Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of February 10, 2019 02/19/2020 Notified 02/19/2020 1
CME Extension of the U.S. Dollar ("USD") Interest Rate Swap ("IRS") House Liquidity Program 07/13/2020 Certified 07/27/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 112-20 related to incorporating the core provisions of the new ISDA IBOR Fallbacks Supplement into its rulebooks to keep its fallback logic in line with the developments in the bilateral market 12/28/2020 Certified 01/12/2021 3
CME Revisions to the Service Level Agreement between Options Clearing Corporation and Chicago Mercantile Exchange Inc. 11/03/2021 Certified 11/18/2021 2
ICE NGX Definitions re financially settled Ontario power products and confirming performance of physically settled natural gas futures at assigned delivery locations. 12/14/2021 Certified 12/29/2021 1
LCHSA LCH SA is submitting for self-certification the proposed amendments to LCH SA's CDS Clearing Rules required by (i) the need to comply with CFTC Regulation 39.13(g)(8)(ii) and (ii) the proposal to enhance the CDSClear service. 03/07/2022 Certified 03/21/2022 1
EUREX Proposed rule amendments in Eurex Clearing Circular 048-24 related to the launch of Futures and Options contracts on FTSE Ethereum Index denominated in EUR and USD on Eurex Deutschland. 07/22/2024 Certified 08/02/2024 2
OCC OCC-2006-17, 9.22.06, Options on Commodity Pools 09/22/2006 Certified 09/22/2006 1
NADEX Discontinue Free Trade Promotion Program 05/31/2007 Certified 06/01/2007 1
ICE NGX Addition of NGX representation that it will submit large trader reports to the Commission on behalf of its participants 07/18/2012 Certified 08/02/2012 1
LCHSA LCH SA is submitting for self-certification the Rule Book changes related to the proposed extension of the CDSClear services to the clearing of options on index credit default swaps. 09/22/2017 Certified 10/06/2017 3
MIAX Notification of changes to outright and spread margin rates. 12/27/2018 Notified 12/27/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 031-19 related to amendin the Price List to offer payment of rebates for certain exchange-traded commodities options 03/22/2019 Certified 04/05/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 114-19 relating to implementing the first elements of the Eurex Pricing Roadmap 2020 12/03/2019 Certified 12/17/2019 2
SGX-DC Weekly notification of rule amendments for the week of 30 December 2019 till 31 December 2019. 01/07/2020 Notified 01/07/2020 2
CME Weekly Notification of Rule Amendments - Week of July 6, 2020 07/13/2020 Notified 07/13/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 074-20 related to preparation for the upcoming EU CSD Regulation 09/09/2020 Certified 09/23/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 038-21 regarding service fees for Prefunding Amounts relating to OTC FX Transactions and OTC cross-currency (XCCY) Transactions. 06/02/2021 Certified 06/16/2021 2
ICLREU2 Amendments to Part CC of ICEU Delivery Procedures to revise certain timing-related delivery specifications applicable to Midland West Texas Intermediate American Gulf Coast Crude Oil Futures ("Midland WTI Contracts"). 03/07/2022 Certified 03/21/2022 2
ICE NGX Contracting Party Information Updates 09/21/2022 Certified 10/05/2022 2
OCC OCC-2006-13, 7.19.06, Risk Committee NASDAQ Global Markets 07/19/2006 Certified 07/19/2006 0
LCHLTD Introduction of GBP FRAs to be offerred for clearing within the SCM and European client clearing models. 03/16/2012 Certified 03/26/2012 1
LCHLTD Correction to SwapClear opening hours and support for additional financial centres 08/19/2016 Certified 09/02/2016 1
LCHLTD LCH self certifies changes to its rules on LCH delivery account details and opening hours related to the Listed Interest Rates clearing service 09/28/2016 Certified 10/12/2016 1
LCHLTD The proposed rules clarify that the FCMs' request for LCH to apply margin attributable to the FCM's customer account to the FCM's buffer account may only be accommodated if it is made in respect to all of the customers' accounts, and not some only. 11/18/2016 Certified 12/02/2016 1
LCHSA LCH SA is submitting for self-certification the new fee grid related to the proposed extension of the CDSClear services to the clearing of options on index credit default swaps. 09/22/2017 Certified 10/06/2017 1
SGX-DC Weekly notification of rule amendments for the week of 25 December 2017. 01/04/2018 Notified 01/04/2018 2
ICLREU2 ICE Clear Europe is amending its Delivery Procedures to add a new Part EE regarding delivery procedures relating to a new natural gas futures contract. 03/22/2019 Certified 04/05/2019 2
LCHLTD LCH Limited is submitting for self-certification a change to its rules allowing ForexClear to offer clearing of FX Spot and Forwards in their own right, rather than only as hedges of FX Options contracts. 05/13/2019 Certified 05/24/2019 1
LCHLTD LCH Limited is submitting for self-certification amendments to its rules regarding the contributions ForexClear Clearing Members make to the ForexClear Default Fund, and how the amount of these contributions are allocated between such Clearing Members. 01/07/2020 Certified 01/21/2020 1
LCHLTD LCH Ltd is submitting for self-certification amendments to its rules in respect of business as usual ("BAU") portfolio transfers within the ForexClear clearing service. 02/20/2020 Certified 03/04/2020 1
LCHLTD LCH Limited Self-Certification: Capping the number of ballots in service continuity 12/30/2020 Certified 01/13/2021 1
LCHLTD Notification of changes to London Deposit Rate applicable to cash balances held on SwapClear and ForexClear services clearing member accounts. 02/19/2021 Notified 02/19/2021 1
ICE NGX Amendments to ICE NGX Risk Management Framework 04/14/2021 Certified 04/28/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 098-21 relating to the clearing introduction for the risk-free reference rate based OTC XCCY Transactions in the currency pair GBP/USD 11/04/2021 Certified 11/18/2021 2
NODALCL Various Amendments to Nodal Clear Rules 06/06/2022 Certified 06/21/2022 2
ICE NGX Clarification around correspondent or intermediary bank fees in relation to wire payments. 09/22/2022 Certified 10/06/2022 1
EUREX Proposed rule amendments in Eurex Clearing Circular 017-23 related to the the conversion of remaining cleared legacy USD LIBOR-based IRS and basis swap trades to standard and liquid SOFR OIS trades before the fallback provisions are triggered 03/22/2023 Certified 04/05/2023 2
CME Notification to the Commission Regarding the Migration of Clearing and Settlement Systems to the Google Cloud Platform 06/14/2023 Certified 07/12/2024 2
OCC OCC 2006-09, 5/24/06, Choice of Law and Forum 05/24/2006 Certified 05/24/2006 1
NYMEX Deletion of Risk Filter Rule 9.04B 05/31/2007 Certified 06/01/2007 1
OCC Amendment to Rule 309 to provide for expedited process for reviewing a managed clearing member's request to operate without a facilities management agreement 04/21/2008 Certified 04/21/2008 1
LCHLTD Amendments to Regulations and Procedures to extend coverage of the existing ForexClear Non-Deliverable Forward (NDF) service for clearing NDF FX to five additional currency pairs. 07/19/2012 Certified 08/03/2012 1
LCHLTD Changes to client fee schedule to reflect fees for multilateral compression facility for clients 08/19/2016 Certified 09/02/2016 1
CME Weekly Notification of Rule Amendments - Week of November 7, 2016 11/18/2016 Notified 11/18/2016 1
SGX-DC Weekly notification of rule amendments for the week of 12 June 2017. 06/18/2017 Notified 06/18/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 06/01/2018 Notified 06/01/2018 2
ICLREU2 ICE Clear Europe is proposing to adopt a new Futures & Options Capital-to-Margin And Shortfall Margin Policy. 03/22/2019 Certified 04/05/2019 2
CME Weekly Notification of Rule Amendments - Week of November 25, 2019 12/04/2019 Notified 12/04/2019 1
CME Weekly Notification of Rule Amendments - Week of August 31, 2020 09/09/2020 Notified 09/09/2020 1