Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LX Amended Operations Manual 09/21/2017 Certified 10/05/2017 2
CME Weekly Notification of Rule Amendments - Week of November 27, 2017 12/06/2017 Notified 12/06/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 113-19 relating to further changes to those previously announced and submitted in Eurex Clearing Circular 095-19 12/02/2019 Certified 12/16/2019 2
OCC Proposed rule change concerning The Options Clearing Corporation's Synthetic Futures Model. 07/10/2020 Certified 07/24/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 114-20 related to amending the Price List for new futures contracts and clarifying that a Default Management Committee can be established for one specific or two or more Liquidation Groups 12/25/2020 Certified 01/11/2021 2
ICECC ICC proposes amendments to its Clearing Rules. 04/13/2021 Certified 04/27/2021 2
CME Weekly Notification of Rule Amendments - Week of March 13, 2023 03/21/2023 Notified 03/21/2023 1
ICLREU2 ICE Clear Europe is updating its Model Risk Policy to clarify that the timeframe for re-validation of existing models is at least annually. 01/19/2024 Certified 02/02/2024 2
CME Weekly Notification of Rule Amendments - September 30, 2024 10/09/2024 Notified 10/09/2024 1
ICLR US New rules and rule changes implementing the Commission's Section 4(c) order regarding the clearing of agricultural swaps. 01/23/2009 Certified 01/26/2009 1
OCC Clearing of Real Estate Index Futures listed on CBOE Futures Exchange 07/19/2011 Certified 08/03/2011 1
LCHLTD Corrections to the Clearing House procedures allowing delivery of precious metals as margin collateral. 07/24/2012 Certified 08/08/2012 1
EUREX Proposed rule amendments in Eurex Clearing Circular 016-17 related to timing and overnight trading terms for repo transactions and the delivery of margin in execeptional situations 02/09/2017 Certified 02/24/2017 2
CME Amendments to CME Chapter 901 ("Interest Rate Swaps Contract Terms") for the BRL Interest Rate Swaps Contract 02/23/2018 Certified 03/09/2018 1
CME Weekly Notification of Rule Amendments - Week of December 17, 2018 12/24/2018 Notified 12/24/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 05/10/2019 Notified 05/10/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 117-20 related to adjusting the rebates for liquidity provisioning in equity options and simplifying the volume rebate structure in equity index options and equity options 12/25/2020 Certified 01/11/2021 2
LX LedgerX Revised Rulebook 02/19/2021 Certified 03/05/2021 1
CME Adoption of New CME, CBOT, NYMEX/COMEX Rule 258. ("Exchange Personal Trading Policy") 07/14/2021 Certified 07/28/2021 1
ICLR US Amendments to the ICE Clear U.S. Risk Management Framework 09/01/2021 Approved 11/19/2021 2
OCC Certification of Updates to the Service Level Agreement Between OCC and CME under the Second Amended and Restated Cross-Margining Agreement 11/03/2021 Certified 11/18/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 06/03/2022 Notified 06/03/2022 2
CME Weekly Notification of Rule Amendments - Week of July 25, 2022 08/01/2022 Notified 08/01/2022 1
CME Weekly Notification of Rule Amendments - Week of September 12, 2022 09/20/2022 Notified 09/20/2022 1
CBT Comprehensive Update of Chapter 2 Membership Requirements 09/28/2006 Certified 09/29/2006 1
OCC Amending OCC's By-Laws to allow the Corporation to approve OCC's form of clearing member application and form of clearing agreement rather than its Board of Directors; SR-OCC-2012-12R 07/16/2012 Certified 07/31/2012 1
ICE NGX Amendments to provide greater clarity regarding product categorization in response to the elimination of the exempt commercial market category. 04/12/2013 Certified 04/27/2013 1
OCC This proposed rule change would accommodate the clearing of physically-settled single stock futures for which delivery would occur on the first business day after the maturity date. 01/28/2014 Certified 02/12/2014 1
NADEX Nadex institutes temporary free trading incentive program, which would waive fees for all individual and entities that become Members on or after the effective date, for a specified period of time relating to amount of Member's initial deposit. 08/31/2015 Certified 09/15/2015 1
CME Amendments to CME Rule 204A04 ("Daily Settlement Price") of the USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) Contract 04/01/2016 Certified 04/15/2016 1
CME Notification Regarding Changes to the OTC FX Risk Model for OTC FX Options 02/09/2017 Certified 06/20/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 053-18 related to implementing Eurex Clearing's Pricing Roadmap for certain listed derivatives 05/31/2018 Certified 06/14/2018 2
CME Weekly Notification of Rule Amendments - Week of March 11, 2019 03/20/2019 Notified 03/20/2019 1
SGX-DC Weekly notification of rule amendments for the week of 25 November 2019. 12/02/2019 Notified 12/02/2019 2
LCHSA LCH SA is proposing to amend its CDS Clearing Rules in order to address narrowly tailored credit events (NTCE). 01/06/2020 Certified 01/17/2020 1
CME Weekly Notification of Rule Amendments - Week of May 24, 2021 06/01/2021 Notified 06/01/2021 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 09/24/2021 Notified 09/24/2021 2
OCC Certification to correct The Options Clearing Corporation's schedule of fees 11/03/2021 Certified 11/18/2021 2
CME Weekly Notification of Rule Amendments - Week of December 27, 2021 01/04/2022 Notified 01/04/2022 1
ICE NGX Implement a requirement that settlement payments owning to ICE NGX be made prior to 12:00 noon MT/2:00 pm ET. 09/20/2022 Certified 10/04/2022 3
ICLR US Rule Amendments 11/15/2022 Certified 11/30/2022 2
OCC Rule Certification to Amend and Enhance OCC's Model Risk Management Policy 06/13/2023 Certified 06/28/2023 2
ICECC Weekly notification of rule amendments 07/18/2024 Notified 07/18/2024 2
OCC This proposed rule change concerns implementation of principles-based risk control standards for options exchanges. 12/03/2015 Certified 12/17/2015 1
MIAX Weekly notification of rule amendments made regarding changes to spread and outright margin rates. 11/17/2016 Notified 11/17/2016 1
LCHSA LCH SA is submitting for self-certification the changes related to the proposed extension of the CDSClear services to the clearing of options on index credit default swaps. 09/22/2017 Certified 10/06/2017 2
SGX-DC Weekly notification of rule amendments for the week of 27 November 2017. 12/07/2017 Notified 12/07/2017 2
ICLR US Revisions to the ICUS Risk Management Framework to increase the adjustment period used in theoretical stress scenarios. 12/24/2018 Certified 02/07/2019 2
LCHSA LCH SA is proposing to amend its Reference Guide: CDSClear Margin Framework in order to allow Index BasisPackages margining as single instrument 12/03/2019 Certified 12/17/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 123-19 related to the tax-related provisions for repo and sec lending transactions, updating the Price List for one listed future, updating the GTC re: KYC documentation, and other 01/06/2020 Certified 01/21/2020 2