| OCC |
Change to method by which clearing fund size is determined |
08/03/2011 |
Certified |
08/18/2011 |
|
1 |
| CBT |
CBOT and NYMEX rules being amended to harmonize all three CME Rule books; 12-217 |
06/19/2012 |
Certified |
07/04/2012 |
|
1 |
| CME |
Acceptance of CDX North American Investment Grade Index Series 20 and CDX North American High Yield Index Series 20 for clearing; Removal of expired CDX products. 13-071. |
03/04/2013 |
Certified |
03/19/2013 |
|
1 |
| LCHSA |
Changes to: 1) global netting of House Termination Amounts; 2) disclosure of confidential information; 3) clarification of certain definitions; 4) allowable methods for transfer of collateral; 5) conforming changes re: reporting flow for SDRs. |
03/03/2014 |
Certified |
03/18/2014 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Inflation Swaps - Reporting Threshold Amounts |
09/12/2018 |
Certified |
09/26/2018 |
|
1 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| ICLR US |
Amendment to the ICE Clear U.S. Rules |
12/22/2023 |
Certified |
01/09/2024 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 008-24 related to the introduction of Index Total Return Futures on MSCI World, EAFE and EM indices denominated in USD on Eurex Deutschland |
02/09/2024 |
Certified |
02/23/2024 |
|
2 |
| CBT |
Modification of procedures for determining the daily settlement price for CBT 2 year and 5 year U.S. Treasury note options |
11/20/2007 |
Certified |
11/29/2007 |
|
1 |
| OCC |
ByLaw and Rule changes to accommodate the clearing and settling of NYSE Liffe metals futures and options on metals futures |
03/25/2009 |
Certified |
04/16/2009 |
|
1 |
| ICE NGX |
Decrease in clearing transaction fee per barrel for crude oil at Canadian delivery points |
08/04/2011 |
Certified |
08/19/2011 |
|
1 |
| KCC |
Risk Management Policies |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
| LCHLTD |
Introduction of a discount scheme for SwapClear Clearing Members joining the service in 2014 and with regards to the registration fees for the first 1000 backloaded trades. |
03/04/2014 |
Certified |
03/19/2014 |
|
1 |
| CME |
Amendments to CME Rulebook Chapter 901 ("Interest Rate Swaps Contract Terms") |
07/06/2017 |
Certified |
07/20/2017 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Mexican Peso as a same day value currency |
09/12/2018 |
Certified |
09/26/2018 |
|
1 |
| OCC |
Proposed rule change to make administrative updates to The Options Clearing Corporation's Risk Management Policies. |
06/11/2020 |
Certified |
06/25/2020 |
|
2 |
| NODALCL |
Amendments to Nodal Clear Rules to Accommodate Clearing Additional Designated Contract Markets |
05/05/2021 |
Certified |
05/19/2021 |
|
2 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules to extend the maximum tenors for certain Canadian Dollar ("CAD"), Hong Kong Dollar ("HKD") and Norwegian Krone ("NOK") related swaps. |
01/25/2022 |
Certified |
02/08/2022 |
|
3 |
| CME |
Extension of the FEX Strip Option Expiration Fee Waiver Program |
12/20/2022 |
Certified |
01/05/2023 |
|
1 |
| LCHLTD |
LCH proposes to alter or remove several broken web links in the rulebook to replace them with more generic references where appropriate, avoiding future situations where the links become unusable, as well as updating email contact addresses. |
03/29/2023 |
Certified |
04/12/2023 |
|
1 |
| CME |
Amendments to the Risk Management Framework ("RMF"), Liquidity Risk Management Framework ("LRMF"), Credit Policy, Collateral Policy, Investment Policy, and Model Validation Framework ("MVF") |
06/14/2024 |
Certified |
07/01/2024 |
|
2 |
| ICLR US |
Amendment of eligibility requirements for clearing members |
11/21/2007 |
Certified |
11/29/2007 |
|
1 |
| OCC |
Modify pro rata assignment procedure description to eliminate reference to application to exercises of physical delivery, flexibly structured FCOs that are securities options since no longer traded on Phlx |
02/13/2008 |
Certified |
02/14/2008 |
|
1 |
| LCHLTD |
Changes to General Regulations and Default Fund Rules to support clearing of the Nodal Exchange |
04/01/2009 |
Certified |
04/16/2009 |
|
1 |
| ICE NGX |
Addition of 23 US Crude Oil products |
08/04/2011 |
Certified |
08/05/2011 |
|
1 |
| ICLREU2 |
Changes to comply with CFTC Reg 39.13(g)(8)(ii) collection of margin by clearing members |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
| OCC |
OCC plans to change its adjustment policy in its By-Laws to accommodate for mini options; SR-OCC-2012-16. |
09/12/2012 |
Certified |
09/27/2012 |
|
1 |
| ICLREU2 |
ICEU proposes to formalize its F&O Stress Testing Policy. |
11/28/2018 |
Certified |
12/12/2018 |
|
5 |
| ICLREU2 |
ICE Clear Europe Lts is amending its Auction Terms for CDS Default Auctions and CDS Default Management Policy. |
06/12/2020 |
Certified |
06/25/2020 |
|
3 |
| ICLREU2 |
ICE Clear Europe Limited proposes to modify its Futures & Options Default Management Policy to make certain clarifications and updates |
01/26/2022 |
Certified |
02/08/2022 |
|
2 |
| CME |
Extension of the OTC FX Options Fee Waiver Program |
12/20/2022 |
Certified |
01/05/2023 |
|
1 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 007-24 related to exemptions provisions and creditworthiness requirement for Public Entities, Termination Events, disclosure rights in case of a suspension and transfer provisions reg. WR Credits |
02/09/2024 |
Certified |
02/26/2024 |
|
2 |
| ICLREU2 |
ICE Clear Europe is adopting a new Model Risk Policy, which will supersede in its entirety the current policy. |
08/13/2024 |
Certified |
08/27/2024 |
|
2 |
| ICLR US |
Amendment increasing maximum size of a clearing member's Guaranty Fund contribution; 12-25 |
04/24/2012 |
Certified |
05/09/2012 |
|
1 |
| LCHSA |
Update of SA's fees grid as a consequence of the extension of the CDS clearing service to the clearing of US instruments starting with CDX indices and related US Single Names constituents at the end of March 2016, subject to the final regulatory approval |
03/10/2016 |
Certified |
03/24/2016 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 116-17 related to editorial changes, a net collateral exposure calculation for sec lending, changes to the settlement bank fee, a maximum bid price for ISE transactions, and sec lending clarifications |
11/15/2017 |
Certified |
11/30/2017 |
|
2 |
| NODALCL |
Modifications to the Fee Schedules for Henry Hub Futures and Options. |
06/14/2018 |
Certified |
06/28/2018 |
|
3 |
| ICECC |
ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of an additional Standard Emerging Market Sovereign CDS contract and additional Standard Western European Sovereign CDS contracts. |
05/08/2020 |
Certified |
05/22/2020 |
|
2 |
| LX |
Operations Manual - Unredacted |
03/12/2021 |
Certified |
03/26/2021 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending Part EE of its Delivery Procedures to add provisions relating to delivery of an additional contract, the ICE Endex Austrian CEGH VTP Natural Gas Daily Futures. |
08/04/2021 |
Certified |
08/17/2021 |
|
2 |
| CME |
Addition of CDX North American Investment Grade Index Series 14 and 15 |
03/07/2011 |
Certified |
03/07/2011 |
|
1 |
| LCHLTD |
Introduction of the extension of the eligible maturity of Japanese yen interest rate swaps from 30 years to 40 years. Additionally, the introduction of the extension of the eligible maturity of Overnight Index Swaps from denominated in USD, EUR and GBP |
03/16/2012 |
Certified |
04/02/2012 |
|
1 |
| NADEX |
Nadex has submitted rule changes that adjust its settlement calculation for the AUD/JPY Contracts to increase the bid/ask spread to 10 pips for determining acceptable midpoints and amends language regarding Market Maker FIX Gateway connection fee. |
12/10/2013 |
Certified |
12/25/2013 |
|
1 |
| ICLREU2 |
ICEU is amending its CDS End-of-Day Price Discovery Policy to make certain enhancements to the end-of-day submission and firm trade process for CDS contracts. ICEU is adopting a new Price Submission Disciplinary Framework. |
08/17/2015 |
Certified |
08/31/2015 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 088-18 related to the reporting requirements of Part 45 of the CFTC Regulations |
10/19/2018 |
Certified |
11/02/2018 |
|
2 |
| CME |
Extension of the OTC FX Options Fee Waiver Program |
11/28/2018 |
Certified |
12/12/2018 |
|
1 |
| ICLR US |
ICUS is proposing to amend existing ICUS Rules 302 and 807 in order to refine and clarify how the proceeds from any Clearing Member default insurance policy it may elect to carry would be used. |
11/14/2019 |
Certified |
11/29/2019 |
|
1 |
| NODALCL |
Amendments to the Exchange and Clearing Transaction Fee Schedule |
05/05/2021 |
Certified |
05/19/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 103-21 relating to harmonizing the Default Management Committee convention rules, the Default Management Process for the Bond Liquidation Group, and the Default Management Process for FX Rolling Spot Futures |
11/24/2021 |
Certified |
12/08/2021 |
|
2 |
| LCHLTD |
Changes to Rules 15 and 19 to support clearing Nodal Exchange transactions |
04/01/2009 |
Certified |
04/16/2009 |
|
1 |
