EUREX |
Proposed rule amendments in Eurex Clearing Circular 106-20 related to the extension of the enhanced volume rebate methodology for exchange traded derivatives transactions on Eurex Deutschland. |
12/08/2020 |
Certified |
12/22/2020 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 037-21 related to the introduction of the new securities clearing platform C7 SCS for physically settled securities transactions concluded at the Frankfurt Stock Exchange and Eurex Deutschland |
05/08/2021 |
Certified |
05/21/2021 |
|
3 |
OCC |
Rule Certification Concerning OCC's Cash and Investment Management Policy |
02/01/2022 |
Certified |
02/15/2022 |
|
3 |
LCHSA |
LCH SA is submitting for self-certification some amendments to its Liquidity Risk Modeling Framework (Operational Target...). |
02/23/2023 |
Certified |
03/08/2023 |
|
2 |
LCHLTD |
LCH Limited is submitting for self-certification several minor proposed rule changes within its Rulebook. |
01/02/2024 |
Certified |
01/17/2024 |
|
1 |
NADEX |
Financing et al. |
07/15/2004 |
Certified |
07/15/2004 |
|
1 |
OCC |
OCC-2007-02 SEC Primary Regulated Rate Modified Currency Options |
03/07/2007 |
Certified |
03/07/2007 |
|
1 |
CME |
CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" |
10/01/2010 |
Certified |
10/01/2010 |
|
1 |
CME |
Additions to USD Interest Rate Swap offering |
08/19/2011 |
Certified |
08/20/2011 |
|
1 |
NYMEX |
NYMEX COMEX Energy and Metals Products Cross-Venue Incentive Program 11-416 |
11/14/2011 |
Certified |
11/30/2011 |
|
2 |
NYPC |
Amend Rule 506 (close out netting) action taken in event of insolvency |
12/16/2011 |
Certified |
01/04/2012 |
|
1 |
LCHLTD |
Amend ForexClear margin multiplier to capture currency regime risk |
03/01/2012 |
Certified |
03/16/2012 |
|
1 |
ICECC |
The purpose of proposed rule change is to revise the ICC Risk Management Framework to clarify language related to ICC's forced allocation procedures. |
05/30/2014 |
Certified |
06/14/2014 |
|
1 |
LCHLTD |
Introduction of OIS-IBOR Basis Swaps |
07/11/2014 |
Certified |
07/25/2014 |
|
1 |
LCHSA |
LCH SA is submitting for self-certification the amendments to the CDSClear fee grid in order to extend to CDSClear clients the current fee applicable by other LCH SA business lines. |
06/20/2019 |
Certified |
07/05/2019 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Clearing Membership and Non-Clearing Participant Requirements |
01/21/2020 |
Certified |
02/04/2020 |
|
1 |
LCHLTD |
LCH is submitting for self-certification the proposed rule changes to which LCH can change the London Deposit Rate and Client Deposit Rate for clearing members and clients collateral cash balances. |
08/11/2023 |
Certified |
08/24/2023 |
|
1 |
CCD |
Self-certification of CCD's Futures Market Risk Models, which includes CCD's Margin Model (i.e., margin methodology) and CCD's Stress Model, for margined futures contracts on bitcoin and ether. |
09/21/2023 |
Certified |
10/05/2023 |
|
3 |
CME |
Clearing Membership Requirements |
03/15/2001 |
Certified |
03/15/2001 |
|
0 |
NADEX |
Market Makers Line of Credit |
07/26/2004 |
Certified |
07/26/2004 |
|
1 |
CME |
Filing of six revised participant agreements related to the CME/OCC non-proprietary cross-margining agreeement. |
04/21/2009 |
Certified |
04/21/2009 |
|
1 |
OCC |
Changes to ensure technical compliance with final CFTC Part 39 regulations |
12/19/2011 |
Certified |
01/05/2012 |
|
2 |
CME |
Certification of Changes to CME rules on cash settlement of the following Cleared OTC Spot, Forwards and Swaps Contracts: USD/PEN, USD/COP, USD/CLP, USD/BRL and USD/PPH. |
05/30/2014 |
Certified |
06/14/2014 |
|
1 |
LCHLTD |
Introduction of JPY OIS up to 30 years |
07/11/2014 |
Certified |
07/25/2014 |
|
1 |
EUREX |
Proposed rule changes in Eurex Clearing Circular 076-16 related to delisting derivatives on the Dow Jones Global Titans and Dow Jones Sector Titans indices |
06/08/2016 |
Certified |
06/22/2016 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 042-18 related to the penalty fee regime for late deliveries on dividend record dates for transactions concluded at the Frankfurter Wertpapierbrse and securities lending transactions |
05/08/2018 |
Certified |
05/22/2018 |
|
2 |
ICLREU2 |
ICE Clear Europe proposes to amend certain provisions of its Clearing Rules (and specifically its Continuing CDS Rule Provisions) relating to termination by the Clearing House of the membership of a CDS Clearing Member. |
01/24/2019 |
Certified |
02/07/2019 |
|
2 |
CME |
Implementation of the USD IRS House Liquidity Program |
06/20/2019 |
Certified |
07/05/2019 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 025-21 related to supporting the Eurex EnLight product scope extension for FX derivatives |
03/17/2021 |
Certified |
03/31/2021 |
|
2 |
OCC |
Proposed Rule Change to Revise The Options Clearing Corporation's Schedule of Fees |
05/10/2021 |
Certified |
05/24/2021 |
|
2 |
MGEX |
Fee Changes to MGEX's Agricultural Product Fees Schedule |
02/14/2024 |
Certified |
02/29/2024 |
|
1 |
CME |
Protection of Clearing House |
04/09/2001 |
Certified |
04/09/2001 |
|
0 |
MGEX |
Exchange Regulatory Fee |
01/31/2001 |
Certified |
01/31/2001 |
|
0 |
LCHLTD |
Penultimate Henry Hub Nat Gas Options & Swaps |
01/16/2004 |
Certified |
01/16/2004 |
|
0 |
CME |
Incentive Program for OTC interest rate swaps |
12/20/2011 |
Certified |
01/06/2012 |
|
2 |
LCHLTD |
Self-certification relating to the implementation of a substantially revised rulebook including changes for compliance with the European Market Infrastructure Regulation (EMIR), and fees for the new account types introduced by the rulebook. |
05/30/2014 |
Certified |
06/14/2014 |
|
1 |
CME |
Modifications to the CME Incentive Program for Over-The-Counter Interest Rate Swaps |
12/02/2016 |
Certified |
12/16/2016 |
|
2 |
LCHLTD |
LCH is submitting for self-certification changes to its rules to remove certain market standard definitions. |
01/13/2017 |
Certified |
01/27/2017 |
|
1 |
ICECC |
ICC proposes revising its End-of-Day Price Discovery Policies and Procedures to make changes related to the implementation of ICC's new Clearing Participant direct price submission process. |
03/08/2017 |
Certified |
03/22/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 043-18 related to clarifying one license requirement and confirming the effective date for introduction of the FIC Board Advisory Committee |
05/08/2018 |
Certified |
05/22/2018 |
|
2 |
ICLREU2 |
ICE Clear Europe is adopting a new Model Risk Governance Framework (the "MRGF"), which is intended to establish overall standards and principles for managing and mitigating model risk, for all product categories. |
02/19/2019 |
Certified |
03/05/2019 |
|
2 |
LCHLTD |
LCH Limited is submitting for self-certification updates to the ForexClear fee schedule that will be effective not earlier than April 1, 2021. |
03/17/2021 |
Certified |
03/31/2021 |
|
2 |
OCC |
OCC Rule Certification Concerning Changes to its Governance Arrangements |
08/09/2021 |
Certified |
08/23/2021 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Cleraing Circular 090-21 related to the introduction of the Non-Deliverable Forwards (NDF) Clearing Service |
10/12/2021 |
Certified |
10/26/2021 |
|
4 |
CME |
Extension of the FEX Strip Option Expiration Fee Waiver Program |
01/02/2024 |
Certified |
01/17/2024 |
|
1 |
CME |
Security Deposit |
04/09/2001 |
Certified |
04/09/2001 |
|
0 |
MGEX |
Gross Speculative Position Limits |
01/16/2004 |
Certified |
01/16/2004 |
|
0 |
CME |
Founding Members OTC interest rate swaps incentive program |
12/20/2011 |
Certified |
01/06/2012 |
|
2 |
ICLREU2 |
ICE Clear Europe is amending its margin methodology for credit default swap transactions to address specific wrong way risk and certain other matters. |
09/06/2013 |
Certified |
09/21/2013 |
|
1 |
ICECC |
The principal purpose of the proposed changes is to amend the ICC Clearing Rules to incorporate references to revised Credit Derivatives Definitions, as published by the International Swaps and Derivatives Association, Inc. on February 21, 2014. |
07/11/2014 |
Certified |
09/11/2014 |
|
1 |