| MGEX |
Housekeeping deletion to Rule 760 (Margins). |
01/08/2013 |
Certified |
01/24/2013 |
|
1 |
| CME |
Changes to the margin model for interest rate swaps ("IRS") relating to Singapore Dollar ("SGD") IRS; CME No. 13-360 |
09/05/2013 |
Certified |
09/20/2013 |
|
1 |
| OCC |
This rule filing will make a non-material housekeeping change so that OCC's membership qualifications accurately reflect current operational practices. |
12/06/2013 |
Certified |
12/21/2013 |
|
1 |
| LCHLTD |
Changes to the Rulebook Procedures Section 4 and FCM Procedures in relation to collateral arrangements, acceptance and settlement,as well as a small number of clarifying amendments. |
02/28/2014 |
Certified |
03/15/2014 |
|
1 |
| LCHSA |
LCH.Clearnet SA and the CDS Dealers have modified the CDS Agreement in order to comply with Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories ("EMIR") |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
| SGX-DC |
Rule amendments to specify the methodology for calculation of final settlement prices of the SGX coal swaps contracts, which are intended to be accepted for clearing in July 2014. |
05/27/2014 |
Certified |
06/11/2014 |
|
1 |
| LCHLTD |
Rulebook amendments to provide for LCH's change to pricing used when valuing securities collateral delivered to it by clearing members. |
03/01/2017 |
Certified |
03/15/2017 |
|
1 |
| LCHLTD |
LCH Ltd is self certifying changes to its rules allowing a Clearing Member (who is not a Futures Commission Merchant) to request that LCH automatically replays any Collateral that has been posted in excess of the margin requirement by that Clearing Member |
12/14/2017 |
Certified |
12/28/2017 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its Delivery Procedures to add a new Section 10 and a new Part DD regarding delivery procedures relating to a new Permian West Texas Intermediate Crude Oil Storage Futures Contract. |
02/12/2019 |
Certified |
02/27/2019 |
|
2 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rule 820 ("Performance Bonds") Permitting Clearing Members to Deposit COMEX Gold Warrants as Performance Bond, Amendments to CME Rule 8G930.C ("Acceptable Performance Bond Deposits for IRS Products") Permitting IRS Cle |
07/29/2019 |
Certified |
08/12/2019 |
|
2 |
| CCD |
Self-Certification Pursuant to CFTC Regulation 40.6 - Permit FCM Clearing Members to Clear on Behalf of Customers |
11/13/2019 |
Certified |
11/27/2019 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 068/21 related to the launch of clearing services for seven new FX Futures on Scandinavian currency pairs (EUR/NOK, EUR/SEK, EUR/DKK, USD/NOK, USD/SEK, USD/DKK, NOK/SEK) at Eurex Deutschland. |
08/02/2021 |
Certified |
08/16/2021 |
|
2 |
| LCHLTD |
LCH is revising its rules in order to extend the opening hours of the SwapClear Service. |
09/08/2021 |
Certified |
09/22/2021 |
|
3 |
| CBT |
Conflicts of Interest |
12/20/2001 |
Certified |
12/20/2001 |
|
0 |
| ICLR US |
Reg. 1.25 Funds to fulfill obligations to the Guaranty Fund |
10/03/2006 |
Certified |
10/03/2006 |
|
1 |
| CME |
Notice that CME will clear OTC agricultural swap contracts listed by CBOT for clearing-only. |
04/02/2009 |
Certified |
04/16/2009 |
|
1 |
| LCHLTD |
SwapClear service new standard pricing plan for client clearing fees |
06/18/2012 |
Certified |
07/03/2012 |
|
1 |
| CME |
Changes to rules to comply with Part 22 (LSOC); 12-347. |
10/19/2012 |
Certified |
11/03/2012 |
|
1 |
| SGX-DC |
Amendments to align Directive No. 1 with a recent extension of no-action relief in respect of SGX-DC Clearing Members clearing swaps contracts for U.S. persons. |
04/01/2014 |
Certified |
04/16/2014 |
|
1 |
| CME |
Amendments to Seven (7) FX Cleared OTC Spot, Forwards and Swaps Contracts |
10/08/2015 |
Certified |
10/23/2015 |
|
1 |
| CME |
Addition of Portfolio Gains Haircuts,Tear-Ups, and Limited Recourse to the Financial Safeguards Package for Base |
08/31/2016 |
Certified |
12/20/2016 |
|
10 |
| LCHLTD |
LCH Ltd is self certifying minor changes to its rule regarding the payment of USD denominated variation settlement by Futures Commissions Merchants of its SwapClear service. |
12/14/2017 |
Certified |
12/28/2017 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: UK Criminal Finances Act amendment rule changes |
09/12/2018 |
Certified |
09/26/2018 |
|
1 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 109-21 relating to the introduction of the CSDR Settlement Discipline Regime and the discontinuation of the Routing Service for C7 Securities Clearing Service |
12/27/2021 |
Certified |
01/10/2022 |
|
2 |
| ICE NGX |
Amendments to RMF |
07/08/2022 |
Certified |
07/22/2022 |
|
2 |
| LX |
Operations manual update reflecting process changes related to ACH deposits. |
10/11/2022 |
Certified |
10/25/2022 |
|
3 |
| OCC |
Rule change to charge clearing fees for trades executed on OneChicago one side of which are cleared by CME equal to fees charged for trades both sides of which are cleared by OCC clearing members. |
03/25/2009 |
Certified |
04/16/2009 |
|
1 |
| OCC |
Change to method by which clearing fund size is determined |
08/03/2011 |
Certified |
08/18/2011 |
|
1 |
| CBT |
CBOT and NYMEX rules being amended to harmonize all three CME Rule books; 12-217 |
06/19/2012 |
Certified |
07/04/2012 |
|
1 |
| CME |
Acceptance of CDX North American Investment Grade Index Series 20 and CDX North American High Yield Index Series 20 for clearing; Removal of expired CDX products. 13-071. |
03/04/2013 |
Certified |
03/19/2013 |
|
1 |
| LCHSA |
Changes to: 1) global netting of House Termination Amounts; 2) disclosure of confidential information; 3) clarification of certain definitions; 4) allowable methods for transfer of collateral; 5) conforming changes re: reporting flow for SDRs. |
03/03/2014 |
Certified |
03/18/2014 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Inflation Swaps - Reporting Threshold Amounts |
09/12/2018 |
Certified |
09/26/2018 |
|
1 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| ICLR US |
Amendment to the ICE Clear U.S. Rules |
12/22/2023 |
Certified |
01/09/2024 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 008-24 related to the introduction of Index Total Return Futures on MSCI World, EAFE and EM indices denominated in USD on Eurex Deutschland |
02/09/2024 |
Certified |
02/23/2024 |
|
2 |
| CBT |
Modification of procedures for determining the daily settlement price for CBT 2 year and 5 year U.S. Treasury note options |
11/20/2007 |
Certified |
11/29/2007 |
|
1 |
| OCC |
ByLaw and Rule changes to accommodate the clearing and settling of NYSE Liffe metals futures and options on metals futures |
03/25/2009 |
Certified |
04/16/2009 |
|
1 |
| ICE NGX |
Decrease in clearing transaction fee per barrel for crude oil at Canadian delivery points |
08/04/2011 |
Certified |
08/19/2011 |
|
1 |
| KCC |
Risk Management Policies |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
| LCHLTD |
Introduction of a discount scheme for SwapClear Clearing Members joining the service in 2014 and with regards to the registration fees for the first 1000 backloaded trades. |
03/04/2014 |
Certified |
03/19/2014 |
|
1 |
| CME |
Amendments to CME Rulebook Chapter 901 ("Interest Rate Swaps Contract Terms") |
07/06/2017 |
Certified |
07/20/2017 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Mexican Peso as a same day value currency |
09/12/2018 |
Certified |
09/26/2018 |
|
1 |
| OCC |
Proposed rule change to make administrative updates to The Options Clearing Corporation's Risk Management Policies. |
06/11/2020 |
Certified |
06/25/2020 |
|
2 |
| NODALCL |
Amendments to Nodal Clear Rules to Accommodate Clearing Additional Designated Contract Markets |
05/05/2021 |
Certified |
05/19/2021 |
|
2 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules to extend the maximum tenors for certain Canadian Dollar ("CAD"), Hong Kong Dollar ("HKD") and Norwegian Krone ("NOK") related swaps. |
01/25/2022 |
Certified |
02/08/2022 |
|
3 |
| CME |
Extension of the FEX Strip Option Expiration Fee Waiver Program |
12/20/2022 |
Certified |
01/05/2023 |
|
1 |
| LCHLTD |
LCH proposes to alter or remove several broken web links in the rulebook to replace them with more generic references where appropriate, avoiding future situations where the links become unusable, as well as updating email contact addresses. |
03/29/2023 |
Certified |
04/12/2023 |
|
1 |
| ICLR US |
Amendment of eligibility requirements for clearing members |
11/21/2007 |
Certified |
11/29/2007 |
|
1 |
| OCC |
Modify pro rata assignment procedure description to eliminate reference to application to exercises of physical delivery, flexibly structured FCOs that are securities options since no longer traded on Phlx |
02/13/2008 |
Certified |
02/14/2008 |
|
1 |
| LCHLTD |
Changes to General Regulations and Default Fund Rules to support clearing of the Nodal Exchange |
04/01/2009 |
Certified |
04/16/2009 |
|
1 |
