Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLR US ICUS is amending its Risk Management Framework to provide for enhancements related to the calculation of shortfall margin; increasing the size of the guaranty fund; and changing the methodology for allocating the guaranty fund to clearing members. 02/22/2018 Certified 03/08/2018 2
CME Notification of Rule Amendments - Week of July 2, 2018 07/10/2018 Notified 07/10/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 029-18 related to amending the Price List to reduce Service Fees for certain Eligible Margin Assets and add repo transactions to the exemption limit for free online requests 03/18/2019 Certified 04/01/2019 2
SGX-DC Weekly notification of rule amendments for the week of 19 August 2019. 08/28/2019 Notified 08/28/2019 2
CME Weekly Notification of Rule Amendments - Week of August 23, 2021 08/30/2021 Notified 08/30/2021 1
EUREX Proposed amendments in Eurex Clearing Circular 037-22 relating to clarifying the Hedging Auction Default Management Tool. 06/01/2022 Certified 06/15/2022 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/29/2022 Notified 07/29/2022 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/28/2023 Notified 04/28/2023 2
CCUS Amendment to Dispute Resolution Rules 06/09/2023 Certified 06/26/2023 1
CME CME 06-103 Clearing CBOT Ethanol Fowards and Swaps 11/27/2006 Certified 12/04/2006 1
OCC Rule primarily applicable to securities 03/23/2005 Certified 03/23/2005 1
OCC Close out netting 05/15/2007 Certified 06/01/2007 1
ICECC The proposed rule changes will provide direct reference within the ICC Rules to the cleared products list available on the ICC website and add additional standards for certain ICC cleared products. 02/21/2013 Certified 03/08/2013 1
CME Deletion of NYMEX Rules 990 and 992 10/30/2014 Certified 11/14/2014 1
LCHLTD BAU Portfolio Transfer processes in SwapClear 08/15/2016 Certified 08/29/2016 1
SGX-DC Weekly notification of rule amendments for the week of 8 May 2017. 05/14/2017 Notified 05/14/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 124-17 related to clarifying the Default Management Auction Rules with respect to the appointment of a bidding agent to perform the bidding obligation in the Default Management Process 12/05/2017 Certified 12/19/2017 2
ICLR US ICUS is amending its Risk Management Framework to ensure compliance with regulatory liquidity requirements by requiring clearing members to maintain 35% of house margin in cash. 02/22/2018 Certified 03/08/2018 2
LCHLTD LCH Limited self certifies rule changes concerning the termination of Clearing Member Status in the context of Polish Law 03/18/2019 Certified 04/01/2019 1
CME Weekly Notification of Rule Amendments - Week of April 29, 2019 05/07/2019 Notified 05/07/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 083-19 related to the planned launch of Inter-Product Spreads for selected fixed income futures as a standardized futures inter-product spread strategy at Eurex Deutschland 08/28/2019 Certified 09/12/2019 2
LCHLTD LCH Limited Self-Certification: SwapClear decompression 10/16/2020 Certified 10/29/2020 1
LX Revised LedgerX Participant Agreement 05/28/2021 Withdrawn 05/28/2021 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 September. 09/22/2021 Notified 09/22/2021 1
EUREX Proposed amendments in Eurex Clearing Circular 038-22 to Eurex Clearing's annual review and recalibration of the parameters of the Stress Period Value-at-Risk ("VaR") margin component for ETD and OTC Derivatives. 06/02/2022 Certified 06/16/2022 2
ICE NGX Non-substantive and non-material amendments to the ICE NGX Contracting Party Agreement. 06/09/2023 Notified 06/09/2023 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 01/17/2024 Certified 01/31/2024 1
OCC Rule primarily applicable to securities 03/02/2005 Certified 03/02/2005 1
NADEX New contracts based on M&As 05/17/2007 Certified 06/01/2007 0
NYMEX NYMEX Brent 25-Day Futures Incentive Program; 11-459 11/29/2011 Certified 12/14/2011 1
LCHSA LCH.Clearnet SA will be subject to the reporting obligation introduced by the EU regulations as of 12 February 2014. 01/28/2014 Certified 02/12/2014 1
EUREX Sets forth further description of service listed in Rule Certification 018-16 04/01/2016 Certified 04/15/2016 2
CME Amendments to the Cleared OTC U.S. Dollar/Russian Ruble (USD/RUB) Spot, Forwards and Swaps Contract 06/30/2016 Certified 07/15/2016 1
EUREX Proposed rule changes in Eurex Clearing Circular 104-06 relating to the introduction of new MSCI index futures and a designated market making agreement for these futures 08/16/2016 Certified 08/30/2016 2
ICLR US ICUS is amending its Risk Management Framework to provide for enhancements related to butterfly spreads for agricultural products. 05/15/2017 Certified 05/30/2017 2
CME Delisting of the U.S. Dollar/Malaysian Ringgit (USD/MYR) Cleared OTC Non-Deliverable Forwards Contract 04/16/2018 Certified 04/16/2018 2
LCHLTD Weekly Notification of changes on LCH website regarding holiday calendars relevant to the ForexClear service 05/08/2019 Notified 05/08/2019 1
ICLREU2 ICE Clear Europe intends to publish the Circular to provide guidance as to the interpretation of references to European Union ("EU") directives and regulations in the ICE Clear Europe Clearing Rules and Procedures in the event of Brexit. 06/10/2019 Certified 06/24/2019 2
ICECC ICC proposes changes to the ICC Back-Testing Framework. 09/22/2021 Certified 10/06/2021 2
CME Weekly Notification of Rule Amendments - Week of October 25, 2021 11/01/2021 Notified 11/01/2021 1
MIAX Notification of margin changes made during the preceding week 03/01/2022 Notified 03/01/2022 1
EUREX Proposed amendments in Eurex Clearing Circular 042-22 to the Clearing Conditions and FCM Regulations relating to service enhancements for OTC IRD, NDF, and SONIA-based OTC transactions, and updating ISDA definition references 06/02/2022 Certified 06/16/2022 2
ICLREU2 ICE Clear Europe is adopting new Futures and Options Default Management Procedures, which will supplement the Clearing House's existing F&O Default Management Policy. 06/12/2023 Certified 06/27/2023 2
CME Weekly Notification of Rule Amendments - April 22, 2024 04/30/2024 Notified 04/30/2024 1
ICLREU2 ICEU is amending its Delivery Procedures to add a new Part KK, which will apply to ICE Endex Guarantees of Origin Futures Contracts which are to be physically settled through the Clearing House's account with the relevant registry. 11/28/2024 10 Day Review 11/28/2024 2
OCC Rule primarily applicable to securities 01/18/2005 Certified 01/18/2005 1
OCC Yield based Treasury options 05/24/2007 Certified 06/01/2007 1
OCC Amendment No. 1 to SR-OCC-2010-13, a proposal to amend OCC by-laws and rules to accomodate proposal by OneChicago to list security futures for which settlement price would be adjusted for dividends or distributions by issuer of underlying security 08/25/2010 Certified 08/25/2010 1
LCHLLC Remove IDEX Futures Contracts from the rulebook 12/01/2011 Certified 12/16/2011 1
CME Modifications to the fee schedule applicable to OTC Interest Rate Swaps 08/02/2013 Certified 08/17/2013 1