LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for CFTC self-certification the proposed change by CDSClear services to adapt the ISDA pricer in case of extreme spread curves. |
02/20/2017 |
Certified |
03/06/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 103-19 related to clarifying the Default Management Auction Rules |
11/06/2019 |
Certified |
11/21/2019 |
|
2 |
EUREX |
Propose amendments to the Clearing Conditions, FCM Regulations, EMIR Risk Committee Statutes, and other documents of the legal framework in Eurex Clearing Circular 065-21 |
07/21/2021 |
Certified |
08/03/2021 |
|
6 |
MGEX |
Updates to MGEX Rules Chapter 21 |
06/26/2023 |
Certified |
07/11/2023 |
|
1 |
LX |
Updates to Participant Agreement |
06/07/2024 |
Certified |
06/24/2024 |
|
2 |
NYMEX |
Amended Electricity Options Description & Pricing 12/5/06 Filing |
12/15/2006 |
Certified |
12/15/2006 |
|
0 |
ICLR US |
CLS System |
07/13/2006 |
Certified |
07/13/2006 |
|
0 |
LCHLTD |
Submission of Section 2A clearing procedures that will accomodate clearing of CDSs on Index CDSs processed via Bclear made available to LIFFE members |
02/12/2009 |
Certified |
02/12/2009 |
|
1 |
CME |
New CME Chapter 415D setting forth the terms and conditions and the rules for clearing cleared-only S&P GSCI Crude Oil Excess Return Index Swap Contracts |
10/15/2009 |
Certified |
11/02/2009 |
|
1 |
CME |
New Chapter 29A for for the clearing of CBOT Dow-Jones-UBS Commodity Index Swaps |
11/12/2009 |
Certified |
11/30/2009 |
|
1 |
CME |
Establishment of settlement arrangements between CME and the New York Branch of the Bank of China Limited; 12-362. |
10/29/2012 |
Certified |
12/24/2012 |
|
1 |
OCC |
This proposed rule change would eliminate preferred stock and corporate bonds as acceptable forms of margin assets and make additional, conforming changes. |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
LX |
Amendments and changes to LedgerX's Rulebook, Operations Manual, and AML Policy in regards to changes in order types and expansion of operations to Singapore as previously discussed with DCR and DMO staff. |
06/11/2018 |
Certified |
06/25/2018 |
|
3 |
CME |
Modifications to CME Risk Management Framework |
05/29/2020 |
Certified |
06/12/2020 |
|
2 |
ICLREU2 |
ICE Clear Europe is amending Parts 9 and 11 of the Rules relating to default insurance that is intended to cover losses resulting from a Clearing Member default. |
07/22/2020 |
Certified |
08/05/2020 |
|
2 |
ICLREU2 |
ICE Clear Europe is adopting a new Capital Replenishment Plan (the "Plan") to document certain tools, procedures and arrangements that the Clearing House may use to replenish its capital, when necessary. |
02/03/2023 |
Certified |
02/17/2023 |
|
2 |
NYMEX |
COMEX Settlement Rules and ByLaws |
11/20/2006 |
Certified |
11/20/2006 |
|
1 |
CME |
Amendments to Rule 537 regarding substitution of futures for forwards and other CME rules to allow acceptance of OTC FX spot, forward and swap transactions as cleared-only futures through CME ClearPort. |
10/15/2009 |
Certified |
10/15/2009 |
|
1 |
ICLR US |
New rules provide for the clearing of Iron Ore Swaps |
11/20/2009 |
Certified |
11/30/2009 |
|
1 |
NYMEX |
Modifications to Flex Energy Futures and Options Incentive Program; 12-161 |
06/07/2012 |
Certified |
06/22/2012 |
|
2 |
CME |
Revision to Liquidity Charge Computation in IRS Guaranty Fund Stress Testing |
05/22/2017 |
Certified |
06/06/2017 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 099-17 related to the requirements and incentives associated with the introduction of Regulatory Market-Making and the Eurex Liquidity Provider Framework |
10/06/2017 |
Certified |
10/23/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 111-17 related to introduction of Gross Omnibus Segregated Accounts, introduction of an appropriation right for pledged margin securities, and related amendments to the Pledge Agreement |
11/08/2017 |
Certified |
11/24/2017 |
|
6 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 026-18 related to revising the implementation date, taking into account prefunding amounts for late clearing members, and allowing trade amendments for OTC Currency Product clearing |
03/05/2018 |
Certified |
03/19/2018 |
|
2 |
LCHLTD |
LCH Limited Self Certification: Rule Changes on Rates Default Fund Allocation |
02/01/2019 |
Certified |
02/15/2019 |
|
1 |
LCHLTD |
The Proposal is for LCH to change the call currency from GBP to EUR when there is a USD Bank Holiday. |
06/01/2020 |
Certified |
06/12/2020 |
|
1 |
ICE NGX |
Amendments re Banking & Treasury - Step 1 and 2 |
10/01/2021 |
Certified |
10/18/2021 |
|
1 |
NODALCL |
Amendments to Nodal Clear Rules 3.16.4 and 3.20.1 |
06/27/2023 |
Certified |
07/12/2023 |
|
2 |
NYMEX |
Depository Banks |
09/14/2006 |
Certified |
09/14/2006 |
|
1 |
OCC |
A Link Framework Agreeement and an Associate Clearinghouse Agreement between OCC and Eurex Clearing AG to implement a clearing link arrangement to facilitate trading in options listed on the International Securities Exchange by Eurex Deutschland members |
10/23/2009 |
Certified |
11/02/2009 |
|
1 |
ICLR US |
Rule 502 amended to delete unneeded paragraph and to authorize staff to determine original margin requirements |
11/13/2009 |
Certified |
11/30/2009 |
|
1 |
MGEX |
Extension of trading hours and deadline for submission of information to the clearing house |
06/08/2012 |
Certified |
06/22/2012 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 048-18 related to the price list for exchange-traded futures and options |
05/22/2017 |
Certified |
06/06/2017 |
|
2 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA1714-5 Concerning Rule 512. ("Reporting Infractions"). |
10/10/2017 |
Certified |
10/24/2017 |
|
1 |
EUREX |
Proposed stated policy in Eurex Clearing Circular 059-18 related to the introduction of EURO STOXX 50r equity index options with month-end expiration that are being introduced at Eurex Deutschland |
06/12/2018 |
Certified |
06/25/2018 |
|
2 |
LCHLTD |
LCH Limited Self-Certification: SwapClear tenor extensions |
02/01/2019 |
Certified |
02/15/2019 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: SwapClear Pre-cessation triggers |
12/01/2020 |
Certified |
12/15/2020 |
|
1 |
LCHLTD |
LCH Limited Self Certification of rule changes related to the CFTC regulatory amendments under 17 CFR 39 ("Part 39 Regulations"). |
01/11/2021 |
Certified |
01/26/2021 |
|
1 |
ICE NGX |
RMF Changes re Banking & Treasury Improvement Project |
11/12/2021 |
Certified |
11/29/2021 |
|
2 |
LX |
Updates to Participant Agreement, User Agreement, and Privacy Policy |
03/10/2022 |
Certified |
03/24/2022 |
|
2 |
LX |
Updates to User Agreement |
06/07/2024 |
Certified |
06/24/2024 |
|
2 |
CME |
Delegates Authority from Board of Director for Rule and Clearing Member Approval Practices |
08/01/2005 |
Certified |
08/10/2005 |
|
1 |
OCC |
Amendments to rules for clearing credit default products |
06/14/2007 |
Certified |
06/19/2007 |
|
1 |
OCC |
Rule amendments to allow clearing members to deposit fully paid or excess margin securities carried for the account of a securities customer to the extent that such deposits are permitted per SEC or SRO interpretive guidance or no-action relief |
10/23/2009 |
Certified |
11/02/2009 |
|
1 |
CCORP |
Amendment to the definition of Exchange Market to add Carbon Financial Instrument U.S. Offset and Carbon Financial Instrument EA Futures traded on CCFE |
11/18/2009 |
Certified |
11/30/2009 |
|
1 |
OCC |
Article I, Section 1, Rule 801, 805, and 1804 - proposed rule change to accomodate Weekly Options and Monthly Options |
09/15/2010 |
Certified |
09/15/2010 |
|
1 |
NYMEX |
Modifications to Non-Member Cross-Venue Incentive Program for certain NYMEX energy products; 12-166 |
06/11/2012 |
Certified |
06/26/2012 |
|
2 |
OCC |
Correcting a previous rule filing (SR-OCC-2012-10) to properly reflect the deletion of Rule 614 and the termination of OCC's pledge program; SR-OCC-2012-13. |
08/29/2012 |
Certified |
09/14/2012 |
|
1 |
CME |
Adoption of Rule 980.F by CBOT, CME and NYMEX |
12/19/2013 |
Certified |
01/07/2014 |
|
1 |
LCHLTD |
LCH.Clearnet has been planning a migration of the clearing system to one provided by Nodal Exchange LLC ("Nodal Clearing System"), which will perform the functionalitycurrently provided by NYSE Technologies. |
04/22/2014 |
Certified |
05/07/2014 |
|
1 |