NADEX |
Implementation of market maker incentive program |
01/13/2014 |
Certified |
01/29/2014 |
|
1 |
LCHLLC |
Self-certification to align the rulebook with recent operational changes resulting inthe decommissioning of the declear and termination by automated service functionalities. |
03/07/2014 |
Certified |
03/22/2014 |
|
1 |
LCHLTD |
LCH self-certifies clarification changes to the rules applicable to its Listed Interest Rates clearing service and SwapClear BAU transfers. |
09/09/2016 |
Certified |
09/23/2016 |
|
1 |
LCHLTD |
LCH is self certifying rule changes to enhance the current arrangements for Collateralisation to Stress Loss for clients |
03/09/2017 |
Certified |
03/23/2017 |
|
1 |
LX |
Amendments to Rulebook. |
01/29/2018 |
Certified |
02/12/2018 |
|
1 |
ICLREU2 |
Ice Clear Europe Ltd amends its CDS Clearing Back-Testing Policy. |
09/19/2019 |
Certified |
10/02/2019 |
|
2 |
NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Arbitration Rules and Risk Management Framework |
08/10/2021 |
Certified |
08/24/2021 |
|
3 |
OCC |
OCC Rule Certification Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility |
02/15/2024 |
Certified |
03/01/2024 |
|
2 |
CCD |
Cboe Clear Digital make minor, non-substantive updates to various policies and procedures. |
04/05/2024 |
Certified |
04/19/2024 |
|
2 |
ICLR US |
Individual Clearing Members |
06/24/2004 |
Certified |
06/24/2004 |
|
0 |
CME |
Addition of new CDX products |
08/19/2011 |
Certified |
08/20/2011 |
|
1 |
LCHLTD |
New Disciplinary procedures and amendments to appeals procedures |
12/20/2011 |
Certified |
01/06/2012 |
|
1 |
NYMEX |
Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; third party outsourcing; 12-061 |
02/28/2012 |
Certified |
03/14/2012 |
|
1 |
ICLR US |
New Rule 605 re Deliveries of New Gold Daily Futures Contract |
12/05/2016 |
Certified |
12/19/2016 |
|
1 |
LCHLTD |
LCH is self certifying rules enabling the SwapClear service to i) operationally combine the processing of individual events to create a "Multiple Bulk Event" process; and ii) enhance the Duo Compression offering for Clearing Members. |
03/09/2017 |
Certified |
03/23/2017 |
|
1 |
ICLREU2 |
ICE Clear Europe proposes to make amendments to its F&O Guaranty Fund Policy to, among other things,make changes to its calculation methodology and make drafting clarifications and improvements. |
10/30/2018 |
Certified |
11/13/2018 |
|
8 |
LCHLTD |
LCH Limited Self-Certification: New Margin Collateral Haircut Schedule |
09/19/2019 |
Certified |
10/03/2019 |
|
2 |
ICLREU2 |
ICE Clear Europe Limited is amending its CDS Procedures and CDS Default Management Policy. |
01/25/2021 |
Certified |
02/05/2021 |
|
3 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 051-21 related to the introduction of hedging auctions as a tool to improve the hedging process during a Default Management Process of Eurex Clearing and related adaptation of the Default Fund waterfall |
06/23/2021 |
Certified |
07/08/2021 |
|
4 |
CME |
Extension of the OTC FX Options Fee Waiver Program |
12/01/2021 |
Certified |
12/15/2021 |
|
1 |
ICE NGX |
CPA, DMP and RMF amendments regarding new environmental products. |
02/15/2024 |
Certified |
03/01/2024 |
|
2 |
CBT |
Specifications for three basis swap products that will be traded OTC and cleared through CBT's clearing service provider |
09/10/2007 |
Certified |
09/19/2007 |
|
1 |
OCC |
Amended rule interpretation to clarify regulatory treatment under SEC Rule 15c3-1 of collateral and margin posted through Stock Loan Program |
12/16/2010 |
Certified |
12/16/2010 |
|
1 |
KCC |
Changes to the By-Laws and conforming amendments; 12-01. |
11/15/2012 |
Certified |
12/01/2012 |
|
1 |
ICLREU2 |
New Rule 411, which governs SDR reporting pursuant to Part 45 of the Commission's regulations. |
05/19/2013 |
Certified |
06/04/2013 |
|
1 |
LCHLTD |
LCH is self-certifying changes to its rules to add Variable Notional Swaps ("VNS") denominated in certain additional currencies (CHF, CZK, DKK, HKD, HUF, NZD, SGD and ZAR) to the list of SwapClear eligible products. |
03/10/2017 |
Certified |
03/24/2017 |
|
1 |
SGX-DC |
To facilitate SGX-DC's acceptance for clearing of the SGX Options on TSI FOB Australia Premium Coking Coal Swap |
08/31/2017 |
Certified |
09/14/2017 |
|
1 |
ICLR US |
Risk Management Framework Amendments |
01/23/2020 |
Certified |
02/06/2020 |
|
2 |
CCORP |
Definition of Exchange Market is amended to add new products to be traded on CCFE and USFE as follows: Nitrogen Financial Instrument Futures and European Carbon Financial Instrument Futures on CCFE and Spot Equivalent Futures Currencies in the following |
09/19/2007 |
Certified |
09/20/2007 |
|
1 |
ICLR US |
Amendments relating to clearing member financial emergencies and conflicts of interest |
12/11/2008 |
Certified |
12/17/2008 |
|
1 |
ICE NGX |
Amendments to the Contracting Parties Agreement related to Credit Support Defaults and product specifications. |
04/13/2010 |
Certified |
04/15/2010 |
|
1 |
CME |
Modifications to the CME OTC FX Fee Waiver Program; 12-390. |
11/16/2012 |
Certified |
12/04/2012 |
|
1 |
ICLREU2 |
Rule changes obligating CDS clearing members to make certain payments related to FATCA as necessary. |
05/19/2013 |
Certified |
06/04/2013 |
|
1 |
LCHLTD |
LCH is self-certifying changes to its rules to offer updated post trade synchronization facility with ATSS in SwapClear. |
03/10/2017 |
Certified |
03/24/2017 |
|
1 |
ICECC |
ICC proposes changes to the ICC Rulebook, the ICC Risk Management Model Description Document, the ICC Risk Management Framework, the ICC Stress Testing Framework, and the ICC Liquidity Risk Management Framework. |
01/29/2018 |
Certified |
02/12/2018 |
|
3 |
ICE NGX |
To reflect recent changes in the indices made available by third-parties in respect of the Transco-65 delivery point |
09/26/2023 |
Certified |
10/11/2023 |
|
1 |
NYMEX |
New Rule 993 fka Rule 9.25 |
12/11/2008 |
Certified |
12/11/2008 |
|
1 |
ICLREU2 |
Amendments to ICE Clear Europe Procedures in relation to the Clearing of ICE Futures Europe emissions auction contracts. |
11/19/2012 |
Certified |
12/05/2012 |
|
1 |
ICECC |
ICC is proposing to amend Chapter 26 of its rules to add Subchapter 26I and to amend the ICC Risk Management Framework to provide for the clearance of Standard Western European Sovereign CDS contracts. |
09/02/2014 |
Certified |
12/15/2014 |
|
2 |
CME |
Revisions to CME/CBOT/NYMEX Rule 816 (Guaranty Fund Deposit) |
10/01/2014 |
Certified |
10/16/2014 |
|
1 |
ICECC |
The purpose of the proposed rule change is to make revisions to the ICC Rules related to the ICC rule enforcementprocess for Missed Submissions. |
10/15/2015 |
Certified |
10/29/2015 |
|
2 |
EUREX |
Proposed rule changes in Eurex Clearing Circular 133-16 related to clarifying certain provision regarding the Clearing Fund, allowing additional currencies for EurexOTC Clear Service, and amending the Price List to introduce the Average Pric |
10/31/2016 |
Certified |
11/15/2016 |
|
2 |
LCHLTD |
LCH is self-certifying changes to its rules to allow updates to a limited set of economic attributes of a cleared trade in the SwapClear service. |
03/10/2017 |
Certified |
03/24/2017 |
|
1 |
ICECC |
ICC proposes changes to its cash investment yield schedule. |
06/08/2017 |
Certified |
06/22/2017 |
|
2 |
LCHLTD |
Self-certification for the Audit Committee and Remuneration Committee terms of reference |
02/22/2019 |
Certified |
03/08/2019 |
|
4 |
CME |
Delisting of Certain Previously-Listed Contract Months and Subsequent Delisting of Three (3) Fertilizer Swap (Cleared Only) Contracts |
06/24/2019 |
Certified |
07/09/2019 |
|
1 |
LCHLTD |
LCH Limited is submitting for self-certification minor amendments to its rules regarding the automatic expiration of FX Option Contracts cleared via the ForexClear service. |
01/24/2020 |
Certified |
02/06/2020 |
|
1 |
EUREX |
Proposed amendments in Eurex Clearing Circular 001-22 relating to the introduction of Eurex Daily Futures on KOSPI 200 Weekly Options |
02/04/2022 |
Certified |
02/17/2022 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 022-23 related to the decision of the Management Board of Eurex Deutschland to cancel the admission to trading for Interest Rate Swap Futures. These are listed futures and cleared outside the DCO. |
04/06/2023 |
Certified |
04/20/2023 |
|
2 |
CME |
Security Deposit |
07/05/2001 |
Certified |
07/05/2001 |
|
0 |