| ICECC |
ICC hereby submits notification of changes to risk parameters established byICC in consultation with the ICC Risk Committee, Trading Advisory Group and/orRisk Working Group. |
03/17/2023 |
Notified |
03/17/2023 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - March 4, 2024 |
03/12/2024 |
Notified |
03/12/2024 |
|
1 |
| OCC |
Rule primarily applicable to securities |
05/10/2005 |
Certified |
05/10/2005 |
|
1 |
| CCORP |
The definition of Exchange Market in Chapter 1 is amended to add Carbon Financial Instrument Futures to be traded on Chicago Climate Futures Exchange, LLC. |
08/01/2007 |
Certified |
08/03/2007 |
|
1 |
| CME |
Amendments to OTC substitution rule. |
06/30/2009 |
Certified |
06/30/2009 |
|
1 |
| ICLREU2 |
Arrangements that would be implemented in relation to the occurrence of a restructuring event. |
11/25/2011 |
Certified |
12/10/2011 |
|
1 |
| NYMEX |
Listing of a Cleared OTC London Gold Forwards (cash margin) contract; 12-092 |
03/29/2012 |
Certified |
03/29/2012 |
|
1 |
| LCHLTD |
Extension of Variation Margin settlement to client contracts and allowing partial conversion of contracts from Collateralised-to-Market ("CTM") to Settled-to-Market ("STM") |
08/15/2016 |
Certified |
08/29/2016 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of September 12, 2016 |
09/23/2016 |
Notified |
09/23/2016 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of January 30, 2017 |
02/09/2017 |
Notified |
02/09/2017 |
|
1 |
| LX |
Operations Manual amendment |
09/19/2017 |
Certified |
10/03/2017 |
|
2 |
| ICLR US |
Weekly Notification of Rule Amendments |
11/01/2019 |
Notified |
11/01/2019 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 16 December 2019. |
12/26/2019 |
Notified |
12/26/2019 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of February 8, 2021 |
02/18/2021 |
Notified |
02/18/2021 |
|
1 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 095-21 relating to amending the Price List to allow for FX Derivatives with quote currency Australian Dollar, and minor changes to the Eurex Clearing GTC technical connection agreement |
11/01/2021 |
Certified |
11/16/2021 |
|
2 |
| CME |
Extension of the FEX Strip Option Expiration Fee Waiver Program |
02/28/2022 |
Certified |
03/14/2022 |
|
1 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules to provide for the requirement for annual member testing of contingency payment arrangements. |
05/31/2022 |
Certified |
06/14/2022 |
|
3 |
| LCHLTD |
Pursuant to Commodity Futures Trading Commission ("CFTC") regulation 40.6(a), LCH Limited, a derivatives clearing organization ("DCO") registered with the CFTC is submitting for self-certification proposed clarifications to the ForexClear Opening Hours. |
07/29/2022 |
Certified |
08/12/2022 |
|
3 |
| LCHLTD |
Notification of changes to the LCH Limited's LDR, CDR, FCM LDR and RDR. |
03/20/2023 |
Notified |
03/20/2023 |
|
1 |
| ICLR US |
Amendments to the ICUS Rules. |
07/20/2023 |
Certified |
08/03/2023 |
|
1 |
| OCC |
Rule primarily applicable to securities |
05/10/2005 |
Certified |
05/10/2005 |
|
1 |
| NYMEX |
Clearing members prohibited from making cash disbursements to customers; additional ATM machines installed for cash access for customers |
07/25/2007 |
Certified |
08/03/2007 |
|
1 |
| CME |
New rules concerning credit default swaps and amendmens to OTC clearing rules. |
06/16/2009 |
Certified |
06/30/2009 |
|
1 |
| OCC |
Amendment to definition of term Adjustment Increment with respect to stock futures. |
02/26/2010 |
Certified |
03/01/2010 |
|
1 |
| ICLREU2 |
Changes to reference Dodd-Frank; clarify FCM Clearing Member arrangements; C11/112 |
11/25/2011 |
Certified |
12/10/2011 |
|
1 |
| ICLR US |
Amendment to Rule 405 to comply with new CFTC Regulation 39.15(d); 12-05 |
01/27/2012 |
Certified |
02/11/2012 |
|
1 |
| CME |
Change from SPAN to HVaR methodology for calculating "cash mark-to-market" margin for CME Cleared OTC FX Spot, Forward and Swap Transactions; 12-102 |
03/30/2012 |
Certified |
04/14/2012 |
|
1 |
| CME |
Modifications to the CME OTC FX Fee Waiver Program |
12/02/2015 |
Certified |
12/16/2015 |
|
1 |
| LCHLTD |
Allocation of SwapClear contracts: changes to rules to allow an unallocated Futures Commission Merchant ("FCM") SwapClear Contract to be allocated from a suspension sub-account of an FCM to the Client account of another Clearing Member which is not an FCM |
08/15/2016 |
Certified |
08/29/2016 |
|
1 |
| CME |
Extension of the CME OTC FX Fee Waiver Program |
12/04/2017 |
Certified |
12/18/2017 |
|
1 |
| ICLREU2 |
ICE Clear Europe proposes to modify and update certain provisions of its Policy to provide further clarification for the CDS Clearing Membership requirements and to update certain ICE Clear Europe internal governance requirements applicable to all Clearin |
06/10/2019 |
Certified |
06/24/2019 |
|
2 |
| MIAX |
Rule amendments to incorporate certain ESMA standards. |
11/01/2019 |
Certified |
11/18/2019 |
|
1 |
| ICLR US |
Amendments to the ICUS Risk Management Framework and Default Management Procedures. |
12/22/2020 |
Withdrawn |
01/07/2021 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending Part 12 of the Rules to implement certain account and settlement finality arrangements applicable to the settlement of Euro-denominated payments by the Clearing House through the European Union ("EU") TARGET2 payment system. |
02/18/2021 |
Certified |
03/04/2021 |
|
2 |
| ICECC |
ICC proposes to implement amendments to its Clearing Rules to permit it to take advantage of certain additional settlement finality protections under applicable UK and EU law. |
07/29/2022 |
Certified |
08/12/2022 |
|
2 |
| CME |
Withdrawal of Clearing Support for Cleared Over-the-Counter Singapore Dollar Denominated Interest Rate Swap Products Referencing the Singapore Dollar Swap Offer Rate |
03/20/2023 |
Certified |
03/20/2023 |
|
1 |
| MIAX |
Language amendments relating to the MGEX Risk Manual and Exhibit A. |
04/28/2023 |
Certified |
05/12/2023 |
|
2 |
| CME |
Authority to Adopt Rule Changes |
01/20/2004 |
Certified |
01/21/2004 |
|
1 |
| NYMEX |
Acceptable Forms of Margin |
05/04/2001 |
Certified |
05/04/2001 |
|
0 |
| OCC |
OCC-2006-21 Outsourcing of Member Functions |
11/15/2006 |
Certified |
12/01/2006 |
|
1 |
| OCC |
Rule primarily applicable to securities |
04/01/2005 |
Certified |
04/01/2005 |
|
1 |
| NYMEX |
Haircut reduction on MM mutual funds as margin from 5 to 2 percent |
07/13/2007 |
Certified |
08/03/2007 |
|
1 |
| LCHLLC |
Amendments to Rule 101 - definition of "Clearing Hours" and addition of new Rules 901and 902 to incporporate existing interest rate swap and new forward start interest rate swap futures specs, respectively. |
11/09/2009 |
Certified |
02/26/2010 |
|
1 |
| NADEX |
Amend responsibilities of Chief Operating Officer as set forth in Nadex Rule 2.3. |
11/04/2010 |
Certified |
11/04/2010 |
|
1 |
| ICLREU2 |
Amendments relating to clearinghouse's designated payments system; C11/169 |
11/25/2011 |
Certified |
12/10/2011 |
|
1 |
| CME |
Addition of "Price Alignment Interest" to the "cash mark-to-market" performance bond method for OTC FX Spot, Forward and Swap Transactions; 12-038 |
01/27/2012 |
Certified |
02/11/2012 |
|
1 |
| ICECC |
ICC hereby submits a self-certification of revisions to the ICC Risk Management Framework to incorporate certain risk model enhancements. |
10/30/2014 |
Certified |
11/14/2014 |
|
2 |
| CME |
Amendments to CME Rules 204A03, 204A04, and the Settlement Procedures Document of the USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) Contract |
06/30/2016 |
Certified |
07/15/2016 |
|
1 |
| LCHLTD |
Changes to rules related to the treatment of trades to be registered for clearing depending upon the execution venue and availability of the required margin. |
08/15/2016 |
Certified |
08/29/2016 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 043-17 relating to fees for securities delievered as contributions to the default fund and the settlement day for payments via Swiss Interbank Clearing |
05/12/2017 |
Certified |
05/26/2017 |
|
2 |
