Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD EnClear Natural Gas 09/12/2002 Certified 09/12/2002 0
OCC Clarification of timing of "novation" by the clearinghouse; SR-OCC-2011-17 12/12/2011 Certified 12/28/2011 1
MGEX The purpose of the amendment is to remove language regarding the early open outcry trading hours for options due to a change in release time of USDA reports and to allow MGEX flexibility to adopt changes to its submission and fine requirements. 11/07/2012 Certified 11/24/2012 1
OCC Proposed rule change would require that intraday margin be collected and margin assets not be withdrawn when a clearing member's anticipated settlement obligations to OCC exceed liquidity resources available to OCC to satisfy such settlement obligations. 05/14/2014 Certified 05/29/2014 1
LCHLTD Changes to the LCH Rulebook to allow the ForexClear service to accept for clearing NDFs with a minimum maturity of two business days. 03/31/2017 Certified 04/14/2017 1
CME Modifications to CME Clearing's Schedule of Acceptable Performance Bond Collateral 10/04/2018 Certified 10/19/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 01/11/2019 Notified 01/11/2019 2
CME Weekly Notification of Rule Amendments - Week of March 18, 2019 03/27/2019 Notified 03/27/2019 1
ICLREU2 Ice Clear Europe Limited amends its Treasury Documentation. 08/30/2019 Certified 09/13/2019 2
ICE NGX Amendments to: (I) definition of "Approved Financial Institution", (ii) ICE NGX's enhanced program for review of Contracting Parties' risk management policies (iii) definition of "Credit Support Provider". 11/06/2019 Certified 11/21/2019 1
CME Weekly Notification of Rule Amendments - Week of February 17, 2019 02/26/2020 Notified 02/26/2020 1
LCHLTD LCH Limited Self-Certification: Listed Rates fee holiday 09/16/2020 Certified 09/30/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 088-20 related to the introduction of a USD Cash Margin Contribution Requirement as basis for a USD GC Pooling license and associated temporary reduction of the cash handling fee 10/22/2020 Certified 11/05/2020 2
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 11/09/2021 Certified 11/24/2021 1
CCD Rule certification of the CCD Risk Management Procedures, 11/01/2023 Certified 11/16/2023 2
ICLR US Default Fund Rule Amendment Approved 08/20/2002 Approved 08/20/2002 0
OCC This proposed rule change amends OCC' s Schedule of Fees in order to correct an inadvertent oversight in a prior rule change. #SR-OCC-2014-11 05/14/2014 Certified 05/29/2014 2
ICLREU2 ICE Clear Europe submits for self-certification amendments that modify its Procedures in order to comply with requirements under the European Market infrastructure Regulations that will apply to ICE Clear Europe as an authorized central counterparty. 08/12/2014 Certified 08/26/2014 1
CME Weekly Notification of Rule Amendments - Week of July 31, 2017 08/09/2017 Notified 08/09/2017 1
OCC Proposed rule change by The Options Clearing Corporation concerning liquidity for same day settlement. 11/03/2017 Certified 11/20/2017 1
ICLREU2 Amendments to ICEU Delivery Procedures 10/04/2018 Certified 10/19/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 10/23/2020 Notified 10/23/2020 2
OCC Proposed rule change to update The Options Clearing Corporation's Operational Loss Fee pursuant to its Capital Management Policy 01/06/2021 Certified 01/21/2021 3
ICE NGX Submission to implement certain changes to ICE NGX RMF to streamline and clarify description of stress period and look-back window for the portfolio margin calculation 06/21/2023 Certified 07/06/2023 2
LCHLTD LCH is submitting for self-certification fee changes in the SwapClear service. 11/02/2023 Certified 11/17/2023 1
LCHLTD Changes to LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate, and RepoClear Deposit Rate. 12/15/2023 Notified 12/15/2023 1
NYMEX Trade submission deadlines 12/13/2002 Certified 12/13/2002 0
LCHLTD A new set of rules relating to the clearing of OTC interest rate swaps ("FCM SwapClear Contracts) through LCH by registered FCMs that are clearing members of LCH. 02/15/2011 Certified 02/15/2011 1
SGX-DC Weekly notification of rule amendments for the week of 12 December 2016. 12/19/2016 Notified 12/19/2016 2
MGEX Notification of margin changes made effective last week. 04/19/2018 Notified 04/19/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 10/05/2018 Notified 10/05/2018 2
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 435. ("Effect of Suspension or Expulsion") 07/17/2019 Certified 07/31/2019 1
CME Weekly Notification of Rule Amendments - Week of May 31, 2021 06/07/2021 Notified 06/07/2021 1
ICE NGX Non-substantive changes to description of Alliance Pipeline 01/12/2022 Notified 01/12/2022 1
CME Modification of Cleared Over-the-Counter ("OTC") U.S. Dollar ("USD") Denominated Interest Rate Swap Products Referencing the London Interbank Offered Rate ("LIBOR") and Limitation of Acceptance for Clearing and Modification and Withdrawal of Clearing ... 01/30/2023 Approved 03/17/2023 1
LCHLTD Weekly notification which outlines that the SwapClear service will amend its fees in relation to the Swiss Average Rate Overnight ("SARON") index administrator fees. 05/09/2024 Notified 05/09/2024 1
ICE NGX Addition of four physically settled natural gas futures contracts 06/06/2024 Certified 06/21/2024 1
CCORP CCFE as Exchange Market 11/24/2004 Certified 11/24/2004 1
NYMEX Transco Basis SWAPs 11/05/2002 Certified 11/05/2002 0
LCHLLC Rule amendment to reflect changes to the Risk Committee charter, the creation of a Nominating committee, and to make other conforming changes. 05/28/2010 Certified 06/04/2010 1
LCHLLC Introduction of SwapClear US's annual clearing member fees, client fee structure, and the volume discount plan. 04/19/2013 Certified 05/04/2013 1
CME Changes to IRS contracts; 13-315 08/09/2013 Certified 08/24/2013 1
ICLR US Amendment and clarification re: original margin and treatment of confidential information 01/31/2014 Certified 02/15/2014 1
ICECC ICC proposes to formalize a Liquidity Risk Management Framework that describes ICC's liquidity monitoring program, liquidity resources, and the methodology for testing the sufficiency of these liquidity resources. 10/06/2016 Certified 10/20/2016 2
ICLREU2 The purpose of the changes is to make certain amendments to ICE Clear Europe's Articles of Association. 05/19/2017 Certified 06/05/2017 2
ICLR US ICUS proposes to adopt amendments to its Rules to enhance certainty, clarity and readability and better reflect current business practices and processes relating to a variety of matters. 10/03/2017 Certified 10/18/2017 2
CME Weekly Notification of Rule Amendments - Week of October 23, 2017 11/03/2017 Notified 11/03/2017 1
CME Amendments to CME, CBOT, and NYMEX/COMEX Rule 855. Regarding Offsetting Certain Positions and Adoption of a Contracts Eligible for Offset Table. 03/28/2019 Certified 04/11/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circulars 027-22 and 028-22 related to the listing of Futures on STOXX Global Thematic Indices and the discontinuation of EU Secured Funding Futures 04/13/2022 Certified 04/27/2022 2
CME Weekly Notification of Rule Amendments - Week of September 19, 2022 09/26/2022 Notified 09/26/2022 1