EUREX |
Proposed rule amendments in Eurex Clearing Circular 039-19 related to determination of final settlement price for certain MSCI products, providing settlement information to KRX, and granting of access to reports |
04/09/2019 |
Certified |
04/23/2019 |
|
2 |
EUREX |
Proposed amendments in Eurex Clearing Circular 058/23 relating to, for FWB, Eurex Exchange, and Repo transactions, Failure to Deliver Rights and invoicing of certain fees |
09/15/2023 |
Certified |
09/29/2023 |
|
3 |
ICLREU2 |
ICE Clear Europe is now retiring it's CDS Documents, which consist of policies and procedures that were relevant only to CDS clearing and are no longer applicable following the termination of the CDS clearing service. |
02/07/2024 |
Certified |
02/22/2024 |
|
2 |
ICLREU2 |
ICE Clear Europe is amending its Liquidity and Investment Management Policy and Liquidity Management Procedures with certain updates relating to liquidity risk management, as well as other minor clarifications. |
04/02/2024 |
Certified |
04/16/2024 |
|
2 |
NADEX |
Amended DCM Order |
12/05/2005 |
Certified |
12/05/2005 |
|
1 |
OCC |
Futures and Options Positions |
07/29/2002 |
Certified |
07/29/2002 |
|
0 |
NYPC |
Rule amendments to comply with CFTC Part 39 DCO rules effective May 7, 2012. |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
CCH |
New rule on what constitutes a conflict of interest and the process to mitigate such a conflict upon discovery; 2012-4. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
LCHLTD |
Amendments to LCH.Clearnet Limited's Rules and Regulations concerning the introduction of LSOC accounts, and concerning Bunch Trade Registration for post-registration allocation. |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
OCC |
Proposed amendments to OCC's By-Laws to provide OCC with authority in emergency circumstances, subject to certain conditions, to waive or suspend the operation of its By-Laws, Rules, policies and procedures, or any other rules issued by OCC. |
01/09/2014 |
Certified |
01/25/2014 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 041-19 related to clearing for Total Return Futures on Shares of EUR denominated equities and Basket Trades of Equity Total Return Futures |
04/09/2019 |
Certified |
04/23/2019 |
|
2 |
LCHLTD |
LCH Limited Self-Certification: Supplementary client clearing requirements |
03/10/2021 |
Certified |
03/24/2021 |
|
1 |
OCC |
OCC Rule Certification to Expand the Use of OCC's Synthetic Futures Model |
04/30/2021 |
Certified |
05/14/2021 |
|
2 |
OCC |
Proposed rule change concerning the interest rates used for options pricing in the STANS Methodology Description |
10/06/2021 |
Certified |
10/21/2021 |
|
2 |
LCHLTD |
LCH Limited Self-Certification: Benchmark Reform - Additional Rates Conversion Rule Changes |
11/18/2021 |
Certified |
12/03/2021 |
|
1 |
EUREX |
Proposed amendments in Eurex Clearing Circular 059/23 relating to the introduction of multiple Clearing Agent relationships for the General ISA Direct Provisions and Automatic Clearing Agent Default Trigger Event for the ISA Direct Indemnified Provisions |
09/15/2023 |
Certified |
09/29/2023 |
|
2 |
OCC |
Exercise Notices |
07/02/2002 |
Certified |
07/02/2002 |
|
0 |
ICLR US |
Rule amendments to conform with CFTC Part 39 DCO rules effective May 7, 2012; 12-26 |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
CCH |
New rule outlines the proper and improper uses of non-public information; 2012-5. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
LCHLTD |
LCH.Clearnet Limited amendments to Rules and Regulations concerning the introduction of LSOC accounts for the ForexClear and EnClear services and the introduction of an FCM model for the Nodal service. |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
ICECC |
SDR Firm Trade Reporting Rule establishing that ICC will fulfill CM obligations for the firm trades ICC clears pursuant to Part 45 until the No-Action relief expires. ICC will serve as a third-party provider to its CMs for Part 43 reporting requirements. |
03/04/2013 |
Certified |
03/19/2013 |
|
1 |
CME |
Modifications to the CME OTC FX Fee Waiver Program |
03/14/2018 |
Certified |
03/28/2018 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circualr 012-19 related to reflect the migration of the Irish Stock Exchange's trading and other services, previously provided by Deutsche Brse AG, to the systems of Euronext Group |
02/07/2019 |
Certified |
02/22/2019 |
|
2 |
OCC |
Proposed changes to The Options Clearing Corporation's framework for liquidity risk management. |
06/09/2020 |
Certified |
06/23/2020 |
|
2 |
LX |
LedgerX Revised Operations Manual |
06/15/2021 |
Certified |
06/29/2021 |
|
5 |
ICE NGX |
RMF amendments - enhancements of documentation of Portfolio Margin Model |
12/21/2021 |
Certified |
01/06/2022 |
|
2 |
CBT |
CBOT: EUREX-CCorp Link |
05/14/2004 |
Certified |
05/14/2004 |
|
0 |
OCC |
Amended Clearing Agreement NASDAQ LIFFE |
06/24/2002 |
Certified |
06/24/2002 |
|
0 |
MGEX |
Minneapolis Grain Exchange, Inc. Rulebook (includes Ch. 21 - Clearing House Regulations) |
09/20/2010 |
Certified |
09/20/2010 |
|
1 |
ICLREU2 |
Rule amendment relating to use of Letters of Credit by Clearing Members as Permitted Cover in respect of Original Margin |
04/20/2012 |
Certified |
05/05/2012 |
|
3 |
CCH |
Rule amendment removes letters of credit from the list of instruments or assets that may comprise the Clearinghouse's guaranty fund; 2012-6. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
ICLR US |
New procedures regarding the collection of intraday variation margin from clearing members and payment of intraday variation margin gains to clearing members; 12-72. |
10/19/2012 |
Certified |
11/03/2012 |
|
1 |
CME |
Revisions to CME/CBOT/NYMEX/COMEX Rules 770, 853 and 854. |
02/21/2014 |
Certified |
03/08/2014 |
|
2 |
SGX-DC |
Rule amendments in relation to the SGX petrochemical swaps contracts. This is an amendment to a previous self-certification filed by SGX-DC on 23 September 2014. |
11/17/2014 |
Certified |
12/01/2014 |
|
1 |
SGX-DC |
The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX Baltic Supramax Time Charter Basket (10 routes) FFA and Option Contracts. In particular, the Amendments specify the FSP methodology of the Contracts in the SGX-DC Clearing Rules. |
06/29/2017 |
Certified |
07/14/2017 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 078-18 related to clarifying amendments to the Statutes for the EMIR Risk Committee |
09/10/2018 |
Certified |
09/24/2018 |
|
2 |
ICECC |
ICE Clear Credit proposes updates to the Treasury Operations Policies and Procedures. |
05/04/2020 |
Certified |
05/18/2020 |
|
2 |
LCHSA |
LCH SA as a DCO is submitting for CFTC self-certification the proposed amendments to the Terms of Reference of its Board of Directors and of the Nomination Committee. |
10/07/2021 |
Certified |
10/22/2021 |
|
1 |
ICLREU2 |
The Clearing House is amending its Collateral and Haircut Procedures to make certain clarifications for collateral eligibility criteria relating to market risk. |
04/03/2024 |
Certified |
04/17/2024 |
|
2 |
CCORP |
CCFE Product rules |
11/24/2004 |
Certified |
11/24/2004 |
|
1 |
OCC |
Clearing Fund Formula |
07/22/2002 |
Certified |
07/22/2002 |
|
0 |
CBT |
Modify procedures for determining the daily settlement price for 30 year T-Bonds |
08/28/2007 |
Certified |
09/04/2007 |
|
1 |
CME |
CBOT Rules 10C03, 11D03, 14C03, and 16C03: Settlement procedures during the final month of clearing for CBOT Ethanol Forward Month Swaps, Corn Calendar Swaps, Soybean Calendar Swaps, and Wheat Calendar Swaps |
09/17/2010 |
Certified |
09/17/2010 |
|
1 |
ICLREU2 |
Minimum capital requirements of CDS Clearing Members |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
CME |
Updates to IRS Manual; 12-274S. |
08/30/2012 |
Certified |
09/15/2012 |
|
1 |
CCH |
New rule establishing the position of Chief Compliance Officer at the Clearinghouse; 2012-7. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
EUREX |
Proposed rule changes in Eurex Clearing Circular 126-16 relating to introduction of an option on VSTOXX futures |
10/18/2016 |
Certified |
11/01/2016 |
|
2 |
ICECC |
ICC proposes changes to the fee charged for U.S. Treasury securities collateral deposits. |
01/05/2017 |
Certified |
01/20/2017 |
|
2 |
LCHSA |
LCH SA is submitting for self-certification the amendments to its Rules to allow the clearing of iTraxx MSCI ESG Screened Europe index contracts and add a number of clarifications and enhancements to some aspects of the CDSClear risk framework. |
07/31/2020 |
Certified |
08/14/2020 |
|
2 |
MGEX |
Lien on Collateral Rule Addition |
10/07/2021 |
Certified |
10/22/2021 |
|
1 |