Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC ICE Clear Credit LLC ("ICC") hereby submits a self-certification of revisions to the ICC End-of-Day Price Discovery Policies and Procedures to incorporate enhancements to ICC's price discovery process. 10/30/2014 Certified 11/14/2014 2
ICECC ICC proposes changes to ICC Clearing Rule 401 in order to provide additional clarity regarding settlement finality with respect to Mark-to-Market Margin. 04/16/2015 Certified 04/30/2015 2
EUREX Eurex Clearing Circular 042-16 Amendments. Implementation dates are May 12, 2016, June 1, 2016, and July 1, 2016. 04/01/2016 Certified 04/15/2016 2
CME Modifications to the CME OTC FX Fee Waiver Program 07/11/2018 Certified 07/25/2018 1
CME Harmonization and Clarification Amendments to CME Chapters 8F ("Over the Counter Derivative Clearing"), 8G ("Interest Rate Derivative Clearing") and 900 ("Interest Rate Products") 04/13/2020 Certified 04/27/2020 1
ICLR US Rule Amendments (Risk Management Framework and Default Management Procedures) 01/03/2022 Certified 01/18/2022 2
NADEX Nadex will adjust the position limits for its Bitcoin and Ether Cryptocurrency Touch Bracket Variable Payout Contracts from 100 to 10 lots for Direct Trading Members and from 100,000 to 10,000 (on a per strike basis) for market makers. 01/17/2023 Certified 01/31/2023 1
OCC Rule Certification Concerning Updates to OCC's Capital Management Policy and Cash and Investment Management Policy 07/21/2023 Certified 08/04/2023 2
LCHLTD LCH proposes to add US agency mortgage-backed securities Fannie Mae and Freddie Mac and Danish Covered Bonds as acceptable margin collateral. 11/28/2024 10 Day Review 11/28/2024 2
NYMEX Floor-traded electricity options cleared on ClearPort 12/05/2006 Certified 12/05/2006 0
OCC Rule primarily applicable to securities 12/21/2004 Certified 12/21/2004 1
ICLREU2 Amendments to certain Financial Power contracts: alterations to the last trading day and/or the contract series; changes to last trading day will not affect final settlement price 04/05/2012 Certified 04/20/2012 1
OCC Non-material, "housekeeping" changes so OCC's By-Laws and Rules better reflect current operational practices; SR-OCC-2013-13. 08/05/2013 Certified 08/20/2013 1
SGX-DC Introduction of a new trade registration system for the OTCF trades 11/02/2015 Certified 11/17/2015 1
EUREX Eurex Clearing Circular 041/16 Amendments. The implementation dates are April 20, 2016, May 2, 2016, May 9, 2016, May 23, 2016. 04/01/2016 Certified 04/15/2016 2
EUREX Proposed rule changes in Eurex Clearing Circular 199-16 relating to a new collateralization type for Specific Lenders and clarification of the publication time period for Clearing Condition amendments 09/23/2016 Certified 10/07/2016 2
CME Weekly Notification of Rule Amendments - Week of August 20, 2018 08/29/2018 Notified 08/29/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 112-18 related to clarifying that all variation margin payments associated with futures and options transactions concluded at Eurex Deutschland constitute settlement payments 12/21/2018 Certified 02/08/2019 2
SGX-DC Weekly notification of rule amendments for the week of 11 March 2019. 03/19/2019 Notified 03/19/2019 2
CME Weekly Notification of Rule Amendments - Week of August 19, 2019. 08/28/2019 Notified 08/28/2019 1
MIAX Margin rates for SPIKES futures 11/27/2019 Notified 11/27/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 017-20 related to choosing an alternative fee currency for FX Derivatives with quote currency Japanese yen 02/14/2020 Certified 03/02/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 10/16/2020 Notified 10/16/2020 2
CME Weekly Notification of Rule Amendments - Week of January 9, 2023 01/17/2023 Notified 01/17/2023 1
EUREX Proposed rule amendments in Eurex Clearing Circular 026-23 related to the introduction of an additional functionality, Value Based Average Pricing, applicable for Eurex Deutschland listed transactions 05/01/2023 Certified 05/15/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 070-23 related to the introduction of EurexOTC Clear Release 16.0 and the automated trade offset functionality to all EurexOTC Clear clients 10/27/2023 Certified 11/09/2023 2
ICLREU2 ICE Clear Europe is amending its delivery fee for ICE Futures Europe Carbon Credit Futures Contracts. 04/30/2024 Certified 05/14/2024 2
NYMEX 10 Diesel Fuel Futures Contracts to be traded and cleared on NYMEX Clearport 02/22/2007 Certified 03/12/2007 1
OCC Rule primarily applicable to securities 12/17/2004 Certified 12/17/2004 1
OCC Structural changes to OCC's Membership/Risk Committee regardign Public Directors and the process for designating Membership/Risk Committee members; SR-OCC-2013-12. 08/02/2013 Certified 08/17/2013 1
ICECC ICC proposes amending its rules to provide for the clearance of iTraxx Asia/Pacific CDS contracts and Standard Asia/Pacific Sovereign CDS contracts. 02/19/2016 Certified 03/04/2016 3
LCHLTD Change to the LCH LTD London Deposit Rate (LDR) applicable to cash balances held on SwapClear and ForexClear services clearing member accounts. 02/23/2018 Notified 02/23/2018 1
LCHLTD LCH Limited self certifies rule changes concerning new legislation in the context of the withdrawal of the United Kingdom ("UK") from the European Union ("EU") 03/19/2019 Certified 04/01/2019 1
ICLR US Rule changes to effect amended Guaranty Fund allocation methodology. 08/28/2019 Certified 09/12/2019 2
MIAX Submitting Risk Management Manual following revisions. 11/04/2019 Certified 11/19/2019 2
CME Weekly Notification of Rule Amendments - Week of April 5, 2021 04/12/2021 Notified 04/12/2021 1
CME Weekly Notification of Rule Amendments - Week of June 5, 2023 06/12/2023 Notified 06/12/2023 1
CME Weekly Notification of Rule Amendments - Week of July 17, 2023 07/24/2023 Notified 07/24/2023 1
EUREX Weekly Notification of Rule Amendments - Week of October 23, 2023 10/27/2023 Notified 10/27/2023 1
NYMEX Forms of Margin 05/23/2001 Certified 05/23/2001 0
OCC Rule primarily applicable to securities 12/13/2004 Certified 12/13/2004 1
CME Request for approval to commingle customer positions and related collateral in Interest Rate Futures and Interest Rate Swaps in customer cleared swaps accounts; 12-151 05/24/2012 Approved 10/12/2012 4
CME Addition of Limited Recourse and Portfolio Gain Haircut Settlement Cycles to the Financial Safeguards Package for Base Products 10/30/2014 Withdrawn 08/31/2016 1
CME Amendments to CME Rule 743.B (Delivery Obligation Failure) 11/16/2016 Certified 12/01/2016 1
ICLREU2 The purpose of the amendments is to modify the ICE Clear Europe Finance Procedures to add Australian dollars ("AUD") as a currency eligible for variation margin and settlement payments for financials and softs contracts in the F&O product category which s 06/16/2017 Certified 06/30/2017 2
OCC Proposed rule change related to enhancements to the Vanilla Option Model and Smoothing Algorithm used in OCC's margin methodology. 08/28/2019 Certified 09/12/2019 2
SGX-DC The Amendment is to remove the Eurodollar Futures from the list of contracts under Appendix 2 of SGX-DC Clearing Rules, associated with the removal of contracts from the Mutual Offset System link with Chicago Mercantile Exchange. 11/29/2019 Certified 12/12/2019 1
EUREX Weekly Notification of Rule Amendments - Week of July 6, 2020 07/10/2020 Notified 07/10/2020 1
LX LedgerX Revised Participant Agreement 05/28/2021 Certified 06/14/2021 4
ICECC ICC proposes changes to the Governance Playbook, Risk Management Framework, and Treasury Operations Policies and Procedures. 07/14/2021 Certified 07/28/2021 2