Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLREU2 To modify the ICE Clear Europe Delivery Procedures relating to the settlement of certain UK natural gas spot contracts and European emissions contracts. 07/21/2016 Certified 08/03/2016 3
EUREX Proposed rule changes in Eurex Clearing Circular 124-16 relating to Eurex Clearing Prisma Release 5.0 10/17/2016 Certified 10/31/2016 2
OCC Proposed rule change related to The Options Clearing Corporation's margin methodology. 12/13/2017 Certified 12/28/2017 2
ICLR US ICE Clear US is amending the Rules to provide for certain limitations on default resource contributions from Listing Exchanges. 04/30/2018 Certified 05/14/2018 1
OCC Rule Certification Concerning One Multiplier Options 08/18/2022 Certified 09/01/2022 1
ICLREU2 ICE Clear Europe is amending its Finance Procedures to align the timing for payment of the return on cash margin and Guaranty Fund deposits of Clearing Members with that for payment of monthly transaction fees. 11/22/2022 Certified 12/07/2022 2
LCHSA LCH SA is submitting for self-certification the updated CDSClear fee grid to be applicable in 2024. 11/09/2023 Certified 11/27/2023 1
LX Amendment to Rule 13.3.2 conforming to prior amendment to Rule 7.2. 12/21/2023 Certified 01/08/2024 3
CME Amendments to Rule 26002.B. ("Cash Settlement") of the Russian Ruble/U.S. Dollar (RUB/USD) Futures Contract and the Temporary Suspension of Trading and Clearing of all Russian Ruble Contracts 06/13/2024 Certified 06/28/2024 1
ICLR US Futures Spreads Cotton Sugar 03/07/2005 Certified 03/07/2005 0
OCC Matched Trades, Multiple By-Laws 07/29/2002 Certified 07/29/2002 0
OCC Rule change to revise minimum eligibility criteria applicable to common stock deposited as performance and to common stock loaned through OCC's Stock Loan Programs. 08/28/2009 Certified 09/02/2009 1
CME CDS Clearing Member Obligations and Qualifications; 12-124 04/20/2012 Certified 05/05/2012 1
CCH Rule amendment adds a definition for "Public Director" and corresponds to new Board Eligibility rule; 2012-1. 10/01/2012 Certified 10/17/2012 1
CME Adoption of Rule 771 ("Alternative Notice of Intention to Deliver") 11/14/2014 Certified 12/01/2014 2
ICECC ICC proposes revising its Risk Management Framework to incorporate certain risk model enhancements. 01/13/2015 Certified 01/28/2015 2
MGEX Certification of amendments made to clarify certain default procedures. 05/06/2015 Certified 05/20/2015 1
CME Implementation of New CME/CBOT/NYMEX/COMEX Rule 825 ("Segregation of Performance Bond") 03/04/2016 Certified 03/18/2016 1
EUREX Eurex Clearing Circular 055-16 Amendments. Implementation dates are May 6, 2016, May 11, 2016, and June 6, 2016. 04/22/2016 Certified 05/06/2016 2
ICLREU2 ICE Clear Europe is adopting amendments to its delivery procedures relating to containerised white sugar futures contracts. 06/01/2016 Certified 06/15/2016 2
EUREX Proposed rule changes in Eurex Clearing Circular 125-16 relating to new currencies for Eurex Repo, allowing give-ups to m-accounts, clarifying the Price List, clarifying settlement finality, conversion of flex contracts, TES migration, and waiving a fee 10/17/2016 Certified 10/31/2016 2
ICECC ICC proposes to update its Liquidity Risk Management Framework. 08/17/2017 Certified 08/31/2017 2
ICE NGX Amendment to section 3.4 of the Contracting Party Agreement 09/07/2018 Certified 09/21/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 037-19 related to extending the scope of the STM model to client-related OTC IRD Transactions (note: this does not affect FCM Regulations; all such transactions for FCM Clearing Members are STM) 04/09/2019 Certified 04/23/2019 2
ICLREU2 ICE Clear Europe is amending its Price Submission Disciplinary Procedure. 03/09/2021 Certified 03/23/2021 2
CCD CCD amends certain CCD policies and procedures to align with the new role and responsibilities of the Cboe Clear Digital Risk Management Committee and makes certain other updates specifically to the CCD Risk Management Procedures. 05/14/2024 Certified 05/29/2024 2
LCHLTD Selected Margin Changes 11/08/2005 Certified 11/08/2005 0
OCC Accelerated Maturity of Stock Futures 07/25/2002 Certified 07/25/2002 0
ICE NGX Clearing member risk management policies and risk limits 04/20/2012 Certified 05/05/2012 1
CCH Rule amendment to provide, among other things, that the Board must have seven members, of which three must be public directors, and that no less than 35% of the Board must be composed of public directors; 2012-2. 10/01/2012 Certified 10/17/2012 1
ICLREU2 Circular confirming the continuation of certain fee arrangements; Circular 12/120. 10/18/2012 Certified 11/02/2012 1
LCHSA Amendments of the Clearing Notice linked to the "Means of Accessand Reporting mechanism" available for CDSClear clearing members. 05/07/2015 Certified 05/21/2015 1
LCHLTD Definitions included in LCH.Clearnet Ltd Default Rules have been updated to reflect the introduction of additional EMIR account types to ensure that Loss Distribution, where possible, occurs at a legal entity level, within a client account. 09/04/2015 Certified 09/18/2015 1
LCHLTD LCH.Clearnet is submitting for self-certification changes to its rules which will allow SwapClear Clearing Members to change the characterisation of their SwapClear Contracts from Collateralised to Market to Settled to Market. 11/19/2015 Certified 12/03/2015 2
EUREX Proposed rule amendments in Eurex Clearing Circular 038-19 related to introducing functionality to facilitate the clearing of bunched orders with respect to OTC Interest Rate Derivative transactions for FCM Clearing Members under the FCM Regulations 04/09/2019 Certified 04/23/2019 2
ICECC ICC proposes amending the Stress Testing Framework and the Liquidity Risk Management Framework. 07/06/2022 Certified 07/20/2022 2
CME Clarification of Settlement Dates on Cleared-only Eurodollar Futures 03/17/2006 Certified 03/24/2006 1
NADEX Binary Hedgelets Payout Criteria 11/29/2005 Certified 11/29/2005 0
ONXCC Futures and Options Positions 07/09/2002 Certified 07/09/2002 0
CCH New rule outlines the following: (a) disciplinary offenses that would make an individual ineligible to serve as a member of the Board of Directors or a committee thereof or as an officer of the Clearinghouse; and (b) public director criteria; 2012-3. 10/01/2012 Certified 10/17/2012 1
OCC Rules implementing a minimum clearing fund size designed to permit OCC to draw in full on its committed credit facilities that are secured by the clearing fund; SR-OCC-2012-19. 10/18/2012 Certified 11/02/2012 1
KCC Revisions to conform KCBTCC Clearing Participant default procedures and guaranty fund requirements to those of CME clearing members; 12-462 12/26/2012 Certified 01/11/2013 2
ICECC Proposed rule change to update ICC's policy regarding valuation of maturing U.S. Treasury securities, update ICC's collateral asset haircut methodology, and make revisions consistent with CFTC recommendations. 03/28/2014 Certified 04/12/2014 1
LCHSA The LCH.Clearnet SA Board of Directors has approved new terms of reference for the Remunerations Committee. 04/25/2014 Certified 05/10/2014 1
CME Amendments to CME ClearPort Hours for Twenty (20) Commodity Index Cleared OTC Swap Contracts 09/19/2014 Certified 10/03/2014 1
LCHLTD SwapClear's waiver for Inflation Fees will come to an end on October 1st, at the same time it will introduce a new fee banding and rename its current bandings. 09/04/2015 Certified 09/21/2015 1
LCHLTD LCH rule changes allow Clearing Members to request that LCH requires additional collateral from a SwapClear Client in order to reduce the stress loss exposure generated by the Client account. 08/26/2016 Certified 09/12/2016 1
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules and ICC TreasuryOperations Policies and Procedures. 06/29/2017 Certified 07/14/2017 3
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 901. 08/17/2017 Certified 08/31/2017 1
ICECC ICE Clear Credit proposes updates to the ICC Operational Risk Management Framework. 03/13/2018 Certified 03/27/2018 2