| EUREX |
Proposed rule changes in Eurex Clearing Circular 122-16 related to the introduction of a new product, Eurex Daily Futures on Mini-KOSPI200-Futures |
10/12/2016 |
Certified |
10/25/2016 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 114-17 related to aligning the Clearing Conditions with MIFIR's 10-second rule requirement, implementing a logic for ISDA or DRV novation, and decommissioning restrictions on Stub Periods |
11/10/2017 |
Certified |
11/27/2017 |
|
2 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 930.C. ("Acceptable Performance BondDeposits") Permitting Clearing Members to Accept Fully Collateralized Letters of Credit as Performance Bond. |
02/05/2019 |
Certified |
02/20/2019 |
|
2 |
| ICLREU2 |
ICEU proposes to change the interest rates used for computing CDS Price Alignment Amounts on CDS Notional Margin Balances under paragraph 3 of the CDS Procedures. |
04/28/2021 |
Certified |
05/11/2021 |
|
1 |
| ICECC |
ICC proposes changes to the ICC CDS Instrument On-boarding Policies and Procedures. |
10/05/2021 |
Certified |
10/20/2021 |
|
2 |
| MIAX |
Revisions to Risk Manual |
11/15/2021 |
Certified |
11/30/2021 |
|
2 |
| NADEX |
Nadex is extending its $0 Minimum Initial Deposit promotion through May 31, 2022. |
12/17/2021 |
Certified |
01/04/2022 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its Futures and Options Risk Procedures to make various updates and clarifications, including to add a section describing the existing F&O Guaranty Fund, make reference to the recently revised Model Risk Policy. |
09/13/2023 |
Certified |
09/27/2023 |
|
2 |
| OCC |
Rule Certification by The Options Clearing Corporation Concerning Updates to OCC's Capital Management Policy. |
09/11/2024 |
Certified |
09/25/2024 |
|
5 |
| BCC |
Miscellaneous Rule Changes |
11/29/2001 |
Certified |
11/30/2001 |
|
0 |
| OCC |
Allocation of Cleared Trades |
12/13/2005 |
Certified |
12/13/2005 |
|
1 |
| CME |
Rule 550 - Permit wider range of post settlement session prices for agricultural products. |
08/01/2007 |
Certified |
08/27/2007 |
|
1 |
| ICE NGX |
Amendments to Article 3, Schedules A, C, E and H of NGX's Contracting Party's Agreement |
10/21/2009 |
Certified |
11/02/2009 |
|
1 |
| ICLREU2 |
Amendment to Rule 207(f) to clarify the scope of ICE Clear Europe clearing members subject to the restrictions on the clearing of LIFFE A&M Contracts that are futures or options on underlying U.S. securities. |
06/26/2013 |
Certified |
07/12/2013 |
|
1 |
| OCC |
This proposed rule change concerns the time at which OCC accepts certain futures transactions that are either an exchange-for-physical or block trade. |
12/08/2014 |
Certified |
12/22/2014 |
|
1 |
| LCHLTD |
LCH.Clearnet is submitting for self certification rule changes which will allow for FCMs and SCMs to present for clearing a Package Transaction. |
02/11/2015 |
Certified |
02/25/2015 |
|
1 |
| CME |
Amendments to Rule 817 ("Liquidity Facility") |
10/09/2017 |
Certified |
10/23/2017 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 035-20 related to removing obsolete transitional ICM provisions, clarifying pledges over excess collateral, liquidity surveys, clarifying auction participation, and remote access for DMC meetings |
04/29/2020 |
Certified |
05/13/2020 |
|
2 |
| LX |
LedgerX Updated BCDR Plan |
06/13/2021 |
Certified |
06/25/2021 |
|
4 |
| NODALCL |
Amendments to the Exchange and Clearing Transaction Fee Schedule |
12/17/2021 |
Certified |
01/04/2022 |
|
2 |
| LCHSA |
LCH SA is proposing to amend its CDS Clearing Rules to permit the clearing of Markit iTraxx Australia indices and the associated single names consistituents and provide a remediation regarding the WWR margin instability. |
07/01/2022 |
Certified |
07/18/2022 |
|
3 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
08/17/2022 |
Certified |
08/31/2022 |
|
1 |
| LCHLTD |
LCH Limited is submitting for self-certification of the ForexClear fee holiday for NDOs and compression service, as well as a removal of a monthly fee discount related to non-deliverable products. |
11/18/2022 |
Certified |
12/02/2022 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its Model Risk Governance Framework (to be renamed the Model Risk Policy) to expand its current scope to include certain risk frameworks and to distinguish between BAU and non-BAU parameter changes, among other changes. |
09/13/2023 |
Certified |
09/27/2023 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its Clearing Rule 106 relating to Confidentiality and Information. |
12/19/2023 |
Certified |
01/04/2024 |
|
2 |
| BCC |
Miscellaneous Rule Changes |
11/29/2001 |
Certified |
11/29/2001 |
|
0 |
| OCC |
Futures Trade Matching |
12/19/2006 |
Certified |
01/08/2007 |
|
1 |
| OCC |
Adjustment to Futures and Futures Options |
12/23/2005 |
Certified |
12/23/2005 |
|
1 |
| NYMEX |
Notice to Members Regarding Documentary Obligations/Standards for ClearPort Clearing Transactions |
08/21/2007 |
Certified |
08/28/2007 |
|
1 |
| ICE NGX |
Amendment to fee schedule of Contracting Party's Agreement to amend fees with respect to cleared & bilateral transactions in oil, clearing fees for physical oil at US delivery points and transaction fees for gas option transactions. |
10/21/2009 |
Certified |
11/02/2009 |
|
1 |
| CME |
Temporary delisting of certain contract months for cleared-only commodity index swaps. |
09/30/2013 |
Certified |
09/30/2013 |
|
1 |
| ICECC |
The purpose of proposed rule change is to revise the ICC Treasury Policies and Procedures to correct an error in order to properly describe ICC's policy regarding permitted counterparties to ICC's repurchase agreement transactions. |
06/27/2014 |
Certified |
07/15/2014 |
|
1 |
| LCHLTD |
LCH self certifies changes to its rules to start clearing float to float swaps in AUD and EUR; and extend the tenors for the following products:MXN IRS,Sterling SONIA OIS,Sterling LIBOR v SONIA and Euro EONIA OIS. The changes concern SwapClear. |
11/13/2017 |
Certified |
11/28/2017 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 073-19 related to the introduction of the new "GC Pooling Cheapest-to-Deliver (CTD) Basket" containing deliverable Bonds for Fixed Income Futures Expiries |
07/19/2019 |
Certified |
08/02/2019 |
|
2 |
| ICECC |
ICE Clear Credit proposes updates to the ICC Initial Default Auction Procedures and the ICC Secondary Auction Procedures |
12/11/2019 |
Certified |
12/26/2019 |
|
3 |
| LCHLTD |
LCH Limited ("LCH") self-certification: LCH rulebook amendments related to Clearing Members in Resolution |
02/02/2024 |
Certified |
02/16/2024 |
|
1 |
| ICECC |
The principal purpose of the purposed rule change is to make changes to the ICE CDS Clearing: Stress-Testing Framework |
08/05/2024 |
Certified |
08/19/2024 |
|
2 |
| OCC |
STANS Clearing Fund |
12/12/2005 |
Certified |
12/12/2005 |
|
1 |
| NYMEX |
Extension of Maximum Maturity Date for Letters of Credit |
12/18/2006 |
Certified |
06/22/2007 |
|
0 |
| CCORP |
Definition of Exchange Market amended to include new products traded on Chicago Climate Futures Exchange |
08/22/2007 |
Certified |
08/28/2007 |
|
1 |
| ICLR US |
Delisting Iron Ore Swaps |
10/26/2011 |
Certified |
10/27/2011 |
|
1 |
| NYMEX |
Natural Gas Options & Crude Refined Options Volume Incentive Program; 12-043 |
02/13/2012 |
Certified |
02/29/2012 |
|
3 |
| NADEX |
Amendment to Expiration time for Daily and Weekly Corn and Soybean Binary and Variable Payout Contracts to be consistent with corresponding underlying market; Emergency Rule filing |
06/13/2012 |
Certified |
06/13/2012 |
|
1 |
| ICLR US |
Amendments re: Monthly Liquidity Analysis; Calculation of Guaranty Fund; Qualifying Liquidity Resources |
06/27/2014 |
Certified |
07/15/2014 |
|
1 |
| ICLREU2 |
Implementing certain requirements under the revised client money and client asset requirements adopted by the U.K. Financial Conduct Authority in the U.K. Client Asset Sourcebook applicable to certain classes of customer accounts of Clearing Members. |
11/13/2014 |
Certified |
11/28/2014 |
|
1 |
| ICECC |
ICE Clear Credit proposes revising the ICC Treasury Operations Policies and Procedures. |
07/18/2016 |
Certified |
08/01/2016 |
|
2 |
| ICLR US |
The amendments to the ICUS Rules relate to the collection and payment of variation margin with respect to contracts that are the subject of delivery notices. |
06/27/2017 |
Certified |
07/12/2017 |
|
2 |
| LCHLTD |
LCH self certifies changes to the fee structure applicable to the Client Custodial Segregation Account available in SwapClear. The changes only apply to SCMs in respect to the Account, not FCMs as the Account is not currently available to them. |
11/13/2017 |
Certified |
11/28/2017 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 029-18 related to the interest rate for customer cash collateral, changes to cash handling and securities collateral fees, and an incentive scheme for gross omnibus and ISA models |
03/07/2018 |
Certified |
03/21/2018 |
|
2 |
| EUREX |
Proposed rule amendments (stated policy) in Eurex Clearing Circular 075-18 related to rebates and revenue sharing for certain listed derivatives contracts on Eurex Exchange |
09/04/2018 |
Certified |
09/18/2018 |
|
2 |
