| LCHLTD |
LCH Limited Self-Certification: SwapClear Initial Margin parameter update |
06/14/2019 |
Certified |
06/28/2019 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its F&O Risk Procedures principally to reflect the introduction of the ICE Risk Model 2 for certain products, consistent with the current ICE Clear Europe F&O Risk Policy. |
05/15/2024 |
Certified |
05/30/2024 |
|
2 |
| MIAX |
MGEX Rulebook Amendments |
06/14/2024 |
Certified |
07/01/2024 |
|
1 |
| ICLR US |
Amendments to increase the minimum required deposit to the Guaranty Fund and eliminate the defunct category of self-clearing member |
11/21/2007 |
Certified |
11/27/2007 |
|
1 |
| OCC |
Rule changes revising eligibility requirements for deposit of ETFs and stocks as margin. |
04/14/2009 |
Certified |
04/16/2009 |
|
1 |
| NYMEX |
Legacy GreenX Member Trader Incentive Program; 12-211 |
06/18/2012 |
Certified |
07/03/2012 |
|
2 |
| OCC |
Changes to Stock Loan/Hedge Program and Market Loan Program; SR-OCC-2012-24. |
01/09/2013 |
Certified |
01/25/2013 |
|
1 |
| LCHLTD |
Changes to default rules re: clearing of futures. |
12/09/2013 |
Certified |
12/24/2013 |
|
1 |
| SGX-DC |
Rule amendments for changes to the SGX-DC Clearing Fund and changes to the default management process and the SGX-DC Clearing Fund in relation to OTC financial derivatives contracts. Amendment to a previous self-certification filed by SGX-DC on 2-27-14. |
05/27/2014 |
Certified |
06/11/2014 |
|
1 |
| CME |
Collateral Limit Exemption for Clearing Members and Qualifying Non-Financial Customers |
09/23/2014 |
Certified |
10/07/2014 |
|
2 |
| CME |
Amendments to Rule 806 ("Offset Process") and Rule 854 ("Concurrent Long and Short Positions") |
03/09/2016 |
Certified |
03/23/2016 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 062-17 relating to the introduction of futures on the EURO STOXX 50 Corporate Bond Index |
07/05/2017 |
Certified |
07/19/2017 |
|
2 |
| SGX-DC |
Self-certification of Amendment to SGX-DC Clearing Rules in relation to membership fees for SGX-DC Clearing Members and Registered & Approved Traders for implementation on 2 January 2018. |
12/14/2017 |
Certified |
12/28/2017 |
|
1 |
| ICLR US |
ICE Clear US is amending the Rules to provide for contributions from Listing Exchanges as additional default resources. |
03/15/2018 |
Certified |
03/29/2018 |
|
1 |
| LCHLTD |
LCH Limited Self-certification of a new Schedule of Securities Acceptable for Margin Cover Purposes (Margin Collateral Haircut Change) |
02/12/2019 |
Certified |
02/27/2019 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: Amendments to the Rates and ForexClear Default Management Groups |
06/14/2019 |
Certified |
06/28/2019 |
|
1 |
| LCHLTD |
LCH Limited is submitting for self-certification changes to its rules to offer clearing of Non-Deliverable Forwards ("NDFs") in the USD/New Zealand Dollar (NZD) currency pair. |
03/12/2021 |
Certified |
03/26/2021 |
|
1 |
| ICECC |
ICC proposes to adopt the Sixth Amended and Restated Operating Agreement and make corresponding changes to the Governance Playbook. |
08/02/2021 |
Certified |
08/16/2021 |
|
2 |
| ICLREU2 |
ICE Clear Europe is adopting a new Anti-Procyclicality Policy, which will supersede in its entirety the current policy. |
05/15/2024 |
Certified |
05/30/2024 |
|
2 |
| OCC |
Officers and Closing Writing Transactions |
12/19/2001 |
Certified |
12/19/2001 |
|
0 |
| OCC |
Amendment to ByLaw to permit the clearing and settling of options on the realized variance and realized volatility of an index. |
07/30/2008 |
Certified |
07/31/2008 |
|
1 |
| CCORP |
Definition of Exchange Market is amended to add four new renewable energy certificates futures contracts. |
04/15/2009 |
Certified |
04/16/2009 |
|
1 |
| CME |
Introduction of the price, plus accrued interest, to value securities on deposit at CME Clearing; 12-345. |
10/19/2012 |
Certified |
11/03/2012 |
|
1 |
| MIAX |
Housekeeping deletion to Rule 760 (Margins). |
01/08/2013 |
Certified |
01/24/2013 |
|
1 |
| CME |
Changes to the margin model for interest rate swaps ("IRS") relating to Singapore Dollar ("SGD") IRS; CME No. 13-360 |
09/05/2013 |
Certified |
09/20/2013 |
|
1 |
| OCC |
This rule filing will make a non-material housekeeping change so that OCC's membership qualifications accurately reflect current operational practices. |
12/06/2013 |
Certified |
12/21/2013 |
|
1 |
| LCHLTD |
Changes to the Rulebook Procedures Section 4 and FCM Procedures in relation to collateral arrangements, acceptance and settlement,as well as a small number of clarifying amendments. |
02/28/2014 |
Certified |
03/15/2014 |
|
1 |
| LCHSA |
LCH.Clearnet SA and the CDS Dealers have modified the CDS Agreement in order to comply with Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories ("EMIR") |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
| SGX-DC |
Rule amendments to specify the methodology for calculation of final settlement prices of the SGX coal swaps contracts, which are intended to be accepted for clearing in July 2014. |
05/27/2014 |
Certified |
06/11/2014 |
|
1 |
| LCHLTD |
Rulebook amendments to provide for LCH's change to pricing used when valuing securities collateral delivered to it by clearing members. |
03/01/2017 |
Certified |
03/15/2017 |
|
1 |
| LCHLTD |
LCH Ltd is self certifying changes to its rules allowing a Clearing Member (who is not a Futures Commission Merchant) to request that LCH automatically replays any Collateral that has been posted in excess of the margin requirement by that Clearing Member |
12/14/2017 |
Certified |
12/28/2017 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its Delivery Procedures to add a new Section 10 and a new Part DD regarding delivery procedures relating to a new Permian West Texas Intermediate Crude Oil Storage Futures Contract. |
02/12/2019 |
Certified |
02/27/2019 |
|
2 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rule 820 ("Performance Bonds") Permitting Clearing Members to Deposit COMEX Gold Warrants as Performance Bond, Amendments to CME Rule 8G930.C ("Acceptable Performance Bond Deposits for IRS Products") Permitting IRS Cle |
07/29/2019 |
Certified |
08/12/2019 |
|
2 |
| CCD |
Self-Certification Pursuant to CFTC Regulation 40.6 - Permit FCM Clearing Members to Clear on Behalf of Customers |
11/13/2019 |
Certified |
11/27/2019 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 068/21 related to the launch of clearing services for seven new FX Futures on Scandinavian currency pairs (EUR/NOK, EUR/SEK, EUR/DKK, USD/NOK, USD/SEK, USD/DKK, NOK/SEK) at Eurex Deutschland. |
08/02/2021 |
Certified |
08/16/2021 |
|
2 |
| LCHLTD |
LCH is revising its rules in order to extend the opening hours of the SwapClear Service. |
09/08/2021 |
Certified |
09/22/2021 |
|
3 |
| CBT |
Conflicts of Interest |
12/20/2001 |
Certified |
12/20/2001 |
|
0 |
| ICLR US |
Reg. 1.25 Funds to fulfill obligations to the Guaranty Fund |
10/03/2006 |
Certified |
10/03/2006 |
|
1 |
| CME |
Notice that CME will clear OTC agricultural swap contracts listed by CBOT for clearing-only. |
04/02/2009 |
Certified |
04/16/2009 |
|
1 |
| LCHLTD |
SwapClear service new standard pricing plan for client clearing fees |
06/18/2012 |
Certified |
07/03/2012 |
|
1 |
| CME |
Changes to rules to comply with Part 22 (LSOC); 12-347. |
10/19/2012 |
Certified |
11/03/2012 |
|
1 |
| SGX-DC |
Amendments to align Directive No. 1 with a recent extension of no-action relief in respect of SGX-DC Clearing Members clearing swaps contracts for U.S. persons. |
04/01/2014 |
Certified |
04/16/2014 |
|
1 |
| CME |
Amendments to Seven (7) FX Cleared OTC Spot, Forwards and Swaps Contracts |
10/08/2015 |
Certified |
10/23/2015 |
|
1 |
| CME |
Addition of Portfolio Gains Haircuts,Tear-Ups, and Limited Recourse to the Financial Safeguards Package for Base |
08/31/2016 |
Certified |
12/20/2016 |
|
10 |
| LCHLTD |
LCH Ltd is self certifying minor changes to its rule regarding the payment of USD denominated variation settlement by Futures Commissions Merchants of its SwapClear service. |
12/14/2017 |
Certified |
12/28/2017 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: UK Criminal Finances Act amendment rule changes |
09/12/2018 |
Certified |
09/26/2018 |
|
1 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 109-21 relating to the introduction of the CSDR Settlement Discipline Regime and the discontinuation of the Routing Service for C7 Securities Clearing Service |
12/27/2021 |
Certified |
01/10/2022 |
|
2 |
| ICE NGX |
Amendments to RMF |
07/08/2022 |
Certified |
07/22/2022 |
|
2 |
| LX |
Operations manual update reflecting process changes related to ACH deposits. |
10/11/2022 |
Certified |
10/25/2022 |
|
3 |
| OCC |
Rule change to charge clearing fees for trades executed on OneChicago one side of which are cleared by CME equal to fees charged for trades both sides of which are cleared by OCC clearing members. |
03/25/2009 |
Certified |
04/16/2009 |
|
1 |
