Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Model Validation Framework. 04/23/2019 Certified 05/07/2019 2
ICE NGX Amendments to Schedule "C" and Schedule "D" of Contracting Party Agreement 07/08/2019 Certified 07/22/2019 1
CME Weekly Notification of Rule Amendments - Week of June 22, 2020 06/30/2020 Notified 06/30/2020 1
LCHLTD LCH Limited Self-Certification: Rulebook amendments related to the UK withdrawal from the EU 12/16/2020 Certified 12/31/2020 1
CME Weekly Notification of Rule Amendments - Week of June 28, 2021 07/06/2021 Notified 07/06/2021 1
CME Weekly Notification of Rule Amendments - Week of September 6, 2021 09/14/2021 Notified 09/14/2021 1
ICE NGX RMF amendments re Enhanced Liquidity & PMM 12/10/2021 Withdrawn 12/21/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 035-23 to reflect the introduction of Eurex Daily Futures on KOSPI 200 Monday Weekly Options on Eurex Deutschland 06/05/2023 Certified 06/20/2023 2
ICECC ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and Risk Working Group. 10/13/2023 Notified 10/13/2023 2
OCC Rule Certification Concerning Updates to OCC's Collateral Risk Management Policy and Margin Policy 12/04/2023 Certified 12/18/2023 2
LCHLTD LCH Limited, a derivatives clearing organization registered with the CFTC, is submitting for self-certification revisions to the Terms of Reference ("ToR") of the Risk Committee of the Board of Directors. 05/30/2024 Certified 06/13/2024 1
SGX-DC Weekly notification of rule amendments for the week of 23 January 2017. 01/31/2017 Notified 01/31/2017 2
CME Weekly Notification of Rule Amendments - Week of March 13, 2017 03/23/2017 Notified 03/23/2017 1
CME Weekly Notification of Rule Amendments - Week of September 24, 2018 10/03/2018 Notified 10/03/2018 1
LCHLTD LCH Limited is submitting for self-certification changes to its rules regarding enhancements to the trade registration process in the ForexClear service. 01/30/2019 Certified 02/13/2019 1
CME Weekly Notification of Rule Amendments - Week of April 15, 2019 04/25/2019 Notified 04/25/2019 1
ICE NGX The addition of eight physically-settled power futures transactions in the ERCOT market with their delivery points at North Load Zone, South Load Zone, Houston Load Zone and West Load Zone 05/24/2019 Withdrawn 05/31/2019 1
OCC Proposed rule change concerning enhancements to The Options Clearing Corporation's Rules, Clearing Fund Methodology Policy, andClearing Fund and Stress Testing Methodology. 11/19/2019 Certified 12/04/2019 2
EUREX Weekly Notification of Rule Amendments - Week of March 29, 2020 04/01/2021 Notified 04/01/2021 1
LCHLTD LCH is submitting for self-certification revisions to its rules to clarify that the use of electronic signatures is permissible for LCH business. 08/24/2021 Certified 09/08/2021 3
EUREX Proposed amendments in Eurex Clearing Circular 082/21 relating to the introduction of new group IDs IE22, IE23, CH23, DE23 and NL22 for single stock dividend futures. 09/15/2021 Certified 09/28/2021 2
ICE NGX Certification of Investment Guidelines 12/10/2021 Certified 12/27/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/22/2022 Notified 07/22/2022 2
CME Weekly Notification of Rule Amendments - Week of May 29, 2023 06/06/2023 Notified 06/06/2023 1
MGEX Risk Manual Amendments 08/25/2023 Certified 09/11/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 084-23 related to Market Disruption at Eurex Exchange 12/05/2023 Certified 12/18/2023 2
BCC Ownership Structure 07/03/2001 Certified 07/03/2001 0
OCC Rule primarily applicable to securities 09/25/2006 Certified 09/25/2006 1
CME Increase of CME corporate contribution to IRS financial safeguards from $100MM to $150MM; 13-045. 02/13/2013 Certified 03/01/2013 1
CME Expansion of Modified Split Methodology 03/09/2015 Certified 03/23/2015 1
ICECC ICC proposes revising the ICC Rules to correct inconsistent provisions regarding the Risk Management Subcommittee. 09/22/2015 Certified 10/06/2015 2
ICLREU2 To modify the ICEU Rules to clarify the application of certain default-related provisions in the context of resolution proceedings with respect to the Clearing House or a Clearing Member. 03/24/2016 Certified 04/06/2016 2
LCHLTD ForexClear Compression fees are being published and added to the existing fee waiver program. Also language to clarify that changing of the main tariff if not permissible. 06/20/2016 Certified 07/01/2016 1
OCC Proposed rule change to enhance OCC's Stock Loan/Hedge Program and Market Loan Program. 03/23/2017 Certified 04/06/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 05/05/2017 Notified 05/05/2017 2
SGX-DC Weekly notification of rule amendments for the week of 18 December 2017. 12/25/2017 Notified 12/25/2017 2
CME Delisting of the Markit iTraxx Europe Main 7Y Swap (Cleared Only) Contract 02/09/2018 Certified 02/09/2018 1
CME Weekly Notification of Rule Amendments - Week of April 2, 2018 04/11/2018 Notified 04/11/2018 1
OCC Proposed rule change concerning enhancements to The Options Clearing Corporation's Rules, Margin Policy,Margin Methodology, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology toaddress Specific Wrong-Way Risk. 11/19/2019 Certified 12/04/2019 2
CME Weekly Notification of Rule Amendments - Week of August 22, 2022 08/29/2022 Notified 08/29/2022 1
EUREX Proposed stated policy in Eurex Clearing Circular 080-22 related to OTC IRD Client Activation Program 2023 for Disclosed Direct Clients, FCM Clients, and ISA Direct Clearing Members 11/01/2022 Certified 11/16/2022 2
OCC Rule primarily applicable to securities 07/24/2006 Certified 07/24/2006 1
OCC Rule change allowing clearing members to use OCC systems to update certain non-critical trade data in respect of exchange transactions involving securities and other options, provided that such update does not contravene any exchange rules 06/07/2011 Certified 06/07/2011 1
CME Changes to rules related to OTC Derivative Clearing, Interest Rate Derivative Clearing and CDS Clearing conforming to CFTC Regulation 39.12(b)(7) (Time Frame for Clearing). NYMEX rule changes to avoid conflicts with CFTC Regulations 1.73 and 1.74. 12-280 09/14/2012 Certified 09/29/2012 1
OCC Technical change related to mini options to clarify that the same adjustment treatment thresholds that were added to Article VI, Section 11A(c)(ii) are also meant to extend to contracts overlying fund shares; SR-OCC-2013-01. 02/14/2013 Certified 03/02/2013 1
LCHLTD LCH.Clearnet Limited changes to Rulebook Section 4 Procedures to allow non-FCM Clearing Members to lodge AUD securities onshore at Austraclear, a CSD located in Australia. There are also some non-material changes being made. 03/24/2016 Certified 04/07/2016 1
LCHLTD LCH Ltd change to its London Deposit Rate (LDR)applicable to cash balances held on clearing member accounts for the SwapClear and ForexClear services. 03/24/2017 Notified 03/24/2017 1
LCHLTD Capitalab, a division of BGC Brokers LP, has been added as an eligible provider of third party compression services to the participants of LCH Ltd's ("LCH") SwapClear service. 12/26/2017 Notified 12/26/2017 1
SGX-DC Weekly notification of rule amendments for the week of 5 February 2018. 02/11/2018 Notified 02/11/2018 2
ICLREU2 ICE Clear Europe is proposing to amend its F&O Risk Procedures. 10/22/2019 Certified 11/04/2019 2