Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLR US ICE Clear US proposes to adopt a Rule 509, which is intended to mitigate liquidity risks (and related liquidity management costs of the clearing house) in connection with foreign currency variation margin settlements. 06/18/2015 Certified 07/02/2015 1
ICE NGX NGX is making this submission to advise the Commission that it is establishing, on a temporary basis, discounted transaction fees for certain physically settled gas futures products. 09/07/2016 Certified 09/21/2016 2
ICE NGX Amendments to the CPA with respect to Confidentiality, Notice of Default and Cure Period 08/02/2019 Certified 08/16/2019 1
ICLREU2 Delivery Procedures amendments in connection with the ICE Futures Abu Dhabi Murban Crude Oil Futures contracts. 01/21/2021 Certified 02/03/2021 2
CCORP Seaboard Securities 08/17/2006 Certified 08/17/2006 0
NADEX Market Makers Non Fully Paid Contracts 09/20/2004 Certified 09/20/2004 1
KCC New rule providing for the close-out of member positions and netting of member obligations in event of DCO insolvency. 06/17/2010 Certified 06/28/2010 1
LCHLTD Introduction of non-deliverable forward FX contracts 11/04/2011 Certified 11/22/2011 1
ICECC ICC proposes changes to ICC Clearing Rules 402 and 802 to clarify ICC's authority to use, and provide details as to how ICC would use, Guaranty Fund and House Initial Margin as an internal liquidity resource in connection with a CP default. 09/30/2014 Certified 11/04/2014 2
EUREX Proposed rule amendments in Eurex Clearing Circular 037-7 relating to the introduction of futures on four additional MSCI indexes 04/12/2017 Certified 04/26/2017 2
CME Extension of the CME OTC FX Fee Waiver Program 12/07/2020 Certified 12/21/2020 1
CCORP ChemConnect Ethane and Propane Forwards 08/28/2006 Certified 08/29/2006 1
NADEX DCO Application, Staff Memo, Order 02/18/2004 Certified 02/18/2004 0
ICLR US Amendment to ByLaw Section 5.6 limiting increase of Permitted Position Risk and to Rule 403(b) allowing offset of positions in contracts having same specfications other than size and which have been designated as fungible. 11/12/2008 Certified 04/20/2009 1
LCHLLC Amendment to Rule 405 providing for the offset of certain contracts with same settlement date, fixed rate payment, and account . 06/23/2010 Certified 06/28/2010 1
CME CDS Guaranty Fund Allocation Amendment; Amendments to Daily Submission Deadline, Holiday Accrual Processing and PAI payment Timeline; 12-062 02/28/2012 Certified 03/14/2012 3
ICLREU2 Minor rule amendments to certain OTC contract specifications relating to extension of the length of contract series, changes to the last trading day, and the re-decimilisation of the Settlement Price Quotation and Minimum Price Fluctuation. 08/13/2012 Certified 08/28/2012 1
ICLREU2 ICE Clear Europe is adopting amendments to modify the ICE Clear Europe Delivery Procedures for certain emissions allowance and cocoa futures contracts traded on ICE Futures Europe and cleared by ICE Clear Europe. 06/19/2015 Certified 07/02/2015 1
EUREX Amendments for Eurex Clearing Circular 030-10 03/14/2016 Certified 03/28/2016 2
OCC Proposed rule change concerning OCC's Model Risk Management Policy. 01/23/2018 Certified 02/06/2018 2
OCC Proposed rule change to facilitate reporting under Commodity Futures Trading Commission regulations applicable to Derivatives Clearing Organizations. 06/18/2018 Certified 07/02/2018 1
CME Extension of the OTC FX Options Fee Waiver Program 12/07/2020 Certified 12/21/2020 1
ICLR US Amendments to the ICE Clear U.S., Inc. Clearing Member Default Management Procedures 12/21/2022 Certified 01/06/2023 2
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules. 03/31/2023 Certified 04/14/2023 2
CME Amendments to the Listing Schedule of Certain CME and CBOT Commodity Index Futures and Swap Contracts and Amendments to the Related Exchange Fees 05/20/2024 Certified 06/04/2024 2
CME Amended and Restated Non-Proprietary Cross-Margining Agreement with addition of security futures on two ETFs based on broad-based securities indices as new eligible contracts. 04/17/2009 Certified 04/20/2009 1
ICLREU2 Amending contract terms for Financial Power Contracts and the Financial Gas Contract re number of days or months in the respective contracts' series. 02/23/2012 Certified 03/09/2012 1
ICLREU2 ICE Clear Europe submits for self-certification amendments to its Rules and CDS Procedures to implement the 2014 ISDA Credit Derivatives Definitions. 08/29/2014 Certified 09/15/2014 1
OCC This proposed rule change sets forth a proposed Capital Plan for raising additional capital that would support OCC's function as a systemically important financial market utility. 01/15/2015 Certified 01/30/2015 1
LCHLTD LCH.Clearnet has identified a number of minor rule changes which it intends to make to its Rulebook, the rule changes have been identified during reviews of the Rulebook and are corrections and clarifications. 03/25/2015 Certified 04/08/2015 1
CME Amendments to CME Rule 204A04. ("Daily Settlement Price") and Expansion of Listing Schedule of the Malaysian Palm Oil Calendar Swap (Cleared Only) Contract 05/03/2016 Certified 05/17/2016 2
ICLR US ICUS is amending Chapter 2 of the Rules to revise, reorganize andclarify various membership requirementsRule Numbers: 07/10/2017 Certified 07/24/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 050-20 related to allowing USD OIS with a maximum remaining term of 50 years and 10 business days, SOFR-based OIS, SOFR-USD LIBOR basis swaps and SOFR-EFFR basis swaps, and other 06/15/2020 Certified 06/29/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 107-20 related to clarification of the exemption to maintain securities/cash settlement accounts for clearing ETD transactions and extending the replacement period for the ISA Direct model 12/08/2020 Certified 12/22/2020 2
ICE NGX amendments with respect to enhancing ICE NGX's Liquidity Risk Framework. 01/31/2022 Certified 02/14/2022 2
CME Modifications to the CME Operational Risk Management Framework 03/14/2022 Certified 03/28/2022 2
LCHLTD Financial Resource Data 10/19/2006 Certified 10/20/2006 0
NADEX Fully Paid Contracts 12/21/2004 Certified 12/21/2004 1
OCC Rule change certifying security futures contracts on two ETFs based on broad-based securities indices as eligible contracts for purposes of non=proprietary cross-margining. 04/17/2009 Certified 04/20/2009 1
CME Revisions to Rule 980.F 03/04/2014 Certified 03/19/2014 1
LCHLTD LCH.Ltd intends to change the Client Deposit Rate (CDR), the rate at which it pays interest on cash posted to cover Client initial margin requirements. LCH.Ltd will remove the floor in the rate, such that CDR may be negativeand change the spread on EUR. 12/12/2014 Certified 12/29/2014 1
CME Amendment to List of Acceptable Collateral. 11/17/2017 Certified 03/20/2018 2
OCC Proposed rule change to revise OCC's Schedule of Fees. 01/24/2018 Certified 02/07/2018 2
LCHLTD Changes to the fees LCH LTD applies in respect of non-cash collateral posted as margin collateral to the Clearing House. 03/21/2018 Certified 04/04/2018 1
LCHLTD LCH Ltd proposes to invest Euro-denominated cash collateral in sovereign debt issued by the French Republic and the Federal Republic of Germany. 06/16/2020 Certified 06/29/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 109-20 related to prolongation of OTC IRD Booking Fee discount for Standard Pricing Model B, and amendments to the Price List relating to the Admission and Licence Fee Model and to Service Fees 12/08/2020 Certified 12/22/2020 2
NODALCL CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules 03/15/2021 Certified 03/29/2021 2
CME Securities Lending Program 02/02/2001 Certified 02/02/2001 0
OCC Amendments to ByLaws to accommodate clearing of conventional cash-settled commodity options, binary commodity options, and event options. 03/18/2009 Certified 04/21/2009 1
OCC Rule change would provide a new service for clearing members that are parties to a Clearing Member Trade Assignment ("CMTA") arrangement. Amends Article 1 - Section 1, Rule 403 and Rule 504 10/04/2010 Certified 10/04/2010 1