Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICE NGX Addition of 23 US Crude Oil products 08/04/2011 Certified 08/05/2011 1
ICLREU2 Changes to comply with CFTC Reg 39.13(g)(8)(ii) collection of margin by clearing members 04/20/2012 Certified 05/05/2012 1
OCC OCC plans to change its adjustment policy in its By-Laws to accommodate for mini options; SR-OCC-2012-16. 09/12/2012 Certified 09/27/2012 1
ICLREU2 ICEU proposes to formalize its F&O Stress Testing Policy. 11/28/2018 Certified 12/12/2018 5
ICLREU2 ICE Clear Europe Lts is amending its Auction Terms for CDS Default Auctions and CDS Default Management Policy. 06/12/2020 Certified 06/25/2020 3
ICLREU2 ICE Clear Europe Limited proposes to modify its Futures & Options Default Management Policy to make certain clarifications and updates 01/26/2022 Certified 02/08/2022 2
CME Extension of the OTC FX Options Fee Waiver Program 12/20/2022 Certified 01/05/2023 1
EUREX Proposed amendments in Eurex Clearing Circular 007-24 related to exemptions provisions and creditworthiness requirement for Public Entities, Termination Events, disclosure rights in case of a suspension and transfer provisions reg. WR Credits 02/09/2024 Certified 02/26/2024 2
ICLR US Amendment increasing maximum size of a clearing member's Guaranty Fund contribution; 12-25 04/24/2012 Certified 05/09/2012 1
LCHSA Update of SA's fees grid as a consequence of the extension of the CDS clearing service to the clearing of US instruments starting with CDX indices and related US Single Names constituents at the end of March 2016, subject to the final regulatory approval 03/10/2016 Certified 03/24/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 116-17 related to editorial changes, a net collateral exposure calculation for sec lending, changes to the settlement bank fee, a maximum bid price for ISE transactions, and sec lending clarifications 11/15/2017 Certified 11/30/2017 2
NODALCL Modifications to the Fee Schedules for Henry Hub Futures and Options. 06/14/2018 Certified 06/28/2018 3
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of an additional Standard Emerging Market Sovereign CDS contract and additional Standard Western European Sovereign CDS contracts. 05/08/2020 Certified 05/22/2020 2
LX Operations Manual - Unredacted 03/12/2021 Certified 03/26/2021 2
ICLREU2 ICE Clear Europe is amending Part EE of its Delivery Procedures to add provisions relating to delivery of an additional contract, the ICE Endex Austrian CEGH VTP Natural Gas Daily Futures. 08/04/2021 Certified 08/17/2021 2
CME Addition of CDX North American Investment Grade Index Series 14 and 15 03/07/2011 Certified 03/07/2011 1
LCHLTD Introduction of the extension of the eligible maturity of Japanese yen interest rate swaps from 30 years to 40 years. Additionally, the introduction of the extension of the eligible maturity of Overnight Index Swaps from denominated in USD, EUR and GBP 03/16/2012 Certified 04/02/2012 1
NADEX Nadex has submitted rule changes that adjust its settlement calculation for the AUD/JPY Contracts to increase the bid/ask spread to 10 pips for determining acceptable midpoints and amends language regarding Market Maker FIX Gateway connection fee. 12/10/2013 Certified 12/25/2013 1
ICLREU2 ICEU is amending its CDS End-of-Day Price Discovery Policy to make certain enhancements to the end-of-day submission and firm trade process for CDS contracts. ICEU is adopting a new Price Submission Disciplinary Framework. 08/17/2015 Certified 08/31/2015 2
EUREX Proposed rule amendments in Eurex Clearing Circular 088-18 related to the reporting requirements of Part 45 of the CFTC Regulations 10/19/2018 Certified 11/02/2018 2
CME Extension of the OTC FX Options Fee Waiver Program 11/28/2018 Certified 12/12/2018 1
ICLR US ICUS is proposing to amend existing ICUS Rules 302 and 807 in order to refine and clarify how the proceeds from any Clearing Member default insurance policy it may elect to carry would be used. 11/14/2019 Certified 11/29/2019 1
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedule 05/05/2021 Certified 05/19/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 103-21 relating to harmonizing the Default Management Committee convention rules, the Default Management Process for the Bond Liquidation Group, and the Default Management Process for FX Rolling Spot Futures 11/24/2021 Certified 12/08/2021 2
LCHLTD Changes to Rules 15 and 19 to support clearing Nodal Exchange transactions 04/01/2009 Certified 04/16/2009 1
OCC Technical amendments to the Stock Loan Hedge and Market Loan Program rules. 03/25/2010 Certified 03/31/2010 1
CMECE Change to clearing member financial reporting. 11-399R 10/28/2011 Certified 11/15/2011 1
CME Temporary modification to IRS Clearing Member clearing fees schedule for over-the-counter interest rate swaps 02/24/2012 Certified 03/10/2012 1
ICE NGX Clarification re: interest on collateral accounts 04/29/2013 Certified 05/14/2013 1
LCHLLC LCH.Clearnet LLC's submission of rule changes concern, among other things, LSOC terminology, settlement of variation margin, and the initial date for rebalancing the default fund. 07/02/2013 Certified 07/18/2013 1
ICLREU2 Amendments to ICE Clear Europe's 'CDS End-of-Day Price Discovery Policy' to enhance the methodology used to determine Bid Offer Widths for single name CDS Contracts and to make corresponding changes to related governance processes. 07/26/2018 Certified 08/09/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 089-18 related to allowing the inclusion of repo transactions from several Multilateral Trading Facilities (MTFs) into clearing 10/19/2018 Certified 11/02/2018 2
CME Modifications to the CME OTC FX Fee Waiver Program 11/28/2018 Certified 12/12/2018 1
ICECC ICE Clear Credit proposes updates to its fee schedules. 02/12/2024 Certified 02/27/2024 3
ICLR US Rule changes re reallocation of risk and volume in calculating guaranty fund contribution, capital threshold for position risk and supermargin deposits, and standardization of capital reporting requirements. 03/26/2010 Certified 03/31/2010 1
NYMEX European Incentive Program for OTC Energy Products 10/31/2011 Certified 11/16/2011 2
LCHSA Bulletin to CDSClear Clearing Members which describes certain changes to its Client Deposit Rate ("CDR"). 02/13/2015 Certified 03/02/2015 1
EUREX Eurex Clearing Circular 018-16 Amendments 03/11/2016 Certified 03/25/2016 2
SGX-DC The Amendment is to remove the Euroyen Futures contract from the list of contracts under Appendix 2 - Contracts of Other Relevant Markets Accepted by the Clearing House - of the SGX-DC Clearing Rules, arising from its delisting on the CME. 09/01/2016 Certified 09/16/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 129-16 related to amending the default management process for Eurex Bonds, Eurex Repo, and GC Pooling Repo Transactions 10/25/2016 Certified 11/08/2016 2
CME Amendments to CME Rule 855. ("Offsetting Different Sized Futures Positions") 11/30/2016 Certified 12/14/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 090-18 related to fees for transactions concluded on the Frankfurt Stock Exchange (Frankfurter Wertpapierbrse, FWBr) and OTC transactions in the Xetra T7 trading system 10/19/2018 Certified 11/02/2018 2
LCHSA LCH SA is submitting for self-certification the updated CDSClear fee grid to be applicable in 2023. 12/20/2022 Certified 01/05/2023 1
ICLR US Amendment to ByLaw Section 5.2 regarding clearing member eligibility and new Rules 10.00-10.05 regarding clearing of OTC ag swaps in coffee, sugar, and cocoa to replace Rules 1000-1013 08/05/2008 Certified 08/07/2008 1
CME Exercise of CME/CBOT/NYMEX emergency authority re: MF Global 11/01/2011 Certified 11/17/2011 1
ICLREU2 ICE Clear Europe is adopting certain additional amendments to its Rules and Procedures with respect to the clearing of the Natural Gas Spot Contracts to clarify certain delivery procedures and related arrangements. 10/09/2015 Certified 10/26/2015 3
LCHLLC Self Certification of Circular and Rulebook Change Return of Default Fund Contributions to LLC Clearing Members 06/02/2016 Certified 06/16/2016 1
LCHLTD LCH self certifies a Circular to SwapClear Clearing Members on the implementation of an update to the liquidity margin calculation (IMMFP) for the Rates Service incorporating OIS indices and LIBOR like indices risk. 09/02/2016 Certified 09/16/2016 1
MGEX Amendment of MGEX Rules and Resolution to change reporting deadlines 11/16/2017 Certified 12/01/2017 1
LCHLTD New Margin Collateral Haircut Schedule 05/11/2020 Certified 05/26/2020 2