Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLR US Amendments to Rule 105 and 107 re: confidentiality and employee trading prohibitions 10/16/2015 Certified 10/30/2015 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the issuance of a Clearing Notice related to the connection to a new trading venue (Tradeweb Europe Ltd) 08/04/2016 Certified 08/17/2016 1
ICLR US Rule amendments related to EU Equivalence Determination 11/02/2016 Certified 11/17/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 033-18 related to administrative changes to the SONIA and SARON swaps, eliminating references to Eurex Zurich AG, and clarifying the default fund replenishment provisions 03/23/2018 Certified 04/06/2018 2
LCHLTD LCH Ltd is submitting for self-certification amendments to its rules, the effect of which is to increase the minimum default fund contribution of the Listed Rates service for Clearing Members of the combined Rates service from 0.5m to 7.5m. 05/14/2018 Certified 05/29/2018 1
LCHLTD LCH Limited Self-Certification: NZD maturity extension to 21 Years 10/31/2018 Certified 11/15/2018 1
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and ClearingTransaction Fee Schedules for Nodal Exchange Environmental Futures and Options 05/15/2020 Certified 06/01/2020 3
ICE NGX Amendments to RMF re Enhance Financial Resources 03/18/2022 Certified 04/01/2022 2
OCC Proposed amendments to OCC's settlement times for margin and Clearing Fund deposits. 05/06/2022 Certified 05/20/2022 2
ICLREU2 ICE Clear Europe is amending Part O of its Delivery Procedures for ICE Futures Europe Financials and Softs Cocoa Futures Contracts. 07/07/2023 Certified 07/20/2023 2
ICECC ICE Clear Credit LLC submits notice of its intent to migrate its data center. 09/27/2023 Certified 11/20/2023 2
ICLR US Adoption of New Rule 303 to give NYCC authority to debit the proprietary margin accounts of its members 11/12/2003 Certified 11/13/2003 1
OCC Amendment to correct clerical errors to previous submission amending and supplementing rules to address certain issues related to OCC's Stock Loan/Hedge Program 10/20/2008 Certified 10/20/2008 1
CCH Removal of the requirement that the Clearinghouse wait 30 days after a Participant fails to meet its margin or other financial obligations before suspending, revoking, limiting, conditioning, restricting or qualifying clearing privileges; 2013-2. 03/13/2013 Certified 03/28/2013 1
ICLREU2 The purpose of the rule amendments is to revise the application of certain provisions of the ICEU Rules related to economic sanctions compliance by CDS Clearing Members and Customers of CDS Clearing Members incorporated in Germany. 12/07/2016 Certified 12/21/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 036-17 relating to migration of Eurex Trade Entry Services to the Eurex Exchanges' rules 04/20/2017 Certified 05/04/2017 2
OCC Proposed rule change concerning enhancements to The Options Clearing Corporation's stress testing and Clearing Fund methodology. 08/06/2018 Certified 08/20/2018 2
CME Implementation of the Cleared OTC London Gold & Silver Forwards Incentive Program. 04/12/2019 Certified 04/26/2019 2
LCHLTD LCH Limited Self-Certification: SwapClear Inflation Swaps Fee Tariff 03/18/2020 Certified 03/31/2020 1
ICE NGX RMF changes re annual review 03/18/2022 Certified 04/01/2022 2
ICE NGX The Amendments are designed to strengthen ICE NGX's authority to react in emergency situations and to protect the exchange and clearinghouse in response to actions or inactions by a government authority. 09/27/2023 Certified 10/12/2023 1
ICLR US Rule Amendments 02/22/2024 Certified 03/07/2024 2
ICLR US NYBOT NYCC Clearing members 01/11/2007 Certified 02/05/2007 1
OCC Adoption of Governance Fitness Standards to comply with DCO Core Principle O 08/31/2011 Certified 09/16/2011 1
CCH Update to settlement procedures; 2013-3. 03/13/2013 Certified 03/28/2013 1
OCC The proposed rule change concerns the clearance and settlement of confirmed trades executed in extended and overnight trading sessions offered by exchanges for which OCC provides clearance and settlement services. 12/15/2014 Certified 12/30/2014 1
EUREX Proposed rule amendments in Eurex Clearing circular 113-16 relating to offer clearing services for equity index options with weekly expirations on the SMIr introduced at Eurex Exchange 09/12/2016 Certified 09/26/2016 2
EUREX Proposed stated policy in Eurex Clearing Circular 044-18 related to trading hours extension for certain listed derivatives on Eurex Deutschland 05/14/2018 Certified 05/29/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 018-19 related to amending the Participation Agreement/Appendix 1 of the Default Management Committee Rules to cover affiliated Disclosed Direct Clients and other minor, clarifying amendments 02/25/2019 Certified 03/11/2019 2
ICE NGX Change the Clearing Fees for U.S. delivery points at assigned delivery points and convert Michcon delivery point to assigned delivery. 06/22/2020 Certified 07/07/2020 1
ICECC ICC proposes amendments to the ICC Clearing Rules and the ICC Exercise Procedures. 12/02/2021 Certified 12/16/2021 3
LX Revisions to LLC Operating Agreement 07/07/2023 Certified 07/21/2023 1
CME Liquidity Facility 10/25/2001 Certified 10/25/2001 0
NYMEX NYMEX 07.45 Position Reporting Dubai Mercantile Exchange 04/03/2007 Certified 04/03/2007 1
ICE NGX Rule amendments clarify language relating to daily settlement products/transactions and to add new products 10/14/2010 Certified 10/14/2010 1
NYPC Amend rules 101, 102, 306, and 308 re: financial reporting, reporting of ownership/structure changes and conforming definition changes. 03/30/2011 Certified 03/30/2011 1
ICECC Change to initial payment date of CDS contracts to T+1 03/06/2012 Certified 03/21/2012 1
CCH Changes to rule governing payments upon an event of default; 2013-4. 03/13/2013 Certified 03/28/2013 1
ICLREU2 ICE Clear Europe submits for self-certification rule amendments that address investment losses on margin and guaranty fund contributions as well as other losses to the clearing house arising other than from a clearing member default. 04/30/2014 Certified 05/15/2014 1
SGX-DC Rule changes to align capital and financial requirements for Clearing Members in the SGX-DC Clearing Rules to a risk-based capital framework set out under Singapore legislation 11/24/2014 Certified 12/08/2014 1
LCHSA Amendments to CDS Clearing Rules relatedto extension of the CDS clearing service to Markit iTraxx Europe Senior Financials Index (Implementation date 2 June 201 and the information provided to clearing members subject to a cross trade on a firm day. 05/18/2015 Certified 06/01/2015 1
EUREX Proposed rule amendments in Eurex Clearing Circular 019-19 related to amending the Price List to introduce an alternative version of the existing Standard Pricing Model for Disclosed Clients with System Access or Basic Disclosed Clients with Reports 02/25/2019 Certified 03/11/2019 2
ICLR US Amendment to ICUS Risk Management Framework's methodology for on-going monitoring of its Clearing Members and financial service providers. 09/27/2019 Certified 10/11/2019 2
ICLREU2 ICE Clear Europe is amending its rate of return paid on EUR and GBP cash margin and Guaranty Fund deposits applicable to all Clearing Members for house and customer accounts. 10/17/2022 Certified 10/31/2022 2
ICLREU2 ICE Clear Europe is amending its Clearing Membership Policy and its Clearing Membership Procedures to update certain monitoring and document review procedures and certain drafting clarifications. 09/28/2023 Certified 10/12/2023 2
ICLR US NYBOT Merger 05/06/2004 Certified 05/06/2004 0
ICE NGX Amendments to Schedule D to add new products to its product list (US natural gas products) and removal of a crude oil product 10/14/2010 Certified 10/14/2010 1
CME CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
NYMEX Amendments to Rule 984.B.3.clearing member acceptance of executed trades; 12-065 03/06/2012 Certified 03/21/2012 1
LCHLTD Changes to the LCH.Clearnet LTD Haircut Schedule for Acceptable Collateral. 09/04/2014 Certified 09/18/2014 2