| LCHLTD |
LCH is self certifying rules enabling the SwapClear service to i) operationally combine the processing of individual events to create a "Multiple Bulk Event" process; and ii) enhance the Duo Compression offering for Clearing Members. |
03/09/2017 |
Certified |
03/23/2017 |
|
1 |
| ICLREU2 |
ICE Clear Europe proposes to make amendments to its F&O Guaranty Fund Policy to, among other things,make changes to its calculation methodology and make drafting clarifications and improvements. |
10/30/2018 |
Certified |
11/13/2018 |
|
8 |
| LCHLTD |
LCH Limited Self-Certification: New Margin Collateral Haircut Schedule |
09/19/2019 |
Certified |
10/03/2019 |
|
2 |
| ICLREU2 |
ICE Clear Europe Limited is amending its CDS Procedures and CDS Default Management Policy. |
01/25/2021 |
Certified |
02/05/2021 |
|
3 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 051-21 related to the introduction of hedging auctions as a tool to improve the hedging process during a Default Management Process of Eurex Clearing and related adaptation of the Default Fund waterfall |
06/23/2021 |
Certified |
07/08/2021 |
|
4 |
| CME |
Extension of the OTC FX Options Fee Waiver Program |
12/01/2021 |
Certified |
12/15/2021 |
|
1 |
| ICE NGX |
CPA, DMP and RMF amendments regarding new environmental products. |
02/15/2024 |
Certified |
03/01/2024 |
|
2 |
| CBT |
Specifications for three basis swap products that will be traded OTC and cleared through CBT's clearing service provider |
09/10/2007 |
Certified |
09/19/2007 |
|
1 |
| OCC |
Amended rule interpretation to clarify regulatory treatment under SEC Rule 15c3-1 of collateral and margin posted through Stock Loan Program |
12/16/2010 |
Certified |
12/16/2010 |
|
1 |
| KCC |
Changes to the By-Laws and conforming amendments; 12-01. |
11/15/2012 |
Certified |
12/01/2012 |
|
1 |
| ICLREU2 |
New Rule 411, which governs SDR reporting pursuant to Part 45 of the Commission's regulations. |
05/19/2013 |
Certified |
06/04/2013 |
|
1 |
| LCHLTD |
LCH is self-certifying changes to its rules to add Variable Notional Swaps ("VNS") denominated in certain additional currencies (CHF, CZK, DKK, HKD, HUF, NZD, SGD and ZAR) to the list of SwapClear eligible products. |
03/10/2017 |
Certified |
03/24/2017 |
|
1 |
| SGX-DC |
To facilitate SGX-DC's acceptance for clearing of the SGX Options on TSI FOB Australia Premium Coking Coal Swap |
08/31/2017 |
Certified |
09/14/2017 |
|
1 |
| ICLR US |
Risk Management Framework Amendments |
01/23/2020 |
Certified |
02/06/2020 |
|
2 |
| CCORP |
Definition of Exchange Market is amended to add new products to be traded on CCFE and USFE as follows: Nitrogen Financial Instrument Futures and European Carbon Financial Instrument Futures on CCFE and Spot Equivalent Futures Currencies in the following |
09/19/2007 |
Certified |
09/20/2007 |
|
1 |
| ICLR US |
Amendments relating to clearing member financial emergencies and conflicts of interest |
12/11/2008 |
Certified |
12/17/2008 |
|
1 |
| ICE NGX |
Amendments to the Contracting Parties Agreement related to Credit Support Defaults and product specifications. |
04/13/2010 |
Certified |
04/15/2010 |
|
1 |
| CME |
Modifications to the CME OTC FX Fee Waiver Program; 12-390. |
11/16/2012 |
Certified |
12/04/2012 |
|
1 |
| ICLREU2 |
Rule changes obligating CDS clearing members to make certain payments related to FATCA as necessary. |
05/19/2013 |
Certified |
06/04/2013 |
|
1 |
| LCHLTD |
LCH is self-certifying changes to its rules to offer updated post trade synchronization facility with ATSS in SwapClear. |
03/10/2017 |
Certified |
03/24/2017 |
|
1 |
| ICECC |
ICC proposes changes to the ICC Rulebook, the ICC Risk Management Model Description Document, the ICC Risk Management Framework, the ICC Stress Testing Framework, and the ICC Liquidity Risk Management Framework. |
01/29/2018 |
Certified |
02/12/2018 |
|
3 |
| ICE NGX |
To reflect recent changes in the indices made available by third-parties in respect of the Transco-65 delivery point |
09/26/2023 |
Certified |
10/11/2023 |
|
1 |
| NYMEX |
New Rule 993 fka Rule 9.25 |
12/11/2008 |
Certified |
12/11/2008 |
|
1 |
| ICLREU2 |
Amendments to ICE Clear Europe Procedures in relation to the Clearing of ICE Futures Europe emissions auction contracts. |
11/19/2012 |
Certified |
12/05/2012 |
|
1 |
| ICECC |
ICC is proposing to amend Chapter 26 of its rules to add Subchapter 26I and to amend the ICC Risk Management Framework to provide for the clearance of Standard Western European Sovereign CDS contracts. |
09/02/2014 |
Certified |
12/15/2014 |
|
2 |
| CME |
Revisions to CME/CBOT/NYMEX Rule 816 (Guaranty Fund Deposit) |
10/01/2014 |
Certified |
10/16/2014 |
|
1 |
| ICECC |
The purpose of the proposed rule change is to make revisions to the ICC Rules related to the ICC rule enforcementprocess for Missed Submissions. |
10/15/2015 |
Certified |
10/29/2015 |
|
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 133-16 related to clarifying certain provision regarding the Clearing Fund, allowing additional currencies for EurexOTC Clear Service, and amending the Price List to introduce the Average Pric |
10/31/2016 |
Certified |
11/15/2016 |
|
2 |
| LCHLTD |
LCH is self-certifying changes to its rules to allow updates to a limited set of economic attributes of a cleared trade in the SwapClear service. |
03/10/2017 |
Certified |
03/24/2017 |
|
1 |
| ICECC |
ICC proposes changes to its cash investment yield schedule. |
06/08/2017 |
Certified |
06/22/2017 |
|
2 |
| LCHLTD |
Self-certification for the Audit Committee and Remuneration Committee terms of reference |
02/22/2019 |
Certified |
03/08/2019 |
|
4 |
| CME |
Delisting of Certain Previously-Listed Contract Months and Subsequent Delisting of Three (3) Fertilizer Swap (Cleared Only) Contracts |
06/24/2019 |
Certified |
07/09/2019 |
|
1 |
| LCHLTD |
LCH Limited is submitting for self-certification minor amendments to its rules regarding the automatic expiration of FX Option Contracts cleared via the ForexClear service. |
01/24/2020 |
Certified |
02/06/2020 |
|
1 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 001-22 relating to the introduction of Eurex Daily Futures on KOSPI 200 Weekly Options |
02/04/2022 |
Certified |
02/17/2022 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 022-23 related to the decision of the Management Board of Eurex Deutschland to cancel the admission to trading for Interest Rate Swap Futures. These are listed futures and cleared outside the DCO. |
04/06/2023 |
Certified |
04/20/2023 |
|
2 |
| CME |
Security Deposit |
07/05/2001 |
Certified |
07/05/2001 |
|
0 |
| CME |
11-491; changes to comply with final CFTC Part 39 regulations |
12/14/2011 |
Certified |
12/30/2011 |
|
1 |
| CME |
Acceptance of basis swaps and forward rate agreements; 12-413. |
11/23/2012 |
Certified |
12/08/2012 |
|
1 |
| OCC |
Rule changes related to who shall make determinations of adjustments to the terms of options contracts to account for certain corporate actions; SR-OCC-2013-05(revised). |
05/13/2013 |
Certified |
05/29/2013 |
|
1 |
| LCHLTD |
Self-certification pursuant to 40.6(a) relating to rule changes with respect to the ForexClear service. |
07/15/2014 |
Certified |
07/28/2014 |
|
1 |
| LCHLTD |
LCH is submitting for self-certification changes to the fee structure of the Listed Rates Clearing Service |
07/13/2017 |
Certified |
07/27/2017 |
|
1 |
| CME |
Two (2) New CME Rulebook Chapters 600 and 601 and the Deletion of Existing Twelve (12) CME Rulebook Currency Pairs Chapters 257H, 260H, 270H, 271H, 273H, 274H, 277H, 279H, 280H, 281H, 282H and 283H |
10/17/2017 |
Certified |
10/31/2017 |
|
1 |
| CME |
Amendments to the Disclaimer Rules of Five (5) Fertilizer Contracts |
06/24/2019 |
Certified |
07/09/2019 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 009-20 related to an additional representation for CMs with regards to Eurex Transactions for Direct Clients domiciled in the US and the form of agreement for the Direct Margin Transfer under ISA Model |
01/24/2020 |
Certified |
02/07/2020 |
|
2 |
| OCC |
Rule Certification to Support Cash Settled Flex ETF Options |
05/03/2022 |
Certified |
05/17/2022 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 008-23 related to settlement prices, Price List information, and a fee waiver for certain contracts listed on Eurex Deutschland |
02/23/2023 |
Certified |
03/09/2023 |
|
2 |
| OCC |
Rule Certification by The Options Clearing Corporation Concerning Interpretative Guidance on Contract Adjustments for Cash Dividends and Distributions |
02/20/2024 |
Certified |
03/05/2024 |
|
2 |
| FCEX |
Non-substantive revisions to ForecastEx Rulebook including clarifications and terminology changes |
09/17/2024 |
Certified |
10/01/2024 |
|
4 |
| CME |
Performance Bond Requirement |
07/05/2001 |
Certified |
07/05/2001 |
|
0 |
| CME |
Changes to IRS Manual of Operations; 12-414. |
11/23/2012 |
Certified |
12/08/2012 |
|
1 |
