ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
09/08/2017 |
Notified |
09/08/2017 |
|
2 |
LX |
Modifications to the LedgerX Operations Manual. This is refiling of the withdrawn 1/29/2018 submission (1801-2914-3341-11) based on conversations with CFTC staff in DCR. |
02/09/2018 |
Certified |
02/26/2018 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 8 April 2019. |
04/18/2019 |
Notified |
04/18/2019 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 7 October 2019. |
10/17/2019 |
Notified |
10/17/2019 |
|
2 |
OCC |
Proposed rule change concerning the commingling of certain non-customer margin assets with Clearing Fundcontributions in The Options Clearing Corporation's account at the Federal Reserve Bank of Chicago. |
08/28/2020 |
Certified |
09/14/2020 |
|
1 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
04/01/2022 |
Notified |
04/01/2022 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of May 9, 2022 |
05/17/2022 |
Notified |
05/17/2022 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 033-23 related to the launch of Euro STOXX 50r Index EoD Options on Eurex Deutschland |
06/02/2023 |
Certified |
06/16/2023 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
04/19/2024 |
Notified |
04/19/2024 |
|
2 |
OCC |
Rule primarily applicable to securities |
03/05/2007 |
Certified |
03/05/2007 |
|
1 |
OCC |
Amendments to integrate common stocks and ETFs into the STANS margin calculation methodology |
12/14/2007 |
Certified |
12/28/2007 |
|
1 |
CCORP |
Definition of Exchange Market is amended to include USD SENSEX index futures traded on USFE |
04/03/2008 |
Certified |
04/10/2008 |
|
1 |
ICE NGX |
Amendment to CPA product list to add new Ontario electricity, natural gasa and crude oil products that will become available for trading and/or clearing on the NGX trading system and/or the NGX clearing system. |
07/27/2009 |
Certified |
08/11/2009 |
|
1 |
CME |
Acceptance of certain swap contracts based on the DJ-UBS Commodity Index 3 Month Forward for clearing |
04/23/2010 |
Certified |
05/03/2010 |
|
1 |
OCC |
By-Laws amendment to clarify that OCC will not commence the clearing of OTC S&P 500 Index Options until the SEC approves subsequent rule filing concerning certain enhancements to OCC's risk modeling and risk management procedures; SR-OCC-2012-14A1. |
11/30/2012 |
Certified |
12/15/2012 |
|
1 |
LCHLTD |
Self-certification pursuant to 40.6(a) notifying of the introduction of the ForexClear Client Clearing fees deferral program. |
01/22/2014 |
Certified |
02/06/2014 |
|
1 |
CME |
Revisions to CME/CBOT/NYMEX/COMEX Decision-Making Authority Provisions and Emergency Financial Condition Rules |
01/26/2015 |
Certified |
02/09/2015 |
|
2 |
CME |
Amendments to CME, CBOT, NYMEX, and COMEX Rule 980.F. ("Required Records and Reports") |
02/11/2016 |
Certified |
02/26/2016 |
|
1 |
EUREX |
Proposed rule changes in Eurex Clearing Circular 117-16 related to amendments to the Price List, a Form for using market-making accounts for proprietary trading activities, Clearing Agreements, and a Connection Agreement |
09/16/2016 |
Certified |
09/30/2016 |
|
2 |
SGX-DC |
Amendments to the relevant final settlement price provisions within the SGX-DC Clearing Rules arising from proposed changes by The Steel Index (TSI) to the TSI Iron Ore 62% Fe Benchmark Index. |
03/21/2017 |
Certified |
04/03/2017 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of July 17, 2017 |
07/27/2017 |
Notified |
07/27/2017 |
|
1 |
SGX-DC |
The Amendments arise due to the removal of Nifty Futures as a contract of a relevant market which is accepted for clearing by SGX-DC under the Mutual Offset System ("MOS") with CME. |
04/10/2018 |
Certified |
04/24/2018 |
|
1 |
CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
08/17/2018 |
Certified |
08/31/2018 |
|
1 |
CME |
Expansion of Clearing of OTC Interest Rate Swaps Denominated in Mexican Pesos to 31 Years. |
10/02/2018 |
Certified |
10/17/2018 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 095-18 relating to stated policy that, effective December 2018, Eurex Clearing will expand its repo clearing service to repo transactions in Specials and GC Baskets traded at the NEX Broker |
11/07/2018 |
Certified |
11/23/2018 |
|
2 |
LCHLTD |
LCH proposes to change its rules so that where a new FX Option Clearing Member is on-boarded, and the respective contributions to the Liquidity Fund decrease as a result, 2 calendar days' notice will be given to existing FX Option Clearing Members |
03/11/2019 |
Certified |
03/25/2019 |
|
1 |
ICE NGX |
Re-direction of company website and non-significant revisions to update cross-references. |
04/18/2019 |
Notified |
04/18/2019 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Rates Service Default Fund Cap Increase |
07/05/2019 |
Certified |
07/19/2019 |
|
1 |
LCHSA |
LCH SA is submitting for self-certification the amendments to its Liquidity Risk Modelling Framework to extend the scope of instruments eligible to margin collateral to EUR bonds issued by Supranational and Agency entities and the relevant fee changes. |
10/18/2019 |
Certified |
10/31/2019 |
|
2 |
ICE NGX |
Removing "fax" as a means of delivery, replacing "fax" with "email". Amending the ICE NGX address for notices. |
08/28/2020 |
Notified |
08/28/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of February 1, 2021 |
02/09/2021 |
Notified |
02/09/2021 |
|
1 |
EUREX |
Proposed amendments in Eurex Clearing Circular 092-21 relating to the revision of the initial-margin model-parameters of the stress period VaR floor |
10/28/2021 |
Certified |
11/12/2021 |
|
2 |
ICE NGX |
RMF Changes - Enhanced Stress Testing |
06/15/2022 |
Certified |
06/30/2022 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 034-23 related to the introduction of EurexOTC Clear Release 15.0 and corresponding updates to certain novation criteria |
06/02/2023 |
Certified |
06/16/2023 |
|
2 |
ICE NGX |
Amendments to Physical Delivery. |
08/25/2023 |
Certified |
09/11/2023 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 096-23 related to the introduction of Bloomberg Emerging Market USD Sovereign & Sovereign Owned Index Futures and Sterling Liquid Corporate Bond Index Futures on Eurex Deutschland |
01/12/2024 |
Certified |
01/26/2024 |
|
2 |
OCC |
Rule primarily applicable to securities |
12/11/2006 |
Certified |
12/11/2006 |
|
1 |
CCORP |
Definition of exchange market amended to include binary options on prices of euros, yen, australian dollar, oil, gold and silver traded on USFE |
12/10/2007 |
Certified |
12/28/2007 |
|
1 |
CME |
The title of Chapter 415A for S&P GSCI ER Swap Contracts is changed to clarify that the contracts are cleared as OTC contracts and Rule 415A03 concerning final settlement prices is amended to delete a superfluous phrase. |
08/11/2009 |
Certified |
08/11/2009 |
|
1 |
CME |
Acceptance of certain swap contracts based on the DJ-UBS Commodity Index 2 Month Forward for clearing |
04/23/2010 |
Certified |
05/03/2010 |
|
1 |
ICLREU2 |
Rule and procedure amendments related to the extension of customer clearing to credit default swap transactions. |
09/13/2012 |
Certified |
09/28/2012 |
|
1 |
CME |
Changes to the liquidity/concentration factor of CME's margin methodology for CDS; 12-384R. |
11/30/2012 |
Certified |
09/16/2013 |
|
1 |
OCC |
Changes to Policy Statement re: Back-up Communication Channel to Internet Access; SR-OCC-2013-10 |
07/17/2013 |
Certified |
08/01/2013 |
|
1 |
LCHLTD |
LCH.Clearnet Limited is adding TrueEx as an approved trade source system for the SwapClear service. |
10/25/2013 |
Certified |
11/08/2013 |
|
1 |
ICLREU2 |
ICE Clear Europe is adopting amendments to its Clearing Rules and Procedures in order for it to commence clearing natural gas spot contracts traded on the ICE Endex UK and ICE Endex Continental markets. |
06/02/2015 |
Certified |
06/16/2015 |
|
2 |
ICECC |
ICC proposes to formalize the ICC Governance Playbook. |
05/16/2016 |
Certified |
05/31/2016 |
|
2 |
OCC |
Proposed rule change to permit Pass- Through Letters of Credit as a form of margin asset to satisfy margin obligations for futures positions held in segregated futures accounts that are not eligible to hold positions in security futures. |
06/17/2016 |
Certified |
07/01/2016 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 010-07 related to certain default management rules |
01/27/2017 |
Certified |
02/10/2017 |
|
2 |
SGX-DC |
The amendmment is to update the Handbook to clarify that gap risk add-ons may be applied to all OTCF contracts. |
03/23/2017 |
Certified |
04/05/2017 |
|
2 |
ICLR US |
ICUS proposes to adopt amendments to its Rules relating to default management, recovery and wind-down following a clearing member default. |
09/08/2017 |
Certified |
09/22/2017 |
|
3 |