CME |
Migration of Open Interest from the Options on E-mini S&P 500 Index Futures - Quarterly PM (European-Style) Contract to the Weekly Options on E-mini S&P 500 Index Futures - Week 3 (European-Style) Contract |
12/13/2022 |
Certified |
12/28/2022 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of October 9, 2023 |
10/17/2023 |
Notified |
10/17/2023 |
|
1 |
ICLR US |
By-Law 5.5 Deficiency in Guaranty Fund |
02/13/2007 |
Certified |
02/26/2007 |
|
1 |
OCC |
Rule primarily applicable to securities |
01/11/2006 |
Certified |
01/11/2006 |
|
1 |
CME |
New Chapter 10 and new Rule 1001 regarding swap data repository reporting; New submission amending submission 12-391. |
12/06/2012 |
Approved |
03/06/2013 |
|
2 |
LCHLTD |
Implementation of a Liquidity and Concentration Risk Model for the Nodal Clearing Service. |
02/18/2014 |
Certified |
03/05/2014 |
|
1 |
OCC |
Proposed rule change related to The Options Clearing Corporation's clearing membership approval process. |
05/16/2016 |
Certified |
05/31/2016 |
|
1 |
CME |
Changes to Collateral Haircut Model |
07/28/2017 |
Certified |
08/11/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 086-17 relating to introduction of FX Rolling Spot Futures |
09/13/2017 |
Certified |
09/27/2017 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of January 21, 2019 |
01/30/2019 |
Notified |
01/30/2019 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 069-19 related to accepting U.S. dollar ("USD") as currency for initial margin payments under its LSOC model |
07/09/2019 |
Certified |
07/23/2019 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of August 12, 2019 |
08/21/2019 |
Notified |
08/21/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of October 14, 2019 |
10/23/2019 |
Notified |
10/23/2019 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Standard Coupon Inflation Swaps |
03/06/2020 |
Certified |
03/20/2020 |
|
1 |
ICLREU2 |
ICEU 40.5 commingling request for IFAD |
07/03/2020 |
Approved |
08/18/2020 |
|
4 |
CME |
Weekly Notification of Rule Amendments - Week of February 14, 2022 |
02/22/2022 |
Notified |
02/22/2022 |
|
1 |
ICLREU2 |
Changes to Clearing Rules (Part 7 & 8) - EDSP/ERCOT Rule changes |
06/17/2022 |
Certified |
07/01/2022 |
|
2 |
LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited's London Deposit Rate and RepoClear Deposit Rate effective from 22 July 2022. |
07/26/2022 |
Notified |
07/26/2022 |
|
1 |
ICLREU2 |
ICE Clear Europe is retiring its Risk Identification Framework, which the Clearing House believes is outdated and has been superseded by other of the Clearing House's rules, policies, procedures and risk management practices. |
12/06/2023 |
Certified |
12/20/2023 |
|
2 |
OCC |
Adoption of interpretative guidance regarding the administration and application of a new adjustment method for cash dividends and distributions |
05/23/2008 |
Certified |
05/27/2008 |
|
1 |
LCHLTD |
Self-certification in respect of operational changes for accepting Trades with a Trade Date T+1 while LCH.Clearnet's SwapClear service still operates on T. |
05/01/2014 |
Certified |
05/16/2014 |
|
1 |
SGX-DC |
Amendments have been promulgated in order to align the SGX-DC Clearing Rules to the IAS 32 that prescribes rules for the offsetting of financial assets and financial liabilities. |
04/13/2015 |
Certified |
04/24/2015 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 24 July 2017. |
07/30/2017 |
Notified |
07/30/2017 |
|
2 |
EUREX |
Proposed rule changes in Eurex Clearing Circular 017-18 related to Eurex Bonds termination, editorial amendments, specifications for debt collateral, STM Model, charging of mistrade fees, and securities lending |
02/13/2018 |
Certified |
02/27/2018 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 21 January 2019. |
01/31/2019 |
Notified |
01/31/2019 |
|
2 |
CME |
Notification of Rule Amendments - Week of March 4, 2019 |
03/13/2019 |
Notified |
03/13/2019 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 054-19 related to discontinuation of the Value Based Allocation Method within the Elementary Clearing Model and certain service fees and discounts in the Price List |
05/29/2019 |
Certified |
06/12/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 070-19 related to allowing non-U.S. Clearing Members to clear OTC IRD for U.S. Person Direct Clients that are affiliates and increasing the maximum number of Clearing Members for listed transactions |
07/09/2019 |
Certified |
07/23/2019 |
|
2 |
OCC |
Proposed rule change to establish the OCC Regulatory Committee and adopt the OCC Regulatory Committee Charter |
10/23/2019 |
Certified |
11/06/2019 |
|
1 |
CME |
Amendments to CME Rule 8A71. ("Contract Eligibility") to Eliminate Three-Month Eurodollar Futures from the Mutual Offset System |
11/20/2019 |
Certified |
12/05/2019 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Non-Standard Fixing Offsets |
03/06/2020 |
Certified |
03/20/2020 |
|
1 |
LCHLTD |
LCH Limited Self Certification: Weekly Notification of Rule Amendments |
07/06/2020 |
Notified |
07/06/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of September 28, 2020 |
10/06/2020 |
Notified |
10/06/2020 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Discontinuation of Economic Amendments functionality |
02/10/2021 |
Certified |
02/25/2021 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of March 28, 2022 |
04/07/2022 |
Notified |
04/07/2022 |
|
1 |
LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 June 2022. |
06/17/2022 |
Notified |
06/17/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of July 18, 2022 |
07/26/2022 |
Notified |
07/26/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of July 10, 2023 |
07/17/2023 |
Notified |
07/17/2023 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of August 21, 2023 |
08/28/2023 |
Notified |
08/28/2023 |
|
1 |
LCHLTD |
LCH has amended Procedure 1 (Clearing Member, Non-Member Market Participant and Dealer Status) to correct a previously incorrect references to clearing member's status in the different categories for net capital requirements. |
12/06/2023 |
Notified |
12/06/2023 |
|
1 |
LCHLTD |
LCH Limited is filing rule changes to extend clearing eligibility to overnight interest rate swaps that (i) are denominated in South African Rand, (ii) have a maximim tenor of 31 years, and (iii) reference the ZAR-ZARONIA-OIS compound floating index. |
05/31/2024 |
Certified |
06/14/2024 |
|
1 |
NADEX |
Holiday schedule |
12/07/2012 |
Certified |
12/22/2012 |
|
1 |
MGEX |
Rule certification of amendments made to MGEX's Rulebook primarily in connection with default rules and procedures and recovery and wind-down plans required under CFTC Regulations 39.35 and 39.39. |
12/19/2014 |
Certified |
01/06/2015 |
|
1 |
OCC |
Proposed rule change to amend OCC's By-Laws to clarify that the Board may, in its discretion, designate that the Chief Operating Officer also serve as President of OCC. |
05/05/2017 |
Certified |
05/19/2017 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 2 April 2018. |
04/12/2018 |
Notified |
04/12/2018 |
|
2 |
LX |
Amendments and changes to LedgerX's Rulebook and Operations Manual to facilitate changes to the SCP order type as previously discussed with DMO and DCR staff. |
05/23/2018 |
Certified |
06/07/2018 |
|
3 |
ICLREU2 |
ICE Clear Europe is amending its Delivery Procedures to add a new Section 11 and a new Part FF to address delivery relating to the ICE NYH ULSD Futures Contracts and the NYH ULSHO Futures Contracts |
07/10/2019 |
Certified |
07/23/2019 |
|
2 |
LCHLTD |
LCH Limited Self-Certification: Rule Change related to PPS bank accounts maintained by Clearing Members |
10/23/2019 |
Certified |
11/06/2019 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: HKD / SGD OIS Clearing and Discounting |
03/06/2020 |
Certified |
03/20/2020 |
|
3 |
ICE NGX |
Changes around scheduling procedures for Yesterday ("YD") products at Alliance delivery points. |
10/06/2020 |
Certified |
10/21/2020 |
|
1 |