Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Migration of Open Interest from the Options on E-mini S&P 500 Index Futures - Quarterly PM (European-Style) Contract to the Weekly Options on E-mini S&P 500 Index Futures - Week 3 (European-Style) Contract 12/13/2022 Certified 12/28/2022 2
CME Weekly Notification of Rule Amendments - Week of October 9, 2023 10/17/2023 Notified 10/17/2023 1
ICLR US By-Law 5.5 Deficiency in Guaranty Fund 02/13/2007 Certified 02/26/2007 1
OCC Rule primarily applicable to securities 01/11/2006 Certified 01/11/2006 1
CME New Chapter 10 and new Rule 1001 regarding swap data repository reporting; New submission amending submission 12-391. 12/06/2012 Approved 03/06/2013 2
LCHLTD Implementation of a Liquidity and Concentration Risk Model for the Nodal Clearing Service. 02/18/2014 Certified 03/05/2014 1
OCC Proposed rule change related to The Options Clearing Corporation's clearing membership approval process. 05/16/2016 Certified 05/31/2016 1
CME Changes to Collateral Haircut Model 07/28/2017 Certified 08/11/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 086-17 relating to introduction of FX Rolling Spot Futures 09/13/2017 Certified 09/27/2017 2
CME Weekly Notification of Rule Amendments - Week of January 21, 2019 01/30/2019 Notified 01/30/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 069-19 related to accepting U.S. dollar ("USD") as currency for initial margin payments under its LSOC model 07/09/2019 Certified 07/23/2019 2
CME Weekly Notification of Rule Amendments - Week of August 12, 2019 08/21/2019 Notified 08/21/2019 1
CME Weekly Notification of Rule Amendments - Week of October 14, 2019 10/23/2019 Notified 10/23/2019 1
LCHLTD LCH Limited Self-Certification: Standard Coupon Inflation Swaps 03/06/2020 Certified 03/20/2020 1
ICLREU2 ICEU 40.5 commingling request for IFAD 07/03/2020 Approved 08/18/2020 4
CME Weekly Notification of Rule Amendments - Week of February 14, 2022 02/22/2022 Notified 02/22/2022 1
ICLREU2 Changes to Clearing Rules (Part 7 & 8) - EDSP/ERCOT Rule changes 06/17/2022 Certified 07/01/2022 2
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited's London Deposit Rate and RepoClear Deposit Rate effective from 22 July 2022. 07/26/2022 Notified 07/26/2022 1
ICLREU2 ICE Clear Europe is retiring its Risk Identification Framework, which the Clearing House believes is outdated and has been superseded by other of the Clearing House's rules, policies, procedures and risk management practices. 12/06/2023 Certified 12/20/2023 2
OCC Adoption of interpretative guidance regarding the administration and application of a new adjustment method for cash dividends and distributions 05/23/2008 Certified 05/27/2008 1
LCHLTD Self-certification in respect of operational changes for accepting Trades with a Trade Date T+1 while LCH.Clearnet's SwapClear service still operates on T. 05/01/2014 Certified 05/16/2014 1
SGX-DC Amendments have been promulgated in order to align the SGX-DC Clearing Rules to the IAS 32 that prescribes rules for the offsetting of financial assets and financial liabilities. 04/13/2015 Certified 04/24/2015 1
SGX-DC Weekly notification of rule amendments for the week of 24 July 2017. 07/30/2017 Notified 07/30/2017 2
EUREX Proposed rule changes in Eurex Clearing Circular 017-18 related to Eurex Bonds termination, editorial amendments, specifications for debt collateral, STM Model, charging of mistrade fees, and securities lending 02/13/2018 Certified 02/27/2018 2
SGX-DC Weekly notification of rule amendments for the week of 21 January 2019. 01/31/2019 Notified 01/31/2019 2
CME Notification of Rule Amendments - Week of March 4, 2019 03/13/2019 Notified 03/13/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 054-19 related to discontinuation of the Value Based Allocation Method within the Elementary Clearing Model and certain service fees and discounts in the Price List 05/29/2019 Certified 06/12/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 070-19 related to allowing non-U.S. Clearing Members to clear OTC IRD for U.S. Person Direct Clients that are affiliates and increasing the maximum number of Clearing Members for listed transactions 07/09/2019 Certified 07/23/2019 2
OCC Proposed rule change to establish the OCC Regulatory Committee and adopt the OCC Regulatory Committee Charter 10/23/2019 Certified 11/06/2019 1
CME Amendments to CME Rule 8A71. ("Contract Eligibility") to Eliminate Three-Month Eurodollar Futures from the Mutual Offset System 11/20/2019 Certified 12/05/2019 1
LCHLTD LCH Limited Self-Certification: Non-Standard Fixing Offsets 03/06/2020 Certified 03/20/2020 1
LCHLTD LCH Limited Self Certification: Weekly Notification of Rule Amendments 07/06/2020 Notified 07/06/2020 1
CME Weekly Notification of Rule Amendments - Week of September 28, 2020 10/06/2020 Notified 10/06/2020 1
LCHLTD LCH Limited Self-Certification: Discontinuation of Economic Amendments functionality 02/10/2021 Certified 02/25/2021 1
CME Weekly Notification of Rule Amendments - Week of March 28, 2022 04/07/2022 Notified 04/07/2022 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 June 2022. 06/17/2022 Notified 06/17/2022 1
CME Weekly Notification of Rule Amendments - Week of July 18, 2022 07/26/2022 Notified 07/26/2022 1
CME Weekly Notification of Rule Amendments - Week of July 10, 2023 07/17/2023 Notified 07/17/2023 1
CME Weekly Notification of Rule Amendments - Week of August 21, 2023 08/28/2023 Notified 08/28/2023 1
LCHLTD LCH has amended Procedure 1 (Clearing Member, Non-Member Market Participant and Dealer Status) to correct a previously incorrect references to clearing member's status in the different categories for net capital requirements. 12/06/2023 Notified 12/06/2023 1
LCHLTD LCH Limited is filing rule changes to extend clearing eligibility to overnight interest rate swaps that (i) are denominated in South African Rand, (ii) have a maximim tenor of 31 years, and (iii) reference the ZAR-ZARONIA-OIS compound floating index. 05/31/2024 Certified 06/14/2024 1
NADEX Holiday schedule 12/07/2012 Certified 12/22/2012 1
MGEX Rule certification of amendments made to MGEX's Rulebook primarily in connection with default rules and procedures and recovery and wind-down plans required under CFTC Regulations 39.35 and 39.39. 12/19/2014 Certified 01/06/2015 1
OCC Proposed rule change to amend OCC's By-Laws to clarify that the Board may, in its discretion, designate that the Chief Operating Officer also serve as President of OCC. 05/05/2017 Certified 05/19/2017 1
SGX-DC Weekly notification of rule amendments for the week of 2 April 2018. 04/12/2018 Notified 04/12/2018 2
LX Amendments and changes to LedgerX's Rulebook and Operations Manual to facilitate changes to the SCP order type as previously discussed with DMO and DCR staff. 05/23/2018 Certified 06/07/2018 3
ICLREU2 ICE Clear Europe is amending its Delivery Procedures to add a new Section 11 and a new Part FF to address delivery relating to the ICE NYH ULSD Futures Contracts and the NYH ULSHO Futures Contracts 07/10/2019 Certified 07/23/2019 2
LCHLTD LCH Limited Self-Certification: Rule Change related to PPS bank accounts maintained by Clearing Members 10/23/2019 Certified 11/06/2019 1
LCHLTD LCH Limited Self-Certification: HKD / SGD OIS Clearing and Discounting 03/06/2020 Certified 03/20/2020 3
ICE NGX Changes around scheduling procedures for Yesterday ("YD") products at Alliance delivery points. 10/06/2020 Certified 10/21/2020 1