| CCD |
Self-Certification Pursuant to CFTC Regulation 40.6 -- Member Delivery Obligations and Alternative Delivery Procedures |
02/05/2020 |
Certified |
02/20/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of March 16, 2020 |
03/25/2020 |
Notified |
03/25/2020 |
|
1 |
| ICECC |
ICC hereby submits notification of non-substantive changes to the ICC Rules. |
06/26/2020 |
Notified |
06/26/2020 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: SGD SORA tenor extension from 5.5Y to 21Y for OIS and Basis swaps |
02/05/2021 |
Certified |
02/22/2021 |
|
1 |
| MGEX |
Amendments to Clearing Member Withdrawal Rules |
02/14/2022 |
Certified |
03/01/2022 |
|
1 |
| ICLR US |
Amendments to ICE Clear U.S.'s Rules |
10/27/2022 |
Certified |
11/10/2022 |
|
2 |
| LCHLTD |
LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. |
06/01/2023 |
Certified |
06/14/2023 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 063-23 related to the launch of Great British pence (GBX) denominated Equity Total Return Futures (ETRFs) on Eurex Deutschland |
10/09/2023 |
Certified |
10/20/2023 |
|
2 |
| CCD |
Update to Margin Model and Margin Model Governance Policy |
04/18/2024 |
Certified |
05/02/2024 |
|
2 |
| OCC |
CBOE Clearing Agreement |
07/18/2003 |
Certified |
07/18/2003 |
|
0 |
| OCC |
Technical clarification to Rule 1506 which prohibits the deposit in lieu of margin in respect of certain options to add references to range options. |
12/31/2008 |
Certified |
01/02/2009 |
|
1 |
| ICLREU2 |
Changes to SPAN margin methodology |
03/16/2012 |
Certified |
03/31/2012 |
|
1 |
| NYMEX |
Change to NYMEX Brent Block Trade Broker Rebate Program |
05/16/2012 |
Certified |
06/01/2012 |
|
1 |
| LCHLTD |
The LCH.Clearnet Limited rulebook is amended to conform to the industry-wide change resulting in the introduction of the SGD-SOR-VWAP index rate (and discontinuation of the SGD-SOR index rate). |
09/20/2013 |
Certified |
10/22/2013 |
|
1 |
| LCHLTD |
New schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. |
02/12/2014 |
Withdrawn |
02/25/2014 |
|
1 |
| ICECC |
ICC proposes revising its Treasury Operations Policies and Procedures to provide for use of a Federal Reserve Account, for use of a committed repo facility, and for USD and Euro investment guidelines for use by outside investment managers. |
01/23/2015 |
Certified |
02/06/2015 |
|
2 |
| CME |
Amendments to CME Rule 730. (Delivery Through CLS Bank) |
01/25/2017 |
Certified |
02/08/2017 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of September 24, 2018 |
09/28/2018 |
Notified |
09/28/2018 |
|
1 |
| LCHSA |
See attached document. |
07/02/2019 |
Certified |
07/17/2019 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Client Buffer |
03/25/2020 |
Certified |
04/08/2020 |
|
1 |
| OCC |
Proposed rule change concerning The Options Clearing Corporation's Synthetic Futures Model. |
09/30/2020 |
Certified |
10/15/2020 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
08/20/2021 |
Notified |
08/20/2021 |
|
2 |
| ICLR US |
Amendments to the ICE Clear U.S., Inc. Rules |
03/29/2022 |
Certified |
04/12/2022 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification an incentive fee programme (CCPSwitch Programme) proposed to existing and new potential clearing members andclients of its CDSClear service. |
09/09/2022 |
Certified |
09/22/2022 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of October 2, 2023 |
10/09/2023 |
Notified |
10/09/2023 |
|
1 |
| OCC |
Confidentiality Policy |
06/02/2003 |
Certified |
06/02/2003 |
|
0 |
| CME |
Rule amendments to Chapter 415x to accept for clearing Cleared-Only S&P GSCI ER Index Swap contracts |
03/04/2009 |
Certified |
03/06/2009 |
|
1 |
| ICLREU2 |
Amendments to Permitted Cover rules, haircut rates. |
03/16/2012 |
Certified |
03/31/2012 |
|
1 |
| LCHLLC |
The LCH.Clearnet LLC rulebook is amended to conform to the industry-wide change resulting in the introduction of the SGD-SOR-VWAP index rate (and discontinuation of the SGD-SOR index rate). |
09/20/2013 |
Certified |
10/22/2013 |
|
1 |
| LCHLTD |
Self-certification pursuant to 40.6(a) to implement changes to LCH.Clearnet Limited's Rules and Regulations in relation to margin-taking, payment netting and close-out netting. |
12/13/2013 |
Certified |
12/31/2013 |
|
1 |
| ICECC |
The purpose of proposed rule change is to implement changes to the method by which ICE Clear Credit LLC charges Clearing Participants for collateral and cash management services. |
02/13/2014 |
Certified |
03/01/2014 |
|
1 |
| MGEX |
Changes to outright margin rates |
06/15/2017 |
Notified |
06/15/2017 |
|
1 |
| LCHLTD |
LCH is submitting for self-certification changes to its rules to ensure compliance with the UK's new corporate criminal offence of failure to prevent the facilitation of tax evasion. |
09/08/2017 |
Certified |
09/22/2017 |
|
1 |
| ICLREU2 |
ICEU is modifying its CDS Stress Testing Policy, among other matters, to recategorize certain CDS stress testing scenarios, address specific wrong way risk, introduce new forward looking credit event scenarios. |
05/18/2018 |
Certified |
06/04/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 081-18 related to providing that the English language version of the Clearing Conditions and any related documents will be the sole and legally binding version |
09/28/2018 |
Certified |
10/15/2018 |
|
2 |
| LCHLTD |
LCH Ltd is submitting for self-certification changes to the participation choices available to Approved Compression Service Providers ("ACSPs") |
12/11/2018 |
Certified |
01/28/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of June 24, 2019 |
07/02/2019 |
Notified |
07/02/2019 |
|
1 |
| MGEX |
Notice of margin changes made to outrights and spreads last week. |
08/27/2020 |
Notified |
08/27/2020 |
|
1 |
| CME |
Withdrawal of Clearing Support for Cleared Over-the-Counter British Pound, Japanese Yen and Swiss Franc Denominated Forward Rate Agreements Referencing LIBOR |
09/13/2021 |
Certified |
09/27/2021 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of August 15, 2022 |
08/23/2022 |
Notified |
08/23/2022 |
|
1 |
| EUREX |
Amendments to the DCO Compliance Manual |
10/27/2022 |
Certified |
11/10/2022 |
|
4 |
| LCHLTD |
Notification of changes to the LCH Limited London Deposit Rate, FCM London Deposit Rate, RepoClear Deposit Rate and to the Client Deposit Rate. |
12/09/2022 |
Notified |
12/09/2022 |
|
1 |
| NYMEX |
Unsecured Loans as Customer Margin |
08/05/2005 |
Certified |
08/10/2005 |
|
1 |
| CCORP |
CCORP (BOTCC) Replaces GCC as DCO for ME, ChemConnect, ICE |
10/01/2003 |
Certified |
10/01/2003 |
|
1 |
| OCC |
This proposed rule change will permit OCC to adjust the size of its clearing fund intra-month and clearing member's clearing fund contributions intra-month. |
07/24/2014 |
Certified |
08/07/2014 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 5 December 2016. |
12/13/2016 |
Notified |
12/13/2016 |
|
2 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 901.Q. |
05/02/2017 |
Certified |
05/16/2017 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 084-17 relating to the admission of FCMs located in the U.S. as clearing members for CFTC-approved exchange-traded derivatives |
09/08/2017 |
Certified |
09/22/2017 |
|
2 |
| ICLREU2 |
The purpose of the proposed changes is to amend the ICEU Rules to clarify the operation of certain provisions in light of requirements under the European Union General Data Protection Regulation (GDPR). |
05/18/2018 |
Certified |
06/04/2018 |
|
2 |
| OCC |
Proposed rule change to make clarifying and conforming changes to The Options Clearing Corporation's Margins Methodology and Margin Policy. |
08/15/2018 |
Certified |
08/29/2018 |
|
2 |
