| CME |
Collateral Management Program |
05/11/2004 |
Certified |
05/11/2004 |
|
0 |
| LCHLTD |
Changes to the benchmark currency fixing rate for IDR used by the ForexClear service and the addition of a new rule in respect of the updating of a Settlement Rate Option. |
03/06/2014 |
Certified |
03/21/2014 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited is submitting for self-certification a correction to its rules with respect to the transfer of cleared contracts by SwapClear Clearing Members and Futures Commission Merchants. |
02/16/2015 |
Certified |
03/02/2015 |
|
1 |
| OCC |
This proposed rule change concerns administrative changes to OCC's Financial Resources Monitoring and Call Procedure. |
06/18/2015 |
Certified |
07/02/2015 |
|
2 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS") |
12/14/2015 |
Certified |
12/29/2015 |
|
1 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 099-16 relating to introduction of new EURO STOXX 50 Index Total Return Futures |
07/26/2016 |
Certified |
08/09/2016 |
|
2 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
12/14/2017 |
Certified |
12/29/2017 |
|
1 |
| SGX-DC |
The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX IHS McCloskey Indonesian 4200kc GAR FOB Thermal Coal Swaps Contract. In particular, the Amendments specify the FSP methodology of the Contracts in the SGX-DC Clearing Rules. |
03/21/2018 |
Certified |
04/03/2018 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 069-20 related to add the product ZCIS to the OTC IRD High Turnover Pricing Model, the OTC IRD Maintenance Fee and associated rebates, and a transfer fee for OTC IRD bunched order transactions |
08/10/2020 |
Certified |
08/24/2020 |
|
2 |
| ICLREU2 |
ICE Clear Europe Limited proposes to modify certain provisions of its CDS Clearing Stress Testing Policy and CDS Clearing Back Testing Policy to make certain clarifications and updates |
03/14/2022 |
Certified |
03/28/2022 |
|
2 |
| ICLREU2 |
ICE Clear Europe is revising the Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures to provide that the Clearing House's policies for monitoring counterparty credit risk apply to certain linkages with other institutions. |
02/16/2023 |
Certified |
03/03/2023 |
|
2 |
| ICECC |
The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules and ICC Treasury Operations Policies and Procedures. |
03/31/2023 |
Certified |
04/14/2023 |
|
3 |
| ICLREU2 |
ICE Clear Europe is amending its Outsourcing Policy (to be renamed the Outsourcing and Third Party Risk Management Policy) to extend coverage of the policy to include risk management of third party arrangements that may not constitute outsourcing. |
08/09/2023 |
Certified |
08/23/2023 |
|
2 |
| CCORP |
OTC Treasury Futures |
05/08/2006 |
Certified |
05/08/2006 |
|
1 |
| CME |
Equity Index Performance Bonds |
02/02/2004 |
Certified |
02/02/2004 |
|
0 |
| NADEX |
Amending membership obligations rule to reflect verbatim the Commission's Regulation 39.16(d)(1) regarding member notification in the event of bankruptcy petition and broader requirements of notification in specific instances. |
08/03/2012 |
Certified |
08/18/2012 |
|
1 |
| CME |
Delist Options on Futures for S&P GSCI and Cleared Swaps on S&P GSCI Gold and S&P GSCI Crude Oil |
09/29/2014 |
Certified |
09/29/2014 |
|
2 |
| OCC |
This proposed rule change concerns codification of procedures for resizing OCC's Clearing Fund on a monthly basis and increasing such Clearing Fund size on an intra-month basis. |
06/18/2015 |
Certified |
07/02/2015 |
|
1 |
| OCC |
This proposed rule change concerns modifications and enhancements to OCC's governance arrangements. |
07/27/2016 |
Certified |
08/10/2016 |
|
3 |
| LCHLTD |
LCH is amending its Rulebook to implement its PPS Reform initiative which is - 1) make more currencies same-day value (1st changes are to CHF and NOK); and 2) PPS calls in an alternative same-day currency when another currency has a currency holiday. |
09/07/2016 |
Certified |
09/20/2016 |
|
1 |
| LCHLTD |
LCH LTD is issuing a new Margin Collateral Haircut Schedule and removing the FX Haircut Floor. |
10/24/2018 |
Certified |
11/07/2018 |
|
2 |
| LX |
LedgerX Revised Enterprise Risk Management Plan |
06/18/2019 |
Certified |
07/02/2019 |
|
2 |
| ICLR US |
Rule Amendment. |
03/11/2020 |
Certified |
03/25/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 041-20 related to decommissioning the Enhanced Risk Solution due to the implementation of Portfolio Based Margining |
05/13/2020 |
Certified |
05/28/2020 |
|
2 |
| ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Risk Management Model Description. |
08/10/2020 |
Certified |
08/24/2020 |
|
2 |
| MIAX |
Amendments to transfer trade rules |
06/18/2021 |
Certified |
07/02/2021 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Rates Reform - LIBOR Fallback and Conversion Fees |
08/06/2021 |
Certified |
08/20/2021 |
|
1 |
| CCORP |
EUREX Currencies & OTC Treasuries |
01/11/2006 |
Certified |
12/25/2006 |
|
0 |
| NADEX |
Amended Order of Registration |
12/01/2004 |
Certified |
12/01/2004 |
|
1 |
| ICECC |
Addition of fourteen investment grade indices to Schedule 502 of ICE Clear Credit Rules. |
08/09/2012 |
Certified |
08/24/2012 |
|
1 |
| LCHLTD |
LCH.Clearnet is submitting for self-certification changes to its rules with respect to the provision of a client buffer sub-account in the SwapClear service for clients of SCMs. This functionality is not available to FCMs or to US customers. |
02/17/2015 |
Certified |
03/03/2015 |
|
1 |
| ICLR US |
ICE Clear US proposes to adopt a Rule 509, which is intended to mitigate liquidity risks (and related liquidity management costs of the clearing house) in connection with foreign currency variation margin settlements. |
06/18/2015 |
Certified |
07/02/2015 |
|
1 |
| ICE NGX |
NGX is making this submission to advise the Commission that it is establishing, on a temporary basis, discounted transaction fees for certain physically settled gas futures products. |
09/07/2016 |
Certified |
09/21/2016 |
|
2 |
| ICE NGX |
Amendments to the CPA with respect to Confidentiality, Notice of Default and Cure Period |
08/02/2019 |
Certified |
08/16/2019 |
|
1 |
| ICLREU2 |
Delivery Procedures amendments in connection with the ICE Futures Abu Dhabi Murban Crude Oil Futures contracts. |
01/21/2021 |
Certified |
02/03/2021 |
|
2 |
| ICECC |
ICE Clear Credit proposes changes to its Clearing Rules |
09/16/2024 |
Certified |
09/30/2024 |
|
2 |
| CCORP |
Seaboard Securities |
08/17/2006 |
Certified |
08/17/2006 |
|
0 |
| NADEX |
Market Makers Non Fully Paid Contracts |
09/20/2004 |
Certified |
09/20/2004 |
|
1 |
| KCC |
New rule providing for the close-out of member positions and netting of member obligations in event of DCO insolvency. |
06/17/2010 |
Certified |
06/28/2010 |
|
1 |
| LCHLTD |
Introduction of non-deliverable forward FX contracts |
11/04/2011 |
Certified |
11/22/2011 |
|
1 |
| ICECC |
ICC proposes changes to ICC Clearing Rules 402 and 802 to clarify ICC's authority to use, and provide details as to how ICC would use, Guaranty Fund and House Initial Margin as an internal liquidity resource in connection with a CP default. |
09/30/2014 |
Certified |
11/04/2014 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 037-7 relating to the introduction of futures on four additional MSCI indexes |
04/12/2017 |
Certified |
04/26/2017 |
|
2 |
| CME |
Extension of the CME OTC FX Fee Waiver Program |
12/07/2020 |
Certified |
12/21/2020 |
|
1 |
| CCORP |
ChemConnect Ethane and Propane Forwards |
08/28/2006 |
Certified |
08/29/2006 |
|
1 |
| NADEX |
DCO Application, Staff Memo, Order |
02/18/2004 |
Certified |
02/18/2004 |
|
0 |
| ICLR US |
Amendment to ByLaw Section 5.6 limiting increase of Permitted Position Risk and to Rule 403(b) allowing offset of positions in contracts having same specfications other than size and which have been designated as fungible. |
11/12/2008 |
Certified |
04/20/2009 |
|
1 |
| LCHLLC |
Amendment to Rule 405 providing for the offset of certain contracts with same settlement date, fixed rate payment, and account . |
06/23/2010 |
Certified |
06/28/2010 |
|
1 |
| CME |
CDS Guaranty Fund Allocation Amendment; Amendments to Daily Submission Deadline, Holiday Accrual Processing and PAI payment Timeline; 12-062 |
02/28/2012 |
Certified |
03/14/2012 |
|
3 |
| ICLREU2 |
Minor rule amendments to certain OTC contract specifications relating to extension of the length of contract series, changes to the last trading day, and the re-decimilisation of the Settlement Price Quotation and Minimum Price Fluctuation. |
08/13/2012 |
Certified |
08/28/2012 |
|
1 |
| ICLREU2 |
ICE Clear Europe is adopting amendments to modify the ICE Clear Europe Delivery Procedures for certain emissions allowance and cocoa futures contracts traded on ICE Futures Europe and cleared by ICE Clear Europe. |
06/19/2015 |
Certified |
07/02/2015 |
|
1 |
