| CME |
Changes to rules related to OTC Derivative Clearing, Interest Rate Derivative Clearing and CDS Clearing conforming to CFTC Regulation 39.12(b)(7) (Time Frame for Clearing). NYMEX rule changes to avoid conflicts with CFTC Regulations 1.73 and 1.74. 12-280 |
09/14/2012 |
Certified |
09/29/2012 |
|
1 |
| OCC |
Technical change related to mini options to clarify that the same adjustment treatment thresholds that were added to Article VI, Section 11A(c)(ii) are also meant to extend to contracts overlying fund shares; SR-OCC-2013-01. |
02/14/2013 |
Certified |
03/02/2013 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited changes to Rulebook Section 4 Procedures to allow non-FCM Clearing Members to lodge AUD securities onshore at Austraclear, a CSD located in Australia. There are also some non-material changes being made. |
03/24/2016 |
Certified |
04/07/2016 |
|
1 |
| LCHLTD |
LCH Ltd change to its London Deposit Rate (LDR)applicable to cash balances held on clearing member accounts for the SwapClear and ForexClear services. |
03/24/2017 |
Notified |
03/24/2017 |
|
1 |
| LCHLTD |
Capitalab, a division of BGC Brokers LP, has been added as an eligible provider of third party compression services to the participants of LCH Ltd's ("LCH") SwapClear service. |
12/26/2017 |
Notified |
12/26/2017 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 5 February 2018. |
02/11/2018 |
Notified |
02/11/2018 |
|
2 |
| ICLREU2 |
ICE Clear Europe is proposing to amend its F&O Risk Procedures. |
10/22/2019 |
Certified |
11/04/2019 |
|
2 |
| EUREX |
Proposed stated policy in Eurex Clearing Circular 093-20 related to extending its trading and clearing hours for additional, selected equity and volatility index futures and fixed income futures |
11/09/2020 |
Certified |
11/24/2020 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 076/21 relating to a new contract naming convention for 3M SARON Futures (FSR3). |
08/26/2021 |
Certified |
09/10/2021 |
|
2 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 February 2022. |
02/21/2022 |
Notified |
02/21/2022 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of December 5, 2022 |
12/13/2022 |
Notified |
12/13/2022 |
|
1 |
| LCHLTD |
Changes to LCH Limited's ("LCH") London Deposit Rate ("LDR"), Client Deposit Rate ("CDR"), FCM London Deposit Rate ("FCM LDR") and RepoClear Deposit Rate ("RDR"). |
01/15/2024 |
Notified |
01/15/2024 |
|
1 |
| OCC |
Rule primarily applicable to securities |
07/12/2006 |
Certified |
07/12/2006 |
|
1 |
| LCHLLC |
Rules 908 and 909 incorporate the contract specifications of two new futures contracts to be cleared by IDCH - the IDEX USD Defined Roll Interest Rate Swap Futures Contract and the IDEX USD Forward Start Defined Roll Interest Rate Swap Futures Contract. |
08/05/2010 |
Certified |
08/05/2010 |
|
1 |
| NADEX |
Create CCO title and amend rulebook to reflect office and duties of CCO. |
11/18/2011 |
Certified |
12/06/2011 |
|
1 |
| OCC |
Private auction process by which OCC may liquidate all or any part of a suspended Clearing Member's account; SR-OCC-2012-11 |
07/03/2012 |
Certified |
07/18/2012 |
|
1 |
| SGX-DC |
Rule amendments for specification of final settlement price methodology for the SGX Hot-Rolled Coil Steel CFR ASEAN Swap contract. |
01/22/2014 |
Certified |
02/06/2014 |
|
1 |
| NADEX |
Amends the minimum initial required deposit to $250; amends language regarding transfer of funds from foreign bank to Nadex settlement bank; clarifies settlement for federal funds binary contracts |
08/05/2016 |
Certified |
08/19/2016 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of June 5, 2017 |
06/15/2017 |
Notified |
06/15/2017 |
|
1 |
| OCC |
Proposed rule change to revise The Options Clearing Corporation's Schedule of Fees. |
03/12/2019 |
Certified |
03/26/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 051-19 related to supporting the 2017 ISDA/FIA Cleared Derivatives Execution Agreement and implementing a backloading functionality for OTC FX Transactions |
05/28/2019 |
Certified |
06/11/2019 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 11 November 2019. |
11/20/2019 |
Notified |
11/20/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 028-20 related to the introduction of a fee for non-disclosed block trades in index options on the DAXr (ODAX), EURO STOXXr Banks (OESB) or SMIr (OSMI) |
03/31/2020 |
Certified |
04/14/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 094-20 related to the introduction of an optional Internal Buffer Margin Account offering, clarification of Excess Collateral and Unallocated Redelivery Claims, and other minor amendments |
11/09/2020 |
Certified |
11/24/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 008-21 related to launch of Daily Futures on KOSPI 200 Futures on Eurex Deutschland |
02/10/2021 |
Certified |
02/25/2021 |
|
2 |
| MGEX |
Notice of margin changes made prior week |
04/01/2021 |
Notified |
04/01/2021 |
|
1 |
| MGEX |
Revisions to Risk Manual |
09/15/2021 |
Withdrawn |
09/30/2021 |
|
2 |
| ICECC |
ICE Clear Credit proposes amending Chapter 26 of its Rulebook. |
04/05/2022 |
Certified |
04/19/2022 |
|
2 |
| ICE NGX |
Amendments are designed to streamline and update terminology, descriptions, rules and procedures relating to financially settled futures products. |
03/05/2024 |
Certified |
03/19/2024 |
|
1 |
| OCC |
Rule primarily applicable to securities |
06/26/2006 |
Certified |
06/26/2006 |
|
1 |
| ICLREU2 |
Amendments to contract terms for Brent 1st Line Swap |
09/22/2011 |
Certified |
10/07/2011 |
|
1 |
| OCC |
Amend Bylaws to allow OCC to approve OCC's form of clearing member application and form of clearing agreement; SR-OCC-2012-12 |
07/10/2012 |
Withdrawn |
07/16/2012 |
|
2 |
| LCHLTD |
Rule amendments to introduce "real time registration" ("RTR") for its ForexClear service as required under 17 C.F.R. 39.12(b)(7)(i). Changes include the addition of Minimum Excess Requirement and Mutualized Credit Extension. |
02/13/2013 |
Certified |
03/01/2013 |
|
1 |
| CME |
Notification of CME's New York Data Center classification as the primary operational backup Data Center for CME Clearing. |
09/23/2013 |
Certified |
12/20/2013 |
|
1 |
| CME |
Revision to CME/CBOT/NYMEX/COMEX Rule 854 to add a provision to the Rule concerning violations of the Rule; 14-100 |
03/21/2014 |
Certified |
04/05/2014 |
|
1 |
| SGX-DC |
Amendments to the SGX-DC Clearing Rules for the SGX Iron Ore 58% Swaps |
11/27/2014 |
Certified |
12/10/2014 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited will commence clearing new PJM zonal contracts traded on the Nodal Exchange. |
07/13/2015 |
Withdrawn |
07/15/2015 |
|
1 |
| LCHLTD |
LCH.Ltd self certifies changes its rules to add MXN IRS and VNS in NOK, PLN and SEK to the list of SwapClear eligible products. Also, the self certification includes rule changes to reflect the new NOK benchmark index name of NOK-NIBOR-OIBOR. |
09/19/2016 |
Certified |
10/03/2016 |
|
1 |
| ICLREU2 |
To modify the ICEU Rules to clarify the application of certain default-related provisions in the context of resolution proceedings with respect to the Clearing House or a Clearing Member. |
02/01/2017 |
Certified |
02/15/2017 |
|
2 |
| CME |
Adoption of a New Framework for Initial Margin Calculations |
05/28/2019 |
Certified |
07/19/2019 |
|
3 |
| LCHLTD |
LCH Limited Weekly Notification of Connectivity Fee Amendment. No changes to LCH Rulebook apply. |
03/06/2020 |
Notified |
03/06/2020 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 095-20 related to the introduction of new options on FX futures |
11/09/2020 |
Certified |
11/24/2020 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: ForexClear fees update |
12/16/2020 |
Certified |
12/31/2020 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of August 23, 2021 |
08/26/2021 |
Notified |
08/26/2021 |
|
1 |
| ICECC |
ICE Clear Credit proposes changes to the Risk Parameter Setting and Review Policy. |
04/05/2022 |
Certified |
04/19/2022 |
|
2 |
| MGEX |
Notification of margin changes made prior week |
05/19/2022 |
Notified |
05/19/2022 |
|
1 |
| NODALCL |
Transaction Fee Schedule update for Nodal Exchange products |
11/02/2022 |
Certified |
11/17/2022 |
|
2 |
| ICECC |
The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules. Specifically, ICC purposes to add a Single Name Sovereign CDS Contract, the Dominican Republic to the ICC Clearing Rules to be cleared. |
04/18/2023 |
Certified |
05/02/2023 |
|
2 |
| LCHSA |
LCH SA is proposing to expand the eligible collateral (CADES...) to be posted by a clearing member to satisfy the margin requirements. |
07/17/2023 |
Certified |
07/28/2023 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of November 27, 2023 |
12/05/2023 |
Notified |
12/05/2023 |
|
1 |
