Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH LTD adds Australian Dollar cash to the list of eligible collateral that will be accepted as initial margin collateral. 11/14/2017 Certified 11/29/2017 1
CME Decommission of the Manual of Operations for CME Cleared Interest Rate Swaps 12/12/2017 Certified 12/27/2017 1
LCHLTD LCH Limited is amending its rules to allow ForexClear Clearing Members to convert their contracts to "Settled to Market" ("STM") at account level. The changes do not apply to Futures Commission Merchants or US-incorporated Clearing Members. 05/22/2019 Certified 06/06/2019 1
ICLREU2 ICE Clear Europe Limited is amending its Auction Terms for F&O Default Auctions (the "Auction Terms") and F&O Default Management Policy (the "Policy"). 04/30/2020 Certified 05/13/2020 3
ICLR US Rule Amendments. 07/26/2021 Certified 08/09/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 028-23 related to reducing the delivery period from five business days to one business days whenever Eurex Clearing adjusts the Contribution Requirement for a Clearing Member 05/08/2023 Certified 05/22/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 021-24 related to the introduction of a provision to allow Eurex Clearing to assign Clearing Capacities to Clearing Members during the Default Management Process. 03/28/2024 Certified 04/11/2024 2
OCC Netting of Member Accounts in Case of OCC Bankruptcy 10/26/2005 Certified 10/26/2005 0
OCC Amendment to close out netting procedures with respect to FIN 39 06/22/2007 Certified 06/22/2007 1
OCC Amendment No. 2 to the Amended and Restated OCC - CME cross-margining agreement to redefine the term "eligible contract" and delete Appendix A. 05/22/2009 Certified 06/01/2009 1
CMECE 11-394 Waiver of Sovereign Immunity 10/27/2011 Certified 11/11/2011 1
LCHLTD Fee Incentive Scheme for Iron Ore options and Coal Swaps 02/15/2012 Certified 03/02/2012 1
ICLR US ICE Clear US has self-certified changes regarding intra-day variation margin procedures, to be effective no earlier than November 7, 2013. 10/23/2013 Certified 11/07/2013 1
NYPC Amendments to the NYPC Amended LLC Agreement to reduce the number of directors on the NYPC Board of Directors from nine to seven directors and to eliminate all Board Committees. 12/04/2013 Certified 12/19/2013 1
LCHLTD Self-certification for the removal of the BDI product from the EnClear service. 05/21/2014 Certified 06/06/2014 1
ICECC ICC proposes amending Subchapter 26I of its Rules to provide for the clearance of additional Standard Western European Sovereign CDS contracts. 08/06/2015 Certified 08/20/2015 2
NODALCL Amendments to the Fee Schedules for Environmental Futures and Options 02/05/2019 Certified 02/20/2019 3
LCHLTD LCH Limited Self-Certification: SwapClear fee holiday for Pension Funds related to backloaded trades 04/30/2020 Certified 05/13/2020 1
ICECC ICC proposes amendments to the ICC Exercise Procedures. 07/26/2021 Certified 08/09/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 075-23 related to the migration of physical delivery transactions settling at Euroclear UK & International and decommissioning of the Securities CCP service 11/06/2023 Certified 11/21/2023 2
MGEX Amendments to MGEX Bylaws 02/02/2024 Certified 02/16/2024 2
OCC Correction of Post Submission Errors 10/26/2005 Certified 10/26/2005 0
OCC Rule change to reduce ancillary service fees charged to Tier I, II, III and IV clearing members and to reduce leased line charges for subscribing clearing members. 05/28/2009 Certified 06/01/2009 1
CMECE Addition of London Gold Forward contracts; delivery procedures for physical commodities; 11-395 10/27/2011 Certified 11/11/2011 1
LCHLTD Changes to SwapClear default fund, default management process and membership criteria 04/16/2012 Certified 05/01/2012 2
CME Modifications to the Fee Schedule Applicable to OTC Credit Default Swap Clearing; 12-464. 12/14/2012 Certified 01/01/2013 1
CME REVISED-Extension of the CME OTC FX Fee Waiver Program. 12/04/2013 Certified 12/19/2013 1
LCHLTD LCH.Ltd proposes to make amendments to its General Regulations to correct cross referencing errors. The amendment will enable a SwapClear Clearing Member to transfer SwapClear contracts registered to its House account to another SwapClear Clearing Member 12/10/2014 Certified 12/23/2014 1
LCHLTD Changes to LCH Rulebook to provide for later cutoff times for Clearing Members to post GBP cash or non-cash collateral to the Clearing House. 10/13/2016 Certified 10/26/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 075-17 relating to changes to the pricing model for single stock dividend futures 08/15/2017 Certified 08/29/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 129-17 related to delisting of options on the VSTOXX Index 12/12/2017 Certified 12/27/2017 2
LCHSA LCH SA is submitting for self certification the amendments to the CDSClear client clearing fee grid. 10/17/2018 Certified 10/31/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 036-20 related to the introduction of the March 2021 contracts (as of 9 June 2020) to include those green twin bonds of the Federal Republic of Germany to be deliverable into the German Euro-Fixed Income 04/30/2020 Certified 05/14/2020 2
ICLREU2 ICEU is amending its Outsourcing Policy to clarify its overall strategy in regard to the use of third party services, requirements for exit planning for critical or important functions, and the role of executive oversight of outsourcing arrangements. 03/28/2024 Certified 04/11/2024 2
OCC XM Agreement: OCC-CORP 02/01/2005 Certified 02/01/2005 1
MGEX Amendment to Rule 2102.00 to clarify and codify routine daily operation to collect intra-day variations from clearing members. 11/09/2007 Certified 11/16/2007 1
ICLREU2 Rules clarifying the types of letters of credit that may be used by non-financial institutions that are clients of FCM Clearing Members. The letters of credit will be accepted as permitted cover for Energy Clearing initial margin. 11/09/2012 Certified 11/28/2012 1
MGEX Clean-up of rules related to clearing fees. 12/18/2012 Certified 01/04/2013 1
LCHLLC LCH.Clearnet LLC is making a number of changes to the Clearing House Rulebook in order to provide it with additional tools in the event of a liquidity shortfall. 11/13/2014 Certified 11/28/2014 2
ICLR US Changes to the ICUS By-Laws and Rules to restructure and clarify both documents. 04/07/2017 Certified 04/21/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 005-18 related to listing futures on MSCI Japan (NTR, JPY) and MSCI EM Asia ex Korea (NTR, USD) and waiving fees for three other MSCI futures 01/17/2018 Certified 01/31/2018 2
NODALCL CFTC Regulation 40.6(a): Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Environmental Futures 11/11/2019 Certified 11/25/2019 2
CME Modifications to Singapore Dollar IRS to Support Transition to SORA Price Alignment and Discounting 02/08/2023 Certified 02/23/2023 1
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework - Shortfall Margin Model & Stress Loss Charge Parameters 02/05/2024 Certified 02/20/2024 2
OCC Clearing of USFE FX Contracts 09/20/2005 Certified 09/20/2005 0
CCORP Definition of Exchange Market in Chapter 1 is amended to add options on Certified Emission Reduction Futures traded on Chicago Climate Futures Exchange, LLC. 11/15/2007 Certified 11/16/2007 1
MGEX Amendments to regulations to clarify and improve Clearing House default procedures and other operational procedures 03/20/2008 Certified 03/21/2008 1
CME Making applicable the CME clearing member default rules to KCBTCC clearing participants and establishing minimum base guaranty fund deposit amount for KCBTCC clearing participants; 12-461. 12/26/2012 Certified 01/11/2013 2
ICLREU2 ICE Clear Europe submits for self-certification amendments that modify the Clearing Rules and Procedures to remove references to the "U.S. Sponsored Principal" model. 08/18/2014 Certified 09/02/2014 1
CME Amendments to Position Limits and Position Accountability Levels of USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) 11/13/2014 Certified 11/28/2014 2