| MGEX |
Amendments to Risk Manual associated with clearing futures on the U.S. Corporate Tax Rate Index |
05/06/2021 |
Certified |
05/20/2021 |
|
3 |
| CME |
Amendments to CME Chapter iii. ("CME Definitions"), CME Chapter 300. ("CME WM/Reuters OTC Spot, Forward and Swap Contracts"), CME Chapter 300A. ("CME WM/Reuters OTC Options Contracts"), CME Chapter 600. ("Cleared OTC Non-Deliverable Forward FX Products"), |
06/18/2021 |
Certified |
07/02/2021 |
|
1 |
| ICE NGX |
Summary Sanctions, Summary Sanctions Procedures and Summary Sanctions Schedule |
04/22/2022 |
Certified |
05/06/2022 |
|
3 |
| ICECC |
The principal purpose of the proposed changes to the ICC Clearing Participant Default Management Procedures is to add additional details with respect to ICC's testing of ICC Recovery Plan and the ICC Wind-Down Plan. |
05/15/2023 |
Certified |
05/30/2023 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending Part GG of its Delivery Procedures to clarify certain notification procedures relating to Murban Crude Oil Future Contracts. |
12/22/2023 |
Certified |
01/09/2024 |
|
2 |
| CME |
Chapter 9 Clearing |
11/27/2006 |
Certified |
12/04/2006 |
|
1 |
| OCC |
Rule change to accomodate Relative Performance Options (options on certain indexes measuring relative performance of one reference security or reference ndex relative to a second reference security or reference index). |
01/19/2011 |
Certified |
01/19/2011 |
|
1 |
| ICLR US |
Emergency Action Re: MF Global |
11/01/2011 |
Certified |
11/17/2011 |
|
1 |
| OCC |
This proposed rule change would provide certain enhancements and clarifications with respect to OCC' s indemnification of its directors, officers and other personnel. |
04/01/2014 |
Certified |
04/16/2014 |
|
1 |
| CME |
Amendments to Chapter 8 ("Clearing House and Performance Bonds"); CME Chapter 8G ("Interest Rate Derivative Clearing") and CME Chapter 8H ("Credit Default Swaps Clearing") to Effect Conditions of European Commission's Equivalence Determination |
05/02/2016 |
Certified |
05/16/2016 |
|
1 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
02/13/2019 |
Certified |
02/28/2019 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its Delivery Procedures to add delivery terms relating to the ICE Futures Europe Permian West Texas Light Crude Oil Futures Contracts and the ICE Endex Austrian VTP Natural Gas Daily Futures Contracts. |
11/15/2019 |
Certified |
11/29/2019 |
|
2 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Definitions, Various Rules in CME, CBOT, NYMEX/COMEX Chapters 4, 8, and CME Chapters 8F, 8G, 12, and 13 |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| ICLR US |
Amendments to the ICE Clear U.S., Inc. Rules related to the physical settlement of certain currency contracts. |
05/11/2020 |
Certified |
05/26/2020 |
|
1 |
| LCHLTD |
LCH is submitting for self-certification revisions to the LCH rules to provide for unique features of swap contracts that reference the Israeli Shekel. |
01/27/2022 |
Certified |
02/10/2022 |
|
3 |
| ICE NGX |
CPA Amendments - Schedule C, Definitions, Various Clean-Up |
07/08/2022 |
Certified |
07/22/2022 |
|
1 |
| CME |
FXMarketSpace |
12/15/2006 |
Certified |
01/03/2007 |
|
1 |
| ICLR US |
Rule amendments altering the composition of the Board of Directors and creating a Risk Committee |
04/16/2009 |
Certified |
04/17/2009 |
|
1 |
| LCHLTD |
Changes to the ForexClear service Reference Data Sections of the Rulebook and Procedures. |
04/02/2014 |
Certified |
04/17/2014 |
|
1 |
| ICECC |
ICC proposes revising the ICC End-of-Day Price Discovery Policies and Procedures to incorporate enhancements to ICC's price discovery process. |
01/15/2015 |
Certified |
01/30/2015 |
|
2 |
| NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rule 3.23.4, and Adoption of New Nodal Clear Rules 3.24.3, 8.1, 8.2, and 8.3 |
09/02/2016 |
Certified |
09/19/2016 |
|
2 |
| LCHLTD |
LCH is submitting for self-certification a Circular to SwapClear Clearing Members noting upcoming trade eligibility changes for SwapClear Contracts based on the TOM Next Index Swaps ("TOIS") fixing. |
12/01/2016 |
Certified |
12/14/2016 |
|
1 |
| ICLREU2 |
To modify the Finance Procedures to expand the permitted use of third-party collateral purchase arrangements. |
04/11/2017 |
Certified |
04/25/2017 |
|
2 |
| LX |
Amendment to rule regarding participant eligibility criteria, and introduction of rules regarding transfers of trades |
10/22/2018 |
Certified |
11/05/2018 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending the CDS Default Management Framework in order to ensure that the Framework remains consistent with the Rules in light of recent amendments to address default management and recovery and wind-down for the CDS Contract Category. |
07/30/2019 |
Certified |
08/13/2019 |
|
2 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Definitions and Various Rules in Chapters 3, 4, 5, and 8 and Issuance of Six Revised Market Regulation Advisory Notices |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| NYMEX |
COMEX/NYMEX Metals cleared GLOBEX |
11/20/2006 |
Certified |
12/18/2006 |
|
1 |
| NADEX |
This Submission makes amendments to the Market Maker Agreement, to Rule 4.4 to align with the Market Maker Agreement amendments, to the Market Maker fees as set forth in the Fee Schedule, and to the Fee Schedule to clarify FCM Member fees |
09/26/2014 |
Certified |
10/10/2014 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 013-19 related to new bunched orders functionality for non-U.S. clearing members to facilitate the clearing of OTC Interest Rate Derivative block trades |
02/14/2019 |
Certified |
03/01/2019 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: New Margin Collateral Haircut Schedule |
07/31/2019 |
Certified |
08/14/2019 |
|
4 |
| ICE NGX |
ICE NGX Canada Inc. is submitting this self-certification to amend the ICE NGX Contracting Party Agreement |
01/28/2022 |
Certified |
02/11/2022 |
|
1 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
02/15/2023 |
Certified |
03/02/2023 |
|
1 |
| CME |
Amendments to the Risk Management Framework ("RMF"), Liquidity Risk Management Framework ("LRMF"), Model Validation Framework ("MVF"), Credit Policy, Collateral Policy, and Investment Policy |
06/29/2023 |
Certified |
07/14/2023 |
|
2 |
| ICLREU2 |
ICE Clear Europe is modifying its Liquidity and Investment Management Policy and its Liquidity Management Procedures to make certain enhancements, clarifications and updates. |
08/09/2023 |
Certified |
08/22/2023 |
|
2 |
| LCHLTD |
LCH Ltd revised collateral haircut schedule. |
12/27/2023 |
Certified |
01/10/2024 |
|
2 |
| CME |
Changes to rules related to a recordkeeping provision in accordance with Reg. 1.16(d)(2); 13-073. |
03/06/2013 |
Certified |
03/21/2013 |
|
1 |
| LCHLLC |
Changes to rules related to straight-through processing, LSOC, insolvency and initial margin methodology, among other changes. |
05/10/2013 |
Certified |
05/25/2013 |
|
1 |
| ICLREU2 |
ICE Clear Europe self-certification of amendments that modify the ICE Clear Europe Delivery Procedures in connection with the launch by the ICE Endex market of three German power futures and options contracts that will be cleared by ICE Clear Europe. |
05/28/2014 |
Certified |
06/12/2014 |
|
1 |
| CME |
Basis Trade at Index Close (BTIC) Eligibility for the Bloomberg Commodity Index Futures and Bloomberg Commodity Index Swaps (Cleared OTC) Contracts |
07/26/2018 |
Certified |
08/09/2018 |
|
2 |
| MGEX |
Chapter 21 Rulebook Amendments - Lien on Collateral Rule |
02/15/2023 |
Certified |
03/02/2023 |
|
1 |
| ICLREU2 |
ICE Clear Europe is consolidating and formalizing into new Liquidity Stress Testing Procedures the documentation of certain existing practices and processes for determining if it has sufficient liquidity available under stress conditions. |
08/09/2023 |
Certified |
08/22/2023 |
|
2 |
| OCC |
Price Adjustments Dividends Distributions |
10/25/2004 |
Certified |
10/25/2004 |
|
0 |
| CMECE |
Addition of three new refined oil swap contracts |
11/04/2011 |
Certified |
11/22/2011 |
|
1 |
| ICLREU2 |
Rule changes obligating CDS clearing members to make certain payments related to FATCA as necessary. |
05/13/2013 |
Certified |
05/29/2013 |
|
2 |
| OCC |
This proposed rule change would provide for the calculation of initial margin requirements for segregated futures accounts through SPAN instead of STANS. |
05/28/2014 |
Certified |
06/12/2014 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification amendments to the "Rules" related to the implementation of the (i) Split of Calls & Pays initiative, (ii) the removal of the buffer collateral account and (iii) other changes for clarification purposes. |
09/06/2016 |
Certified |
09/20/2016 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 004-17 relating to the introduction of futures on the db x-trackers Harvest CSI300 ETF |
01/10/2017 |
Certified |
01/25/2017 |
|
2 |
| LCHLTD |
LCH is self certifying changes to its rules to clarify the circumstances in which Clearing Members, their Customers and service providers may be permitted, or prohibited, to use LCH's data, as defined in the rules. |
12/14/2017 |
Certified |
12/29/2017 |
|
1 |
| ICECC |
ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures. |
07/31/2019 |
Certified |
08/14/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 023-21 related to the launch of Micro Futures on the DAXr, EURO STOXX 50r, and SMIr indices on Eurex Deutschland |
03/15/2021 |
Certified |
03/29/2021 |
|
2 |
