relating to accepting LoC as collateral |
10/06/2023 |
Certified |
10/23/2023 |
|
2 |
CCD |
Update to CCD Operating Agreement |
04/18/2024 |
Certified |
05/02/2024 |
|
1 |
OCC |
Fund Share |
06/02/2003 |
Certified |
06/02/2003 |
|
0 |
NYMEX |
Renumbering of Rule 9.00B Close-Out Netting to Rule 8.18 |
12/30/2008 |
Certified |
01/02/2009 |
|
1 |
OCC |
Proposed rule change to exclude TIP-STRIPS from the definition of "Government securities." |
07/29/2010 |
Certified |
07/29/2010 |
|
1 |
OCC |
Technical amendments to fitness standards for directors, clearing members and others |
05/15/2012 |
Certified |
05/31/2012 |
|
1 |
LCHLLC |
New schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. |
02/12/2014 |
Withdrawn |
02/25/2014 |
|
1 |
CME |
Self-certification of CME Clearing Advisory Notice Expanding Collateral Program to Include Additional Exchange-Traded Funds; 14-220 and 14-220S |
06/10/2014 |
Certified |
06/25/2014 |
|
2 |
OCC |
The Options Clearing Corporation proposes to amend its By-Laws and rules in order to enhance the measurement used to establish minimum capital requirements for banks approved to issue letters of credit. |
03/06/2015 |
Certified |
03/20/2015 |
|
1 |
CME |
Amendments to CME Rules 8G02.; 8G04.; 8G14.; 8G25.; 8G802.; 8H02.; 8H04.; 8H14.; 8H26.; 8H802. |
09/08/2017 |
Certified |
09/22/2017 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 3 December 2018. |
12/11/2018 |
Notified |
12/11/2018 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
03/08/2019 |
Notified |
03/08/2019 |
|
2 |