Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLREU2 ICE Clear Europe is amending the CDS Default Management Framework in order to ensure that the Framework remains consistent with the Rules in light of recent amendments to address default management and recovery and wind-down for the CDS Contract Category. 07/30/2019 Certified 08/13/2019 2
CME Amendments to CME, CBOT, NYMEX/COMEX Definitions and Various Rules in Chapters 3, 4, 5, and 8 and Issuance of Six Revised Market Regulation Advisory Notices 12/16/2019 Certified 12/31/2019 1
LCHLTD LCH is self-certifying to allow amendment of terms of SwapClear and/or FCM SwapClear Contracts when LCH determines public statements or publications of information will affect netting or risk management. LCH do this in light of Circular 4308. 06/20/2024 Certified 07/05/2024 1
NYMEX COMEX/NYMEX Metals cleared GLOBEX 11/20/2006 Certified 12/18/2006 1
NADEX This Submission makes amendments to the Market Maker Agreement, to Rule 4.4 to align with the Market Maker Agreement amendments, to the Market Maker fees as set forth in the Fee Schedule, and to the Fee Schedule to clarify FCM Member fees 09/26/2014 Certified 10/10/2014 1
EUREX Proposed rule amendments in Eurex Clearing Circular 013-19 related to new bunched orders functionality for non-U.S. clearing members to facilitate the clearing of OTC Interest Rate Derivative block trades 02/14/2019 Certified 03/01/2019 2
LCHLTD LCH Limited Self-Certification: New Margin Collateral Haircut Schedule 07/31/2019 Certified 08/14/2019 4
ICE NGX ICE NGX Canada Inc. is submitting this self-certification to amend the ICE NGX Contracting Party Agreement 01/28/2022 Certified 02/11/2022 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 02/15/2023 Certified 03/02/2023 1
CME Amendments to the Risk Management Framework ("RMF"), Liquidity Risk Management Framework ("LRMF"), Model Validation Framework ("MVF"), Credit Policy, Collateral Policy, and Investment Policy 06/29/2023 Certified 07/14/2023 2
ICLREU2 ICE Clear Europe is modifying its Liquidity and Investment Management Policy and its Liquidity Management Procedures to make certain enhancements, clarifications and updates. 08/09/2023 Certified 08/22/2023 2
LCHLTD LCH Ltd revised collateral haircut schedule. 12/27/2023 Certified 01/10/2024 2
NODALCL Updates to RMC charter, new RMAC and RWG charters 06/20/2024 Certified 07/05/2024 3
CME Changes to rules related to a recordkeeping provision in accordance with Reg. 1.16(d)(2); 13-073. 03/06/2013 Certified 03/21/2013 1
LCHLLC Changes to rules related to straight-through processing, LSOC, insolvency and initial margin methodology, among other changes. 05/10/2013 Certified 05/25/2013 1
ICLREU2 ICE Clear Europe self-certification of amendments that modify the ICE Clear Europe Delivery Procedures in connection with the launch by the ICE Endex market of three German power futures and options contracts that will be cleared by ICE Clear Europe. 05/28/2014 Certified 06/12/2014 1
CME Basis Trade at Index Close (BTIC) Eligibility for the Bloomberg Commodity Index Futures and Bloomberg Commodity Index Swaps (Cleared OTC) Contracts 07/26/2018 Certified 08/09/2018 2
MIAX Chapter 21 Rulebook Amendments - Lien on Collateral Rule 02/15/2023 Certified 03/02/2023 1
ICLREU2 ICE Clear Europe is consolidating and formalizing into new Liquidity Stress Testing Procedures the documentation of certain existing practices and processes for determining if it has sufficient liquidity available under stress conditions. 08/09/2023 Certified 08/22/2023 2
OCC Price Adjustments Dividends Distributions 10/25/2004 Certified 10/25/2004 0
CMECE Addition of three new refined oil swap contracts 11/04/2011 Certified 11/22/2011 1
ICLREU2 Rule changes obligating CDS clearing members to make certain payments related to FATCA as necessary. 05/13/2013 Certified 05/29/2013 2
OCC This proposed rule change would provide for the calculation of initial margin requirements for segregated futures accounts through SPAN instead of STANS. 05/28/2014 Certified 06/12/2014 1
LCHSA LCH SA is submitting for self-certification amendments to the "Rules" related to the implementation of the (i) Split of Calls & Pays initiative, (ii) the removal of the buffer collateral account and (iii) other changes for clarification purposes. 09/06/2016 Certified 09/20/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 004-17 relating to the introduction of futures on the db x-trackers Harvest CSI300 ETF 01/10/2017 Certified 01/25/2017 2
LCHLTD LCH is self certifying changes to its rules to clarify the circumstances in which Clearing Members, their Customers and service providers may be permitted, or prohibited, to use LCH's data, as defined in the rules. 12/14/2017 Certified 12/29/2017 1
ICECC ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures. 07/31/2019 Certified 08/14/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 023-21 related to the launch of Micro Futures on the DAXr, EURO STOXX 50r, and SMIr indices on Eurex Deutschland 03/15/2021 Certified 03/29/2021 2
MIAX Proposed Rule Amendments to MGEX Rulebook Chapter 23 (Bitnomial) 02/15/2023 Certified 03/02/2023 1
CME Expansion of the Listing Schedule for Certain Commodity Index Futures, Options, and Swaps Contracts 10/22/2024 Certified 11/05/2024 1
OCC Variance Futures 05/10/2004 Certified 05/10/2004 1
ICLREU2 New Rule 411, which governs SDR reporting pursuant to the Commission's Part 45 regulations. 05/13/2013 Certified 05/29/2013 2
LCHLTD LCH.Ltd self certifies rule changes on the termination of trades with small notional amounts and hence a negligible Net Present Value (NPV). 09/06/2016 Certified 09/20/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 014-19 related to considering take-up volumes for rebate calculations to mitigate the negative impacts resulting from new Brexit-related structures that many market participants are implementing 02/14/2019 Certified 03/01/2019 2
CME Enhancements to the Margin Model for Interest Rate Swaps and Commingled Contracts. 08/01/2019 Certified 08/15/2019 2
LCHLTD LCH Limited Self-Certification: MXN and ND IRS Swaps fee holiday 09/16/2019 Certified 09/30/2019 1
ICLR US Rule Amendments 01/19/2021 Certified 02/02/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 044-23 related to a new Authorized Managers set-up outside Eurex Clearing's LSOC offering 06/30/2023 Certified 07/17/2023 2
OCC Rule Certification Concerning the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation. 02/13/2024 Certified 02/28/2024 4
LCHLTD LCH Ltd. is submitting for self-certification amendments to its rules related to the termination of outstanding Bloomberg Short-Term Bank Yield Index ("BSBY") positions. 06/21/2024 Certified 07/08/2024 3
CME Hedge Funds Member Fees 12/06/2004 Certified 12/06/2004 1
EUREX Proposed rule amendments in Eurex Clearing Circular 067-17 relating to amending the Price List for repo transactions 07/07/2017 Certified 07/21/2017 2
OCC Proposed rule change by The Options Clearing Corporation concerning its trade acceptance and novation rules. 05/04/2018 Certified 05/18/2018 1
LX Modification to the number of confirmations before Participant bitcoin is available for use as collateral. 11/29/2018 Certified 12/13/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 107-19 related to changing the service fee for Eligible Margin Assets in the form of cash delivered in Swiss Francs 11/18/2019 Certified 12/03/2019 2
EUREX Proposed amendments to the DCO Compliance Manual 12/05/2020 Certified 12/18/2020 2
CME Notice of Emergency Action - Modification to BRL-CDI IRS Holiday Calendar and Fixed Rate 12/28/2023 Certified 01/12/2024 1
ICLR US Clearing Member Eligibility Requirements 02/20/2001 Certified 02/20/2001 0
CCORP CCORP Replaces GCC as DCO 10/01/2003 Certified 10/01/2003 0
CME Collateral Management Program 05/11/2004 Certified 05/11/2004 0