Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLLC This submission reflects changes to the LCH.Clearnet LLC rulebook since 23 August 2012. 10/26/2012 Certified 11/10/2012 1
LCHSA The LCH.Clearnet SA LMC has approved a change in Default fund remuneration. 05/14/2014 Certified 05/29/2014 1
CME Expansion of the Listing Schedule for the Urea (Granular) FOB US Gulf Coast Swaps (Clearing Only) Contract 07/29/2015 Certified 08/12/2015 1
LCHLTD The LCH.Clearnet SwapClear service will be adding to its fees a straight through pass through of the fees charged to LCH.Clearnet by ICE Benchmark Administration Limited, which is payable for each new trade which references ICE LIBOR index. 01/13/2016 Certified 01/28/2016 1
ICECC ICC proposes amendments to its Clearing Rules (and the adoption of related procedures) involving clearing house default management, recovery and wind-down. 10/06/2016 Certified 12/23/2016 9
CMECE Weekly Notification of Rule Amendments - week of May 8, 2017 05/19/2017 Notified 05/19/2017 1
ICLREU2 ICEU is adopting a new Procyclicality Framework, in order to establish an overall framework for the risk appetite, model design, monitoring and assessment and management of procyclicality in the risk models used by ICEU to manage default risk. 12/11/2017 Certified 12/26/2017 2
SGX-DC Weekly notification of rule amendments for the week of 1 January 2018. 01/09/2018 Notified 01/09/2018 2
ICLREU2 ICE Clear Europe Limited modified Part H of its Delivery Procedures to correct an inconsistency in the delivery timetable for routine deliveries of Daily ICE Endex German THE Natural Gas Futures Contracts. 01/27/2023 Notified 01/27/2023 2
ICE NGX CPA Amendments - Omnibus 06/21/2023 Certified 07/06/2023 1
CCUS Implementation of clearing fees for margined futures products. 11/01/2023 Certified 11/16/2023 1
OCC Rule Certification by The Options Clearing Corporation Concerning Modifications to its Board Charter and Risk Committee Charter to Align with Recently Adopted CFTC Governance Requirements for Derivatives Clearing Organizations. 05/08/2024 Certified 05/22/2024 3
LCHLTD EnClear Natural Gas 09/12/2002 Certified 09/12/2002 0
OCC Clarification of timing of "novation" by the clearinghouse; SR-OCC-2011-17 12/12/2011 Certified 12/28/2011 1
MIAX The purpose of the amendment is to remove language regarding the early open outcry trading hours for options due to a change in release time of USDA reports and to allow MGEX flexibility to adopt changes to its submission and fine requirements. 11/07/2012 Certified 11/24/2012 1
OCC Proposed rule change would require that intraday margin be collected and margin assets not be withdrawn when a clearing member's anticipated settlement obligations to OCC exceed liquidity resources available to OCC to satisfy such settlement obligations. 05/14/2014 Certified 05/29/2014 1
LCHLTD Changes to the LCH Rulebook to allow the ForexClear service to accept for clearing NDFs with a minimum maturity of two business days. 03/31/2017 Certified 04/14/2017 1
CME Modifications to CME Clearing's Schedule of Acceptable Performance Bond Collateral 10/04/2018 Certified 10/19/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 01/11/2019 Notified 01/11/2019 2
CME Weekly Notification of Rule Amendments - Week of March 18, 2019 03/27/2019 Notified 03/27/2019 1
ICLREU2 Ice Clear Europe Limited amends its Treasury Documentation. 08/30/2019 Certified 09/13/2019 2
ICE NGX Amendments to: (I) definition of "Approved Financial Institution", (ii) ICE NGX's enhanced program for review of Contracting Parties' risk management policies (iii) definition of "Credit Support Provider". 11/06/2019 Certified 11/21/2019 1
CME Weekly Notification of Rule Amendments - Week of February 17, 2019 02/26/2020 Notified 02/26/2020 1
LCHLTD LCH Limited Self-Certification: Listed Rates fee holiday 09/16/2020 Certified 09/30/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 088-20 related to the introduction of a USD Cash Margin Contribution Requirement as basis for a USD GC Pooling license and associated temporary reduction of the cash handling fee 10/22/2020 Certified 11/05/2020 2
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 11/09/2021 Certified 11/24/2021 1
CCUS Rule certification of the CCD Risk Management Procedures, 11/01/2023 Certified 11/16/2023 2
ICLR US Amendments to the ICE Clear U.S. Inc.'s Risk Management Framework -- Liquidity Requirements and Cash Investments 10/16/2024 Certified 10/30/2024 2
ICLR US Default Fund Rule Amendment Approved 08/20/2002 Approved 08/20/2002 0
OCC This proposed rule change amends OCC' s Schedule of Fees in order to correct an inadvertent oversight in a prior rule change. #SR-OCC-2014-11 05/14/2014 Certified 05/29/2014 2
ICLREU2 ICE Clear Europe submits for self-certification amendments that modify its Procedures in order to comply with requirements under the European Market infrastructure Regulations that will apply to ICE Clear Europe as an authorized central counterparty. 08/12/2014 Certified 08/26/2014 1
CME Weekly Notification of Rule Amendments - Week of July 31, 2017 08/09/2017 Notified 08/09/2017 1
OCC Proposed rule change by The Options Clearing Corporation concerning liquidity for same day settlement. 11/03/2017 Certified 11/20/2017 1
ICLREU2 Amendments to ICEU Delivery Procedures 10/04/2018 Certified 10/19/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 10/23/2020 Notified 10/23/2020 2
OCC Proposed rule change to update The Options Clearing Corporation's Operational Loss Fee pursuant to its Capital Management Policy 01/06/2021 Certified 01/21/2021 3
ICE NGX Submission to implement certain changes to ICE NGX RMF to streamline and clarify description of stress period and look-back window for the portfolio margin calculation 06/21/2023 Certified 07/06/2023 2
LCHLTD LCH is submitting for self-certification fee changes in the SwapClear service. 11/02/2023 Certified 11/17/2023 1
LCHLTD Changes to LCH Limiteds London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate, and RepoClear Deposit Rate. 12/15/2023 Notified 12/15/2023 1
NYMEX Trade submission deadlines 12/13/2002 Certified 12/13/2002 0
LCHLTD A new set of rules relating to the clearing of OTC interest rate swaps ("FCM SwapClear Contracts) through LCH by registered FCMs that are clearing members of LCH. 02/15/2011 Certified 02/15/2011 1
SGX-DC Weekly notification of rule amendments for the week of 12 December 2016. 12/19/2016 Notified 12/19/2016 2
MIAX Notification of margin changes made effective last week. 04/19/2018 Notified 04/19/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 10/05/2018 Notified 10/05/2018 2
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 435. ("Effect of Suspension or Expulsion") 07/17/2019 Certified 07/31/2019 1
CME Weekly Notification of Rule Amendments - Week of May 31, 2021 06/07/2021 Notified 06/07/2021 1
ICE NGX Non-substantive changes to description of Alliance Pipeline 01/12/2022 Notified 01/12/2022 1
CME Modification of Cleared Over-the-Counter ("OTC") U.S. Dollar ("USD") Denominated Interest Rate Swap Products Referencing the London Interbank Offered Rate ("LIBOR") and Limitation of Acceptance for Clearing and Modification and Withdrawal of Clearing ... 01/30/2023 Approved 03/17/2023 1
LCHLTD Weekly notification which outlines that the SwapClear service will amend its fees in relation to the Swiss Average Rate Overnight ("SARON") index administrator fees. 05/09/2024 Notified 05/09/2024 1
ICE NGX Addition of four physically settled natural gas futures contracts 06/06/2024 Certified 06/21/2024 1