Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLREU2 ICE Clear Europe submits for self-certification new Rule 110(g), which addresses ICE Clear Europe's ability to delay variation margin settlement under Rule 110. 03/21/2014 Certified 04/05/2014 1
LCHSA CDSClear currently applies an identical rate to cash EUR deposited on both house and client accounts. As from January 2015, CDSClear will apply a different rate to the cash EUR collateral deposited on behalf of clients. 12/19/2014 Certified 01/05/2015 1
LCHSA LCH Clearnet SA is submitting for self-certification a change of Euro Default Fund remuneration rate as of 1st of April 2015. 03/10/2015 Certified 03/24/2015 1
CME Weekly Notification of Rule Amendments - Week of April 24, 2017 05/05/2017 Notified 05/05/2017 1
SGX-DC Approval of amendments to SGX-DC Clearing Rules to effect default management measures, revise the application of the SGX-DC Clearing Fund and remove references to OTCF contracts due to cessation of clearing that contract class. 04/29/2019 Withdrawn 05/03/2019 1
SGX-DC Weekly notification of rule amendments for the week of 20 May 2019. 05/29/2019 Notified 05/29/2019 2
LCHLTD The rulebook has been amended to provide an express reference to the sub-accounts LCH will open on behalf of a clearing member and to reflect that LCH may open and close operational accounts for clearing members at its sole discretion. 04/01/2020 Certified 04/14/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 096-20 related to clearing for clients domiciled in the People's Republic of China, extending the cut-off time for EUR cash collateral, and directly debiting fees with permission 11/09/2020 Certified 11/24/2020 2
OCC Proposed rule change concerning the implementation of new Sufficiency Scenarios in The Options Clearing Corporation's stress testing inventory. 12/16/2020 Certified 12/31/2020 2
MGEX Submission of dormant Rules related to clearing of Bitnomial Exchange contracts for certification 08/26/2021 Certified 09/10/2021 1
EUREX Proposed amendments in Eurex Clearing Circular 022-22 to the Clearing Conditions and Price List relating to discontinuation of clearing services for equity and equity index on derivatives on Russian underlyings. 04/06/2022 Certified 04/20/2022 2
EUREX Proposed amendments in Eurex Clearing Circular 036-22 to the Clearing Conditions and the Price List with regard to the implementation of a new equity index derivatives. 05/20/2022 Certified 06/06/2022 2
LCHLTD Changes to the LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate and RepoClear Deposit Rate. 04/18/2023 Notified 04/18/2023 1
LCHLTD LCH Limited Self-Certification: SwapClear Service Opening - 24x5 07/17/2023 Certified 07/28/2023 1
EUREX Proposed rule amendments in Eurex Clearing Circular 066-23 related to the launch of DAX® Index End-of-Day Options Contracts on Eurex Deutschland 10/17/2023 Certified 10/30/2023 2
ICE NGX Amending provisions relating to protection of personal information, confidentiality, update terminology and update descriptions. 03/05/2024 Certified 03/19/2024 1
OCC Rule primarily applicable to securities 04/26/2006 Certified 04/26/2006 1
CME Addition of Interest Rate Swaps in EUR, GBP, JPY, CAD and CHF 09/23/2011 Certified 10/08/2011 1
CME Certification of Changes to Correct An Error in CME Rule 274H.02.A. Regarding Cash Settlement of Cleared OTC U.S. Dollar/Chilean Peso (Cleared OTC USD/CLP) Spot, Forwards and Swaps Contracts. 10/30/2013 Certified 11/15/2013 1
ICLR US Amendment to procedures for facilitating physical delivery of foreign currencies. ICUS #14-26 03/24/2014 Certified 04/08/2014 1
OCC This proposed rule change would provide that OCC's President will be its Chief Operating Officer, and that the President will not be a Management Director. 10/21/2014 Certified 11/04/2014 2
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 816.; CME Rules 8G07. and 8H07. 08/08/2016 Certified 08/22/2016 1
CMECE Weekly Notification of Rule Amendments 03/24/2017 Notified 03/24/2017 1
ICECC ICC proposes to update its Stress Testing Framework and Liquidity Risk Management Framework. 09/13/2017 Certified 09/27/2017 2
CME Weekly Notification of Rule Amendments - Week of December 18, 2017 12/27/2017 Notified 12/27/2017 1
SGX-DC Weekly notification of rule amendments for the week of 14 May 2018. 05/23/2018 Notified 05/23/2018 2
CME Rule Amendments for CME to Clear for FEX Exchange. 07/03/2018 Certified 07/18/2018 1
ICECC ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures 08/20/2018 Certified 09/04/2018 2
ICLREU2 ICE Clear Europe is amending its Rules relating to Clearing House default management, recovery and wind-down to address the risk of uncovered losses from a Clearing Member default or series of defaults, among other risks. 05/29/2019 Certified 06/11/2019 5
ICLREU2 ICE Clear Europe is amending its Rules and General Contract Terms in order to provide clearing services for F&O contracts to ICE Futures Abu Dhabi. 11/20/2019 Certified 12/05/2019 3
CME Weekly Notification of Rule Amendments - Week of March 23, 2020 04/01/2020 Notified 04/01/2020 1
OCC Proposed Rule Change to Enhance The Options Clearing Corporation's Stock Loan Close-Out Process 09/01/2020 Certified 09/16/2020 2
ICECC ICC proposes updates to its Operational Risk Management Framework. 02/10/2021 Certified 02/25/2021 2
CME Amendments to CME Rule 8A71. ("Contract Eligibility") to add E-mini FTSE China 50 Futures Contract and E-mini FTSE Emerging Market Futures Contract to the Mutual Offset System 04/02/2021 Certified 04/16/2021 1
LCHLTD Changes to LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate, and RepoClear Deposit Rate 07/17/2023 Notified 07/17/2023 1
OCC Rule primarily applicable to securities 01/12/2006 Certified 01/12/2006 1
CME Addition of CDX North American Investment Grade Index Series 9 09/23/2011 Certified 09/24/2011 1
ICLR US Amendment to Collateral and Cash Management Fees 02/10/2014 Certified 02/26/2014 1
LCHSA As a result of an independent model review performed in 2014, LCH.Clearnet isproposing a number of refinements aimed at correcting certain features of its CDS Risk model. 12/19/2014 Certified 01/06/2015 2
CME Maintaining List on CME Group Website of Indices for Cleared CDX Index Untranched CDS Contracts 03/10/2015 Certified 03/24/2015 1
CME Weekly Notification of Rule Amendments - Week of September 4, 2017 09/13/2017 Notified 09/13/2017 1
ICE NGX The is an Amendment to the Schedule "A" of the Contracting Party Agreement, which is amendments to data and fee charges. 12/13/2018 Certified 01/28/2019 1
CME Weekly Notification of Rule Amendments - Week of November 11, 2019 11/20/2019 Notified 11/20/2019 1
LCHLTD LCH Limited Self-Certification: Clarifications to fees on Collateral and net capital requirements for Listed Rates FCM Members 03/06/2020 Certified 03/20/2020 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/02/2020 Notified 07/02/2020 2
CME Weekly Notification of Rule Amendments - Week of August 24, 2020 09/01/2020 Notified 09/01/2020 1
CME Weekly Notification of Rule Amendments - Week of November 2, 2020 11/10/2020 Notified 11/10/2020 1
ICLREU2 ICE Clear Europe Limited proposes to modify Part N of its Delivery Procedures to to include delivery specifications applicable to a new ICE Futures Europe futures contract, the ICE Deliverable Carbon Credit Contract 04/07/2022 Certified 04/20/2022 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 05/20/2022 Notified 05/20/2022 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework - Removing and Replacing Certain Scenarios Used in Stress Tests - Submission Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6(a) 07/25/2022 Certified 08/08/2022 2