Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Proposed rule change related to The Options Clearing Corporation's margin methodology for incorporating variations inimplied volatility. 11/19/2018 Certified 12/04/2018 2
LCHLTD LCH Limited ("LCH") self-certification: Sale of collateral in default management 02/02/2024 Certified 02/16/2024 1
CCD Amendments to the CCD rules to provide additional clarity within the rules in connection with the CCD guaranty fund and guaranty fund requirements, update CCD's transfer trade rule, and make a minor clean up changes. 03/27/2024 Certified 04/10/2024 1
OCC Rule Certification by The Options Clearing Corporation Concerning Updates to Comprehensive Stress Testing & Clearing Fund Methodology, and Liquidity Risk Management Description and Rules 06/11/2024 Certified 06/26/2024 3
OCC Default: Liens on Clearing Member Accounts 12/16/2004 Certified 12/16/2005 0
NYMEX Amendments to Schedule B of Exchange User License Agreement referencing additional trade types available for submission to ClearPort Clearing 08/16/2007 Certified 08/28/2007 1
CME Amendment No. 2 to the Amended and Restated OCC - CME cross-margining agreement to redefine the term "eligible contract" and delete Appendix A. 05/26/2009 Certified 06/01/2009 1
ICECC Addition of 4 security based swaps 10/27/2011 Certified 11/11/2011 1
LCHLTD WCI Cash Settled Container Freight Swap Contracts 02/14/2012 Certified 03/01/2012 1
NYMEX Listing of a cleared-only OTC London Silver Forwards (cash margin) contract; 12-131 08/02/2012 Certified 08/17/2012 0
LCHLLC Security Interest Amendments, Ballot Removal, Bankruptcy Representations and other ancillary changes. 06/30/2014 Certified 07/16/2014 1
OCC This proposed rule change would permit OCC to adjust the size of its clearing fund on an intra-month basis. 11/13/2014 Certified 11/28/2014 1
SGX-DC Submission for SGX Iron Ore Swaps (Clearing Fees) 08/06/2015 Certified 08/19/2015 1
LCHSA Amendments to CDS Clearing Rules mainly related to implementation of Gross Omnibus Segregated Account Structure 03/03/2016 Certified 03/17/2016 1
LCHLTD LCH LTD adds Australian Dollar cash to the list of eligible collateral that will be accepted as initial margin collateral. 11/14/2017 Certified 11/29/2017 1
CME Decommission of the Manual of Operations for CME Cleared Interest Rate Swaps 12/12/2017 Certified 12/27/2017 1
LCHLTD LCH Limited is amending its rules to allow ForexClear Clearing Members to convert their contracts to "Settled to Market" ("STM") at account level. The changes do not apply to Futures Commission Merchants or US-incorporated Clearing Members. 05/22/2019 Certified 06/06/2019 1
ICLREU2 ICE Clear Europe Limited is amending its Auction Terms for F&O Default Auctions (the "Auction Terms") and F&O Default Management Policy (the "Policy"). 04/30/2020 Certified 05/13/2020 3
ICLR US Rule Amendments. 07/26/2021 Certified 08/09/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 028-23 related to reducing the delivery period from five business days to one business days whenever Eurex Clearing adjusts the Contribution Requirement for a Clearing Member 05/08/2023 Certified 05/22/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 021-24 related to the introduction of a provision to allow Eurex Clearing to assign Clearing Capacities to Clearing Members during the Default Management Process. 03/28/2024 Certified 04/11/2024 2
OCC Netting of Member Accounts in Case of OCC Bankruptcy 10/26/2005 Certified 10/26/2005 0
OCC Amendment to close out netting procedures with respect to FIN 39 06/22/2007 Certified 06/22/2007 1
OCC Amendment No. 2 to the Amended and Restated OCC - CME cross-margining agreement to redefine the term "eligible contract" and delete Appendix A. 05/22/2009 Certified 06/01/2009 1
CMECE 11-394 Waiver of Sovereign Immunity 10/27/2011 Certified 11/11/2011 1
LCHLTD Fee Incentive Scheme for Iron Ore options and Coal Swaps 02/15/2012 Certified 03/02/2012 1
ICLR US ICE Clear US has self-certified changes regarding intra-day variation margin procedures, to be effective no earlier than November 7, 2013. 10/23/2013 Certified 11/07/2013 1
NYPC Amendments to the NYPC Amended LLC Agreement to reduce the number of directors on the NYPC Board of Directors from nine to seven directors and to eliminate all Board Committees. 12/04/2013 Certified 12/19/2013 1
LCHLTD Self-certification for the removal of the BDI product from the EnClear service. 05/21/2014 Certified 06/06/2014 1
ICECC ICC proposes amending Subchapter 26I of its Rules to provide for the clearance of additional Standard Western European Sovereign CDS contracts. 08/06/2015 Certified 08/20/2015 2
NODALCL Amendments to the Fee Schedules for Environmental Futures and Options 02/05/2019 Certified 02/20/2019 3
LCHLTD LCH Limited Self-Certification: SwapClear fee holiday for Pension Funds related to backloaded trades 04/30/2020 Certified 05/13/2020 1
ICECC ICC proposes amendments to the ICC Exercise Procedures. 07/26/2021 Certified 08/09/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 075-23 related to the migration of physical delivery transactions settling at Euroclear UK & International and decommissioning of the Securities CCP service 11/06/2023 Certified 11/21/2023 2
MIAX Amendments to MGEX Bylaws 02/02/2024 Certified 02/16/2024 2
OCC Correction of Post Submission Errors 10/26/2005 Certified 10/26/2005 0
OCC Rule change to reduce ancillary service fees charged to Tier I, II, III and IV clearing members and to reduce leased line charges for subscribing clearing members. 05/28/2009 Certified 06/01/2009 1
CMECE Addition of London Gold Forward contracts; delivery procedures for physical commodities; 11-395 10/27/2011 Certified 11/11/2011 1
LCHLTD Changes to SwapClear default fund, default management process and membership criteria 04/16/2012 Certified 05/01/2012 2
CME Modifications to the Fee Schedule Applicable to OTC Credit Default Swap Clearing; 12-464. 12/14/2012 Certified 01/01/2013 1
CME REVISED-Extension of the CME OTC FX Fee Waiver Program. 12/04/2013 Certified 12/19/2013 1
LCHLTD LCH.Ltd proposes to make amendments to its General Regulations to correct cross referencing errors. The amendment will enable a SwapClear Clearing Member to transfer SwapClear contracts registered to its House account to another SwapClear Clearing Member 12/10/2014 Certified 12/23/2014 1
LCHLTD Changes to LCH Rulebook to provide for later cutoff times for Clearing Members to post GBP cash or non-cash collateral to the Clearing House. 10/13/2016 Certified 10/26/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 075-17 relating to changes to the pricing model for single stock dividend futures 08/15/2017 Certified 08/29/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 129-17 related to delisting of options on the VSTOXX Index 12/12/2017 Certified 12/27/2017 2
LCHSA LCH SA is submitting for self certification the amendments to the CDSClear client clearing fee grid. 10/17/2018 Certified 10/31/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 036-20 related to the introduction of the March 2021 contracts (as of 9 June 2020) to include those green twin bonds of the Federal Republic of Germany to be deliverable into the German Euro-Fixed Income 04/30/2020 Certified 05/14/2020 2
ICLREU2 ICEU is amending its Outsourcing Policy to clarify its overall strategy in regard to the use of third party services, requirements for exit planning for critical or important functions, and the role of executive oversight of outsourcing arrangements. 03/28/2024 Certified 04/11/2024 2
CME Deletion of the text of CME, CBOT, NYMEX/COMEX Rule 956.D. ("Position Limits") 09/12/2024 Certified 09/26/2024 1
OCC XM Agreement: OCC-CORP 02/01/2005 Certified 02/01/2005 1