Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of January 29, 2018 02/09/2018 Notified 02/09/2018 1
CME Amendments to CME/CBOT/NYMEX/COMEX Rules 403.A. ("Clearing House Risk Committee"), 901.H. ("General Requirements and Obligations"), 912. ("Approval"), 913. ("Withdrawal from Clearing Membership") and CME Rule 8G913.A. (Withdrawal from IRS Clearing Members 08/17/2018 Certified 08/31/2018 1
ICLR US Amendments to the ICUS Risk Management Framework to enhance the Clearing Member Watch List system. 01/29/2019 Certified 02/12/2019 2
LCHLTD LCH Limited Self-Certification: SwapClear new basis swaps and tenor extension 07/05/2019 Certified 07/19/2019 1
ICLR US Changes to fees on cash and non-cash initial margin and guaranty fund contributions. 12/23/2019 Certified 01/08/2020 1
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of an additional Standard Emerging Market Sovereign CDS contract. 02/09/2021 Certified 02/24/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 030-21 related to the launch of futures on STOXXr Europe 600 and USA 500 Factor Indices on Eurex Deutschland 03/30/2021 Certified 04/12/2021 2
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited concentration limit for non-cash margin collateral in Singapore government bonds. 09/14/2022 Notified 09/14/2022 1
LCHLTD LCH Limited self-certification: New Brazilian national holiday 01/12/2024 Certified 01/29/2024 1
OCC Rule primarily applicable to securities 10/26/2006 Certified 10/26/2006 1
ICLR US Rule amendment requiring the execution and provision of cross-margining documents by clearing members in order to participate 12/17/2007 Certified 12/28/2007 1
CME New Rule 949 regarding credit control policies 04/28/2010 Certified 05/03/2010 1
OCC Rule change with respect to OCC obligations to pay settlement amounts to clearing members generally, as well as in emergency situations. 04/28/2011 Certified 04/28/2011 1
LCHLTD Changes to Benchmark currency fixing rates for MYR and IDR used by ForexClear Service 07/19/2013 Certified 08/03/2013 1
LCHLTD New Rule for IMMES Service 07/28/2014 Certified 08/11/2014 1
SGX-DC Weekly notification of rule amendments for the week of 17 July 2017. 07/27/2017 Notified 07/27/2017 2
EUREX Weekly Notification of Rule Amendments - Week of December 18, 2017 12/22/2017 Notified 12/22/2017 1
CME Modifications to CME Clearing Manual of Operations 01/30/2019 Certified 02/13/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 08/16/2019 Notified 08/16/2019 2
ICLREU2 ICE Clear Europe is amending its CDS Procedures 12/23/2019 Certified 01/08/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/27/2020 Notified 03/27/2020 2
EUREX Proposed stated policy in Eurex Clearing Circular 074/21 to adopt the 2021 ISDA Interest Rate Derivatives Definitions as part of EurexOTC Clear Release 11.3. 08/23/2021 Certified 09/07/2021 2
LCHLTD LCH is submitting for self-certification revisions to its rules related to extension of the opening hours for the SwapClear Service and the introduction of a new overnight funding account. 04/01/2022 Certified 04/15/2022 7
MGEX Bitnomial Rule Amendments 08/25/2023 Certified 09/11/2023 1
EUREX Proposed rule amendments in Eurex Clearing Circular 065-23 related to changes to the benchmark for interest rate calculation on cash margin in EUR and CHF and amendments to and activation of the securities collateral concentration add-on fee 10/13/2023 Certified 10/26/2023 2
ICE NGX Amendments relating to Early Delivery and Physical Invoice Available Date. 05/29/2024 Certified 06/12/2024 3
OCC Rule primarily applicable to securities 10/26/2006 Certified 10/26/2006 1
ICLR US To modify requirements for assets to be used as guarantee fund deposits or margin 12/19/2007 Certified 12/28/2007 1
OCC Rule amendment to obtain legal cetainty with respect to options and security futures on iShares COMEX Gold Trust Shares 07/23/2008 Approved 12/03/2008 1
LCHLLC New Rule for IMMES Service 07/28/2014 Certified 08/11/2014 1
LCHLTD LCH.Clearnet is submitting for self certification changes to its rules with respect to the introduction of Zero Coupon Inflation-Indexed Swaps clearing in the SwapClear service. 03/09/2015 Certified 03/20/2015 1
CME Amendments to CME/CBOT/NYMEX/COMEX Rules 814, 819, and 901.S and CME Rules 8H03, 8F003, 8H08 12/13/2016 Certified 12/28/2016 2
ICLREU2 ICEU proposes to adopt amendmendments to the CDS Risk Policy related to portfolio margining. 09/12/2017 Certified 09/26/2017 2
CME Weekly Notification of Rule Amendments - Week of October 16, 2017 10/26/2017 Notified 10/26/2017 1
LCHLTD LCH LTD changes to its London Deposit Rate (LDR) applied to cash balances (excluding default fund) held on SwapClear and ForexCler services clearing member accounts. 12/22/2017 Notified 12/22/2017 1
SGX-DC Weekly notification of rule amendments for the week of 24 September 2018. 10/03/2018 Notified 10/03/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 025-19 related to clarifying that Difference Claims are subject to taxes or other charges, holiday calendars, Settlement Compensation Margin, and allowing the use of a third-party account holder at CBF 03/11/2019 Certified 03/25/2019 6
SGX-DC Self-certification of Amendments to SGX-DC Clearing Rules 07/08/2019 Certified 07/19/2019 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 10/02/2020 Notified 10/02/2020 2
LCHSA LCH SA is submitting for self-certification the proposed amendments to the CDSClear fee grid for 2021. 12/16/2020 Certified 12/31/2020 1
LCHLTD LCH Limited is submitting for self-certification clarification changes to its rules related to its international client clearing model. The changes do not apply to Clearing Members that are Future Commission Merchants ("FCMs"). 03/31/2021 Certified 04/14/2021 1
LCHLTD LCH is submitting for self-certification revisions to its rules to extend the maximum tenors for certain swaps and to add additional swaps. 04/01/2022 Certified 04/15/2022 3
CME Weekly Notification of Rule Amendments - Week of October 24, 2022 10/31/2022 Notified 10/31/2022 1
ICLR US To extend the benefits of a cross-margining program to non-members of the exchange 12/17/2007 Certified 12/28/2007 1
OCC Rule amendment provides for the margining of OCC segregated futures customer accounts on a gross basis, as required by CFTC Rule 39.13(g)(8)(i); SR-OCC-2012-17. 09/14/2012 Certified 09/29/2012 1
CME Amendments to the Listing Cycle of the Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contract 10/17/2014 Certified 10/31/2014 1
LCHLTD Changes to the LCH Rulebook in relation to the ForexClear service to remove EMTA Template table extracts from the Rulebook and replace with website links. 02/11/2016 Certified 02/26/2016 1
SGX-DC Weekly notification of rule amendments for the week of 4 September 2017. 09/13/2017 Notified 09/13/2017 2
ICLREU2 ICE Clear Europe is proposing to make certain amendments to its Liquidity Plan to address changes in its treasury activities and to make certain enhancements to liquidity risk stress testing scenarios and other clarifications. 10/03/2018 Certified 10/17/2018 2
SGX-DC Weekly notification of rule amendments for the week of 4 March 2019. 03/12/2019 Notified 03/12/2019 2