Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 09/28/2018 Notified 09/28/2018 2
CME Weekly Notification of Rule Amendments - Week of April 8, 2019 04/16/2019 Notified 04/16/2019 1
ICLREU2 ICE Clear Europe is amending its Rules and Procedures to make various drafting updates, clarifications and corrections. 10/17/2019 Certified 10/31/2019 4
CME Modifications to CME's Operational Risk Management Framework 02/05/2021 Certified 02/22/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 075/21 pertaining to the introduction of Futures on BTCetc - ETC Group Physical Bitcoin introduced at Eurex Deutschland. 08/23/2021 Certified 09/07/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 09/09/2022 Notified 09/09/2022 2
ICLREU2 ICE Clear Europe Limited proposes to amend Part GG of its Delivery Procedures to update certain documentation, timing and other requirements relating to delivery under ICE Futures Abu Dhabi Murban Crude Oil Futures Contracts 10/28/2022 Certified 11/14/2022 2
CCORP Non-cash margin 02/20/2003 Certified 02/20/2003 0
LCHLTD Liffe will take over the clearing role from LCH for Liffe contracts and then outsource back to LCH many of the clearing functions. LCH will continue to maintain the guarantee fund and risk management program. This will reduce LCH's risk exposure 08/04/2009 Certified 08/11/2009 1
CME Amendment to reduce required amount of CME Group Class A Shares required for clearing member privileges. 10/26/2010 Certified 10/26/2010 1
CME Modifications to the CME OTC FX Fee Waiver Program; 13-205. 06/04/2013 Certified 06/19/2013 1
ICLR US Amendment and clarification to Default and Governance provisions 12/16/2013 Certified 01/01/2014 1
CME Expansion of CME Clearing's Acceptance of Mexican Foreign Sovereign Debt as Performance Bond. 02/08/2018 Certified 02/23/2018 1
ICECC ICE Clear Credit ("ICC") proposes updates to the ICC Stress Testing Framework and the ICC Liquidity Risk Management Framework. 10/01/2018 Certified 10/16/2018 2
LCHLTD The SwapClear service has onboarded Tradeweb EU B.V. as a new trading venue 03/08/2019 Notified 03/08/2019 1
LCHLTD LCH Ltd is submitting for self-certification changes to its rules in the Procedures Section 4 ("Margin and Collateral") and FCM Procedures regarding the submission of instructions from Clearing Members to LCH in relation to collateral. 08/28/2020 Certified 09/14/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 005/21 related to recalibrating the rebate levels and thresholds for volume rebates in equity index futures and interest rate futures 02/05/2021 Certified 02/22/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 079/21 relating to the introduction of a Pair-Off Service in response to the introduction of C7 Securities Clearing Service (C7 SCS) applying Trade Date Netting. 09/14/2021 Certified 09/28/2021 2
NODALCL Amendments to Nodal Clear Risk Policies 02/15/2022 Certified 03/02/2022 2
CME Amendments to Various CME, CBOT, and NYMEX/COMEX Rules to Replace the Term "President of the Clearing House" with "Global Head of Clearing & Post-Trade Services" 07/20/2022 Certified 08/03/2022 1
LCHSA LCH SA is submitting for self-certification the proposed amendments to expand its services to the iTraxx Asia ex Japan Index, Markit CDX Emerging Markets Index and single names that comprise each index, as well as a list of additional sovereign SN. 09/12/2022 Certified 09/26/2022 4
ICLREU2 ICE Clear Europe Limited proposes to amend Part N1 of its Delivery Procedures to update the delivery timetable for ICE Deliverable US Emissions Contracts 10/28/2022 Certified 11/14/2022 2
OCC Modification of fees applied to late exercise notices whether at expiration or non-expiration and circumstances under which cut-off time for submission of exercise instructions can be extended 12/07/2007 Certified 12/27/2007 1
NYMEX Eleven new option contracts on Natural Gas Basis locations which are EOOs will be submitted for clearing on CME ClearPort. 07/29/2009 Certified 08/11/2009 1
OCC Changes to By-Laws to reflect the separation of the Chairman into two offices, Executive Chairman and President; SR-OCC-2013-09. 06/04/2013 Certified 06/19/2013 2
ICLR US Amendment and clarification to Super Margin and Add On Margin requirements 12/16/2013 Certified 01/01/2014 1
MGEX Amendment of Regulation 1229.00. in order to make enforcement deadlines consistent with deadlines established in Resolution 2101.00.C. and amendment of Regulation 2014.00. in connection with changes to MGEX's process for calculating settlement prices. 06/10/2014 Certified 06/25/2014 1
ICLR US ICUS is amending its Risk Management Framework to modify certain aspects of its margin setting parameters 04/08/2015 Certified 04/22/2015 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 04/06/2018 Notified 04/06/2018 2
SGX-DC Weekly notification of rule amendments for the week of 29 October 2018. 11/06/2018 Notified 11/06/2018 2
EUREX Proposed stated policy in Eurex Clearing Circular 006/21 related to change the calculation of Default Fund contributions from a percentage of Initial Margin approach to a Stress Loss-over-Margin (SLOM) based methodology 02/08/2021 Certified 02/23/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 080/21 re: a reduction of the service fees for Eligible Margin Assets in the form of cash delivered in CHF and a Security Collateral Fee discount for certain U.S. persons subject to the FCM Regulations 09/14/2021 Certified 09/28/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 12/10/2021 Notified 12/10/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 10/28/2022 Notified 10/28/2022 2
CCORP USFE 09/25/2003 Certified 09/25/2003 1
OCC Implementation of new discounted fee schedule and continuation of the market maker scratch fee discount effective 1/1/08 12/07/2007 Certified 12/27/2007 1
NYMEX Revision to submission for eleven new opitions on Natural Gas Basis locations so that first contract month for all will be September 2009 rather than August 2009. These EOOs are submitted to CME ClearPort for clearing. 07/30/2009 Certified 08/11/2009 1
OCC Rule amendment to obtain legal certainty with respect to options and security futures on iShares Silver Trust Shares. 07/24/2008 Approved 12/03/2008 1
LCHLLC Changes to the Portfolio Transfer Process. 06/05/2013 Certified 06/20/2013 1
OCC This proposed rule change expands the officers who may declare that a clearing member is summarily suspended from OCC. 01/23/2015 Certified 02/06/2015 1
OCC This proposed rule change would amend OCC's Schedule of Fees in accordance with its Fee Policy. 03/06/2015 Withdrawn 03/17/2015 1
LCHLTD These changes will allow SwapClear Clearing Members to provide LC H of notice to compress SwapClear Contracts via an Approved Trade Source System ("ATSS"). The changes will also all an ATSS to amend or assign trade identifies of FCM SwapClear Contracts. 09/21/2015 Certified 10/05/2015 1
ICECC ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. 02/08/2018 Certified 02/23/2018 2
CME Weekly Notification of Rule Amendments - Week of August 6, 2018 08/16/2018 Notified 08/16/2018 1
LCHLTD LCH Limited is amending its Margin Collateral Haircut Schedule to add new eligible collateral. 10/02/2018 Certified 10/17/2018 1
LCHLTD LCH is submitting proposed amendments to the Terms of Reference of the Nomination Committee, which is a committee of the LCH Board. 09/14/2021 Certified 09/28/2021 1
CME Weekly Notification of Rule Amendments - Week of September 5, 2022 09/13/2022 Notified 09/13/2022 1
CCORP Amended Articles of Incorporation, By-Laws and Rules 10/30/2003 Certified 10/30/2003 1
OCC Reduction of threshold amounts used to determine the equity options that are deemed to be in the money for purposes of exercise by exception processing. 12/07/2007 Certified 12/27/2007 1
OCC Rule amendment to obtain legal certainty with respect to options and security futures on ETFS Physical Swiss Gold and ETFS Physical Silver Shares 12/14/2009 Approved 06/14/2010 2