ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Model Validation Framework. |
04/23/2019 |
Certified |
05/07/2019 |
|
2 |
ICE NGX |
Amendments to Schedule "C" and Schedule "D" of Contracting Party Agreement |
07/08/2019 |
Certified |
07/22/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of June 22, 2020 |
06/30/2020 |
Notified |
06/30/2020 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Rulebook amendments related to the UK withdrawal from the EU |
12/16/2020 |
Certified |
12/31/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of June 28, 2021 |
07/06/2021 |
Notified |
07/06/2021 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of September 6, 2021 |
09/14/2021 |
Notified |
09/14/2021 |
|
1 |
ICE NGX |
RMF amendments re Enhanced Liquidity & PMM |
12/10/2021 |
Withdrawn |
12/21/2021 |
|
2 |
EUREX |
Proposed amendments in Eurex Clearing Circular 035-23 to reflect the introduction of Eurex Daily Futures on KOSPI 200 Monday Weekly Options on Eurex Deutschland |
06/05/2023 |
Certified |
06/20/2023 |
|
2 |
ICECC |
ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and Risk Working Group. |
10/13/2023 |
Notified |
10/13/2023 |
|
2 |
OCC |
Rule Certification Concerning Updates to OCC's Collateral Risk Management Policy and Margin Policy |
12/04/2023 |
Certified |
12/18/2023 |
|
2 |
LCHLTD |
LCH Limited, a derivatives clearing organization registered with the CFTC, is submitting for self-certification revisions to the Terms of Reference ("ToR") of the Risk Committee of the Board of Directors. |
05/30/2024 |
Certified |
06/13/2024 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 23 January 2017. |
01/31/2017 |
Notified |
01/31/2017 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of March 13, 2017 |
03/23/2017 |
Notified |
03/23/2017 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of September 24, 2018 |
10/03/2018 |
Notified |
10/03/2018 |
|
1 |
LCHLTD |
LCH Limited is submitting for self-certification changes to its rules regarding enhancements to the trade registration process in the ForexClear service. |
01/30/2019 |
Certified |
02/13/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of April 15, 2019 |
04/25/2019 |
Notified |
04/25/2019 |
|
1 |
ICE NGX |
The addition of eight physically-settled power futures transactions in the ERCOT market with their delivery points at North Load Zone, South Load Zone, Houston Load Zone and West Load Zone |
05/24/2019 |
Withdrawn |
05/31/2019 |
|
1 |
OCC |
Proposed rule change concerning enhancements to The Options Clearing Corporation's Rules, Clearing Fund Methodology Policy, andClearing Fund and Stress Testing Methodology. |
11/19/2019 |
Certified |
12/04/2019 |
|
2 |
EUREX |
Weekly Notification of Rule Amendments - Week of March 29, 2020 |
04/01/2021 |
Notified |
04/01/2021 |
|
1 |
LCHLTD |
LCH is submitting for self-certification revisions to its rules to clarify that the use of electronic signatures is permissible for LCH business. |
08/24/2021 |
Certified |
09/08/2021 |
|
3 |
EUREX |
Proposed amendments in Eurex Clearing Circular 082/21 relating to the introduction of new group IDs IE22, IE23, CH23, DE23 and NL22 for single stock dividend futures. |
09/15/2021 |
Certified |
09/28/2021 |
|
2 |
ICE NGX |
Certification of Investment Guidelines |
12/10/2021 |
Certified |
12/27/2021 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
07/22/2022 |
Notified |
07/22/2022 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of May 29, 2023 |
06/06/2023 |
Notified |
06/06/2023 |
|
1 |
MGEX |
Risk Manual Amendments |
08/25/2023 |
Certified |
09/11/2023 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 084-23 related to Market Disruption at Eurex Exchange |
12/05/2023 |
Certified |
12/18/2023 |
|
2 |
BCC |
Ownership Structure |
07/03/2001 |
Certified |
07/03/2001 |
|
0 |
OCC |
Rule primarily applicable to securities |
09/25/2006 |
Certified |
09/25/2006 |
|
1 |
CME |
Increase of CME corporate contribution to IRS financial safeguards from $100MM to $150MM; 13-045. |
02/13/2013 |
Certified |
03/01/2013 |
|
1 |
CME |
Expansion of Modified Split Methodology |
03/09/2015 |
Certified |
03/23/2015 |
|
1 |
ICECC |
ICC proposes revising the ICC Rules to correct inconsistent provisions regarding the Risk Management Subcommittee. |
09/22/2015 |
Certified |
10/06/2015 |
|
2 |
ICLREU2 |
To modify the ICEU Rules to clarify the application of certain default-related provisions in the context of resolution proceedings with respect to the Clearing House or a Clearing Member. |
03/24/2016 |
Certified |
04/06/2016 |
|
2 |
LCHLTD |
ForexClear Compression fees are being published and added to the existing fee waiver program. Also language to clarify that changing of the main tariff if not permissible. |
06/20/2016 |
Certified |
07/01/2016 |
|
1 |
OCC |
Proposed rule change to enhance OCC's Stock Loan/Hedge Program and Market Loan Program. |
03/23/2017 |
Certified |
04/06/2017 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
05/05/2017 |
Notified |
05/05/2017 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 18 December 2017. |
12/25/2017 |
Notified |
12/25/2017 |
|
2 |
CME |
Delisting of the Markit iTraxx Europe Main 7Y Swap (Cleared Only) Contract |
02/09/2018 |
Certified |
02/09/2018 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of April 2, 2018 |
04/11/2018 |
Notified |
04/11/2018 |
|
1 |
OCC |
Proposed rule change concerning enhancements to The Options Clearing Corporation's Rules, Margin Policy,Margin Methodology, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology toaddress Specific Wrong-Way Risk. |
11/19/2019 |
Certified |
12/04/2019 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of August 22, 2022 |
08/29/2022 |
Notified |
08/29/2022 |
|
1 |
EUREX |
Proposed stated policy in Eurex Clearing Circular 080-22 related to OTC IRD Client Activation Program 2023 for Disclosed Direct Clients, FCM Clients, and ISA Direct Clearing Members |
11/01/2022 |
Certified |
11/16/2022 |
|
2 |
OCC |
Rule primarily applicable to securities |
07/24/2006 |
Certified |
07/24/2006 |
|
1 |
OCC |
Rule change allowing clearing members to use OCC systems to update certain non-critical trade data in respect of exchange transactions involving securities and other options, provided that such update does not contravene any exchange rules |
06/07/2011 |
Certified |
06/07/2011 |
|
1 |
CME |
Changes to rules related to OTC Derivative Clearing, Interest Rate Derivative Clearing and CDS Clearing conforming to CFTC Regulation 39.12(b)(7) (Time Frame for Clearing). NYMEX rule changes to avoid conflicts with CFTC Regulations 1.73 and 1.74. 12-280 |
09/14/2012 |
Certified |
09/29/2012 |
|
1 |
OCC |
Technical change related to mini options to clarify that the same adjustment treatment thresholds that were added to Article VI, Section 11A(c)(ii) are also meant to extend to contracts overlying fund shares; SR-OCC-2013-01. |
02/14/2013 |
Certified |
03/02/2013 |
|
1 |
LCHLTD |
LCH.Clearnet Limited changes to Rulebook Section 4 Procedures to allow non-FCM Clearing Members to lodge AUD securities onshore at Austraclear, a CSD located in Australia. There are also some non-material changes being made. |
03/24/2016 |
Certified |
04/07/2016 |
|
1 |
LCHLTD |
LCH Ltd change to its London Deposit Rate (LDR)applicable to cash balances held on clearing member accounts for the SwapClear and ForexClear services. |
03/24/2017 |
Notified |
03/24/2017 |
|
1 |
LCHLTD |
Capitalab, a division of BGC Brokers LP, has been added as an eligible provider of third party compression services to the participants of LCH Ltd's ("LCH") SwapClear service. |
12/26/2017 |
Notified |
12/26/2017 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 5 February 2018. |
02/11/2018 |
Notified |
02/11/2018 |
|
2 |
ICLREU2 |
ICE Clear Europe is proposing to amend its F&O Risk Procedures. |
10/22/2019 |
Certified |
11/04/2019 |
|
2 |