EUREX |
Proposed rule amendments in Eurex Clearing Circular 075-22 related to products cleared outside Eurex Clearing's DCO license (Eurex Deutschland, Repo, Frankfurter Wertpapierbrse) |
10/11/2022 |
Certified |
10/25/2022 |
|
2 |
CCORP |
CBOT references, Guaranty Fund, clearing members |
03/11/2004 |
Certified |
03/11/2004 |
|
1 |
OCC |
Change to clearing agreement schedule with ELX to add the clearing of 3 month, $1,000,000 Eurodollar Time Deposit futures contracts. |
06/16/2010 |
Certified |
06/18/2010 |
|
1 |
ICLREU2 |
List of New OTC Cleared Product Specifications |
02/17/2011 |
Certified |
02/17/2011 |
|
1 |
CME |
Changes to CME's offering for cleared interest rate swaps; 12-204 |
06/15/2012 |
Certified |
06/30/2012 |
|
2 |
LCHLTD |
Acceptance for clearing of FRAs with upfront fees by the LCH.Clearnet Ltd SwapClear service. |
02/04/2014 |
Certified |
02/20/2014 |
|
1 |
SGX-DC |
Rule amendments for changes to the SGX-DC Clearing Fund and changes to the default management process and the SGX-DC Clearing Fund in relation to OTC financial derivatives contracts. |
02/27/2014 |
Certified |
03/14/2014 |
|
1 |
CME |
Implementation of the OTC Interest Rate Swap Dealer Founding Member Incentive Program |
02/12/2015 |
Certified |
02/27/2015 |
|
2 |
ICLREU2 |
To clarify the account in which positions of affiliates of Clearing Members are to be maintained, in light of applicable US and EU regulatory requirements. |
04/28/2016 |
Certified |
05/12/2016 |
|
2 |
LCHLTD |
LCH Limited Self Certification: Criminal Finance Act amendment rule changes. This amendment clarifies that the Clearing Member warranty is limited in scope to those activities in relation to its status as a CM. |
03/15/2018 |
Certified |
03/29/2018 |
|
1 |
SGX-DC |
The Amendments are to facilitate SGX-DC's acceptance for clearing of the Panamax Route P2E FFA and Capesize Route C7 FFA. In particular, the Amendments specify the FSP methodology of the Contracts in the SGX-DC Clearing Rules. |
05/02/2018 |
Certified |
05/15/2018 |
|
1 |
LCHLTD |
LCH is self certifying minor rule changes on the ForexClear Service Procedures regarding Calendar Adjustments and the Automatic Exercise of FX Options Contracts |
11/21/2018 |
Certified |
12/06/2018 |
|
1 |
ICLREU2 |
Filing for F&O Stress Testing Policy and Methodology |
07/31/2020 |
Certified |
08/14/2020 |
|
2 |
CME |
Implementation of the FEX Strip Option Expiration Fee Waiver Program |
03/10/2021 |
Certified |
03/24/2021 |
|
1 |
LCHSA |
LCH SA is proposing to expand the eligible non-cash collateral by amending its CDSClear Clearing Rulebook and publishing a new Clearing Notice. LCH SA is also amending its Liquidity Risk Modelling Framework. |
10/08/2021 |
Certified |
10/25/2021 |
|
5 |
LCHSA |
LCH SA is proposing to amend its CDS Clearing Rules to implement a delegation mechanism for clients of CDSClear clearing members that would apply in the context of the restructuring notification process for swaptions. |
04/19/2022 |
Certified |
05/03/2022 |
|
1 |
NYMEX |
NYMEX Early Adopter Liquidity Provider Program; 12-207 |
06/18/2012 |
Certified |
07/03/2012 |
|
2 |
LCHLTD |
Enable multiple Client "C" accounts to be created by Clearing Members to enable them to segregate their business ahead of the introduction of EMIR ISA and OSA accounts. |
02/04/2014 |
Certified |
02/20/2014 |
|
1 |
OCC |
Proposed rule change concerning The Options Clearing Corporation's escrow deposit program. |
08/30/2016 |
Certified |
09/14/2016 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 018-17 relating to introducing a minimum size for block trades and flexible options in Options Contracts on Euro-OAT Futures |
02/27/2017 |
Certified |
03/13/2017 |
|
2 |
OCC |
Proposed Rule Change to Revise The Options Clearing Corporation's Schedule of Fees. |
07/31/2020 |
Certified |
08/14/2020 |
|
2 |
ICE NGX |
Updating two definitions in the CPA |
03/11/2021 |
Certified |
03/25/2021 |
|
2 |
ICECC |
ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. |
05/04/2021 |
Certified |
05/18/2021 |
|
2 |
LCHSA |
LCH SA is updating its fee grid following the proposed extension of the scope of instruments eligible to margin collateral |
10/08/2021 |
Certified |
10/25/2021 |
|
1 |
ICECC |
ICC proposes updates to the Governance Playbook. |
04/18/2022 |
Certified |
05/02/2022 |
|
2 |
OCC |
By-Law amendment to modify provisions that determine whether outstanding stock options will be adjusted to reflect special cash dividends. |
07/24/2008 |
Certified |
07/29/2008 |
|
1 |
NYMEX |
Legacy GreenX Broker Broker Member Incentives Program; 12-205 |
06/18/2012 |
Certified |
07/03/2012 |
|
2 |
ICLREU2 |
Technical changes to rules to reflect ICE Clear Europe Limited's clearing of certain energy futures and options contracts to be listed on ICE Futures U.S., Inc. |
09/07/2012 |
Certified |
09/22/2012 |
|
1 |
LCHLTD |
Rule changes clarifying ForexClear and EnClear's rights to eject cleared contracts. |
04/29/2013 |
Certified |
05/14/2013 |
|
1 |
CME |
Modifications to the Fee Schedule Applicable to OTC Credit Default Swap Clearing |
01/10/2014 |
Certified |
01/28/2014 |
|
1 |
SGX-DC |
SGX will be introducing a new derivatives trading and clearing system, Titan. While there are no substantial changes to the SGX-DC Clearing Rules in respect of the introduction of Titan, amendments have been proposed for greater clarity. |
08/30/2016 |
Certified |
09/14/2016 |
|
1 |
SGX-DC |
The Amendments are made in respect of the removal of the margin requirements for over-the-counter spot trades under SGX-DC Clearing Rule 7.22.1A. |
01/08/2017 |
Certified |
01/23/2017 |
|
1 |
MGEX |
Amendment to MGEX Rule 2071.00. to provide further clarification. |
05/26/2017 |
Certified |
06/12/2017 |
|
1 |
LCHLTD |
Rulebook changes in support of the LCH LTD ForexClear service launch of clearing for FX Options. |
03/15/2018 |
Certified |
03/29/2018 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 041-18 related to the listing of options on iShares Physical Gold ETC |
05/02/2018 |
Certified |
05/16/2018 |
|
2 |
ICECC |
ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Back-Testing Framework. |
02/11/2019 |
Certified |
02/26/2019 |
|
2 |
ICE NGX |
Addition of four physically-settled natural gas futures transactions (the "New Futures Contracts") |
03/05/2020 |
Certified |
03/19/2020 |
|
1 |
OCC |
Proposed amendments to OCC Rule 1111. |
04/19/2022 |
Certified |
05/03/2022 |
|
3 |
LCHLTD |
LCH is submitting for self-certification revisions to its rules to expand its eligible SwapClear transactions as well as make an operational enhancement related to basis swap splitting. |
11/25/2022 |
Certified |
12/09/2022 |
|
7 |
OCC |
Amendment changing description of fixed exercise settlement amount and clarifying that escrow deposits are not permitted in respect of binary options |
07/23/2008 |
Certified |
07/29/2008 |
|
1 |
ICLR US |
Amendments to By-Law Section 5.5 to revise order in which assets and sources are to be applied to cover a defaulted obligation of a cleairng member and to Rule 505 to allow use of pass-through letters of credit in lieu of cash margin deposits. |
06/08/2009 |
Certified |
06/09/2009 |
|
1 |
ICE NGX |
Amendments to the Product Schedule of the NGX rulebook which is the Contracting Party's Agreement |
01/13/2010 |
Certified |
01/20/2010 |
|
1 |
NYMEX |
Legacy Green X CPC Incentive Program; 12-206 |
06/18/2012 |
Certified |
07/03/2012 |
|
1 |
LCHLTD |
Amendments to post-default rules and methodology. |
11/14/2012 |
Certified |
11/14/2012 |
|
1 |
CME |
Changes to rulebook in accordance with CME's status as a "deemed registered" clearing agency under the Exchange Act; 13-001. |
01/03/2013 |
Certified |
01/18/2013 |
|
1 |
LCHLTD |
Changes to onboarding process related to the provision of pricing and market data. Claryifing amendments also made. |
05/01/2013 |
Certified |
05/16/2013 |
|
1 |
OCC |
This proposed rule change will facilitate OCC's compliance with CFTC requirements for DCOs that accept deposits of futures customer funds. |
02/26/2014 |
Certified |
03/13/2014 |
|
1 |
LCHSA |
Clearing Notices linked to management systems change and related amendments to CDS Clearing Rules |
11/19/2014 |
Certified |
12/04/2014 |
|
1 |
CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") to Establish Fees for IRS Compression Services |
09/08/2015 |
Certified |
09/22/2015 |
|
1 |
ICLR US |
Amendment to By-Law Section 5.4 re: custodial failures |
04/28/2016 |
Certified |
05/12/2016 |
|
1 |