Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHSA Amendments of the Clearing Notice linked to the "Means of Accessand Reporting mechanism" available for CDSClear clearing members. 05/07/2015 Certified 05/21/2015 1
LCHLTD Definitions included in LCH.Clearnet Ltd Default Rules have been updated to reflect the introduction of additional EMIR account types to ensure that Loss Distribution, where possible, occurs at a legal entity level, within a client account. 09/04/2015 Certified 09/18/2015 1
LCHLTD LCH.Clearnet is submitting for self-certification changes to its rules which will allow SwapClear Clearing Members to change the characterisation of their SwapClear Contracts from Collateralised to Market to Settled to Market. 11/19/2015 Certified 12/03/2015 2
EUREX Proposed rule amendments in Eurex Clearing Circular 038-19 related to introducing functionality to facilitate the clearing of bunched orders with respect to OTC Interest Rate Derivative transactions for FCM Clearing Members under the FCM Regulations 04/09/2019 Certified 04/23/2019 2
ICECC ICC proposes amending the Stress Testing Framework and the Liquidity Risk Management Framework. 07/06/2022 Certified 07/20/2022 2
CME Clarification of Settlement Dates on Cleared-only Eurodollar Futures 03/17/2006 Certified 03/24/2006 1
NADEX Binary Hedgelets Payout Criteria 11/29/2005 Certified 11/29/2005 0
ONXCC Futures and Options Positions 07/09/2002 Certified 07/09/2002 0
CCH New rule outlines the following: (a) disciplinary offenses that would make an individual ineligible to serve as a member of the Board of Directors or a committee thereof or as an officer of the Clearinghouse; and (b) public director criteria; 2012-3. 10/01/2012 Certified 10/17/2012 1
OCC Rules implementing a minimum clearing fund size designed to permit OCC to draw in full on its committed credit facilities that are secured by the clearing fund; SR-OCC-2012-19. 10/18/2012 Certified 11/02/2012 1
KCC Revisions to conform KCBTCC Clearing Participant default procedures and guaranty fund requirements to those of CME clearing members; 12-462 12/26/2012 Certified 01/11/2013 2
ICECC Proposed rule change to update ICC's policy regarding valuation of maturing U.S. Treasury securities, update ICC's collateral asset haircut methodology, and make revisions consistent with CFTC recommendations. 03/28/2014 Certified 04/12/2014 1
LCHSA The LCH.Clearnet SA Board of Directors has approved new terms of reference for the Remunerations Committee. 04/25/2014 Certified 05/10/2014 1
CME Amendments to CME ClearPort Hours for Twenty (20) Commodity Index Cleared OTC Swap Contracts 09/19/2014 Certified 10/03/2014 1
LCHLTD SwapClear's waiver for Inflation Fees will come to an end on October 1st, at the same time it will introduce a new fee banding and rename its current bandings. 09/04/2015 Certified 09/21/2015 1
LCHLTD LCH rule changes allow Clearing Members to request that LCH requires additional collateral from a SwapClear Client in order to reduce the stress loss exposure generated by the Client account. 08/26/2016 Certified 09/12/2016 1
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules and ICC TreasuryOperations Policies and Procedures. 06/29/2017 Certified 07/14/2017 3
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 901. 08/17/2017 Certified 08/31/2017 1
ICECC ICE Clear Credit proposes updates to the ICC Operational Risk Management Framework. 03/13/2018 Certified 03/27/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 039-19 related to determination of final settlement price for certain MSCI products, providing settlement information to KRX, and granting of access to reports 04/09/2019 Certified 04/23/2019 2
EUREX Proposed amendments in Eurex Clearing Circular 058/23 relating to, for FWB, Eurex Exchange, and Repo transactions, Failure to Deliver Rights and invoicing of certain fees 09/15/2023 Certified 09/29/2023 3
ICLREU2 ICE Clear Europe is now retiring its CDS Documents, which consist of policies and procedures that were relevant only to CDS clearing and are no longer applicable following the termination of the CDS clearing service. 02/07/2024 Certified 02/22/2024 2
ICLREU2 ICE Clear Europe is amending its Liquidity and Investment Management Policy and Liquidity Management Procedures with certain updates relating to liquidity risk management, as well as other minor clarifications. 04/02/2024 Certified 04/16/2024 2
NADEX Amended DCM Order 12/05/2005 Certified 12/05/2005 1
OCC Futures and Options Positions 07/29/2002 Certified 07/29/2002 0
NYPC Rule amendments to comply with CFTC Part 39 DCO rules effective May 7, 2012. 04/20/2012 Certified 05/05/2012 1
CCH New rule on what constitutes a conflict of interest and the process to mitigate such a conflict upon discovery; 2012-4. 10/01/2012 Certified 10/17/2012 1
LCHLTD Amendments to LCH.Clearnet Limited's Rules and Regulations concerning the introduction of LSOC accounts, and concerning Bunch Trade Registration for post-registration allocation. 10/18/2012 Certified 11/02/2012 1
OCC Proposed amendments to OCC's By-Laws to provide OCC with authority in emergency circumstances, subject to certain conditions, to waive or suspend the operation of its By-Laws, Rules, policies and procedures, or any other rules issued by OCC. 01/09/2014 Certified 01/25/2014 1
EUREX Proposed rule amendments in Eurex Clearing Circular 041-19 related to clearing for Total Return Futures on Shares of EUR denominated equities and Basket Trades of Equity Total Return Futures 04/09/2019 Certified 04/23/2019 2
LCHLTD LCH Limited Self-Certification: Supplementary client clearing requirements 03/10/2021 Certified 03/24/2021 1
OCC OCC Rule Certification to Expand the Use of OCC's Synthetic Futures Model 04/30/2021 Certified 05/14/2021 2
OCC Proposed rule change concerning the interest rates used for options pricing in the STANS Methodology Description 10/06/2021 Certified 10/21/2021 2
LCHLTD LCH Limited Self-Certification: Benchmark Reform - Additional Rates Conversion Rule Changes 11/18/2021 Certified 12/03/2021 1
EUREX Proposed amendments in Eurex Clearing Circular 059/23 relating to the introduction of multiple Clearing Agent relationships for the General ISA Direct Provisions and Automatic Clearing Agent Default Trigger Event for the ISA Direct Indemnified Provisions 09/15/2023 Certified 09/29/2023 2
OCC Exercise Notices 07/02/2002 Certified 07/02/2002 0
ICLR US Rule amendments to conform with CFTC Part 39 DCO rules effective May 7, 2012; 12-26 04/20/2012 Certified 05/05/2012 1
CCH New rule outlines the proper and improper uses of non-public information; 2012-5. 10/01/2012 Certified 10/17/2012 1
LCHLTD LCH.Clearnet Limited amendments to Rules and Regulations concerning the introduction of LSOC accounts for the ForexClear and EnClear services and the introduction of an FCM model for the Nodal service. 10/18/2012 Certified 11/02/2012 1
ICECC SDR Firm Trade Reporting Rule establishing that ICC will fulfill CM obligations for the firm trades ICC clears pursuant to Part 45 until the No-Action relief expires. ICC will serve as a third-party provider to its CMs for Part 43 reporting requirements. 03/04/2013 Certified 03/19/2013 1
CME Modifications to the CME OTC FX Fee Waiver Program 03/14/2018 Certified 03/28/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circualr 012-19 related to reflect the migration of the Irish Stock Exchange's trading and other services, previously provided by Deutsche Brse AG, to the systems of Euronext Group 02/07/2019 Certified 02/22/2019 2
OCC Proposed changes to The Options Clearing Corporation's framework for liquidity risk management. 06/09/2020 Certified 06/23/2020 2
LX LedgerX Revised Operations Manual 06/15/2021 Certified 06/29/2021 5
ICE NGX RMF amendments - enhancements of documentation of Portfolio Margin Model 12/21/2021 Certified 01/06/2022 2
KKL Amendment to the DCO Notice of Changes to Scheduled Maintenance Periods of a DCM that Impact Trading Hours 10/20/2024 Certified 11/01/2024 1
CBT CBOT: EUREX-CCorp Link 05/14/2004 Certified 05/14/2004 0
OCC Amended Clearing Agreement NASDAQ LIFFE 06/24/2002 Certified 06/24/2002 0
MIAX Minneapolis Grain Exchange, Inc. Rulebook (includes Ch. 21 - Clearing House Regulations) 09/20/2010 Certified 09/20/2010 1
ICLREU2 Rule amendment relating to use of Letters of Credit by Clearing Members as Permitted Cover in respect of Original Margin 04/20/2012 Certified 05/05/2012 3