| ICLREU2 |
ICEU Limited proposes to modify its Delivery Procedures to add a new Part N1 to address ICE Futures US Emissions Futures Contracts which would be settled by delivery through the account of the Clearing House with the relevant registry. |
12/01/2021 |
Certified |
12/15/2021 |
|
2 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Chapter iii, and Rules 130, 400, 401, 402, 403, 406, 407, 408, 411, 412, 413, 417, 432, 444, 852, 8F018, 8G04, 8G07, 8G18, 8G27, 8G24, 8G975, 901, 903, 911, 974, 975 and 980 in Connection with the Harmonization of... |
09/18/2024 |
Certified |
10/02/2024 |
|
1 |
| CME |
Rule 730 is amended to lower the threshold from $50 million to $25 million for being required to use the Continuous Linked Settlement Bank System for deliveries on currency futures contracts. |
07/10/2007 |
Certified |
07/12/2007 |
|
1 |
| ICECC |
ICC proposes changes to ICC Rules 403 and 801 to add explicit references to certain risk-related policies currently contained in the ICC Risk Management Framework and the ICC Risk Management Model Description document. |
11/01/2016 |
Certified |
11/16/2016 |
|
2 |
| ICLREU2 |
To modify certain aspects of the ICE Clear Europe CDS End-of-Day Price Discovery Policy to implement a new direct price submission process for Clearing Members. |
03/10/2017 |
Certified |
03/24/2017 |
|
2 |
| CME |
Implementation of the U.S. Dollar Swaptions Incentive Program |
12/14/2017 |
Certified |
12/29/2017 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 068-18 related to amending the reference time for the determination of daily settlement prices for RDXr EUR futures and RDXr USD futures |
08/02/2018 |
Certified |
08/16/2018 |
|
2 |
| OCC |
OCC Rule Certification to Establish A Persistent Minimum Level of Skin-In-The-Game |
03/18/2021 |
Certified |
04/01/2021 |
|
2 |
| ICLREU2 |
ICE Clear Europe Limited proposes to amend Part GG of its Delivery Procedures to update certain documentation timing and other requirements relating the delivery under ICE Futures Abu Dhabi Murban Crude Oil Futures Contracts |
10/15/2021 |
Certified |
10/28/2021 |
|
2 |
| NODALCL |
Fee Schedule Update |
12/30/2022 |
Certified |
01/17/2023 |
|
2 |
| NADEX |
Real-Time Account Funding Program |
02/01/2007 |
Certified |
02/01/2007 |
|
1 |
| LCHLTD |
Harmonization of SCM and FCM client clearing operating models. |
10/04/2012 |
Certified |
10/20/2012 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 103-18 related to discount on its existing Gold Packs for clearing members that clear high volumes in OTC interest rate derivatives |
12/05/2018 |
Certified |
12/19/2018 |
|
2 |
| ICLREU2 |
ICEU is amending its Counterparty Credit Risk Policy and Procedures to clarify some requirements applicable to \r\nfinancial services providers and custodians, remove provisions and references, the termination of CDS and update to governance procedures. |
08/21/2024 |
Certified |
09/04/2024 |
|
2 |
| OCC |
August 14, 2006, OCC-2006-14, Discounted Clearing Fees |
08/14/2006 |
Certified |
08/14/2006 |
|
1 |
| NYMEX |
Non-Member Cross-Venue Incentive Program for Energy Products 11-420 |
11/15/2011 |
Certified |
12/01/2011 |
|
2 |
| ICLR US |
Amend Rule 301 to require clearing member to promptly notify ICUS if it becomes subject of a bankruptcy petition or receivership or similar proceeding. 12-11 |
03/05/2012 |
Certified |
03/20/2012 |
|
1 |
| ICLR US |
Changes to disciplinary procedures and open interest reporting rule. |
10/02/2014 |
Certified |
10/17/2014 |
|
2 |
| SGX-DC |
Introduction to Affiliate Segregation - Amendments to SGX-DC Clearing Rules and Futures Trading Rules |
01/27/2016 |
Certified |
02/10/2016 |
|
1 |
| CME |
Implementation of the OTC FX Options Fee Waiver Program |
10/17/2017 |
Certified |
10/31/2017 |
|
1 |
| ICECC |
ICE Clear Credit LLC ("ICC") proposes to formalize the ICC New Initiatives Approval Policy and Procedural Framework. |
01/28/2019 |
Certified |
02/11/2019 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 105-21 relating to the discontinuation of clearing services for certain futures, fee reduction for MSCI Index Futures, and harmonizing contractual penalties under Fixed Income Futures Contracts |
12/02/2021 |
Certified |
12/15/2021 |
|
2 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules to move definitions currently located in multiple procedures to be represented consistently in its Default Rules. |
09/01/2022 |
Certified |
09/16/2022 |
|
5 |
| LX |
Revisions to LedgerX DCO Rulebook |
11/15/2023 |
Certified |
11/30/2023 |
|
3 |
| LCHLTD |
LCH Limited Self-Certification: Rates Reform - 2024 Fallback and Conversion Fees |
02/22/2024 |
Certified |
03/07/2024 |
|
1 |
| ICLREU2 |
ICEU is amending its Collateral and Haircut Procedures to make clarifying changes to the use of forward-looking scenarios for stressed market conditions in its model and to add a new section regarding cash in eligible currencies as permitted cover. |
08/21/2024 |
Certified |
09/04/2024 |
|
2 |
| NYMEX |
High Volume Cross-Venue Incentive Program for Energy and Metals Products 11-422 |
11/15/2011 |
Certified |
12/01/2011 |
|
2 |
| LCHLTD |
Changes correcting references within the Default Fund Rules, clarifying definitions, eliminating ambiguities and making other minor amendments. |
11/26/2012 |
Certified |
12/11/2012 |
|
1 |
| LCHLTD |
Terms of Reference for the LCH.Clearnet Risk Committee has been amended to reflect and clarify changes in operation. |
10/16/2015 |
Certified |
10/29/2015 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 054-17 relating to the Price List for transactions on Xetra |
06/09/2017 |
Certified |
06/23/2017 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 032-18 related to extending the Individual Clearing Model to Specified Clients of Clearing Members and providing clarification in the event of a new execution of the Pledge Agreement by a Clearing Member |
03/23/2018 |
Certified |
04/06/2018 |
|
11 |
| LCHLTD |
LCH Limited Self-Certification: Extension of LCH Spider |
10/31/2018 |
Certified |
11/15/2018 |
|
1 |
| MIAX |
The overall purpose of the amendments is to enhance MGEX's compliance with CFTC regulations and the tools available to the Clearing House following a Clearing Member default. In addition, certain housekeeping and reorganization changes were made. |
06/26/2019 |
Certified |
07/11/2019 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Benchmark Reform - SGD SOR and THB THBFIX conversion |
05/17/2023 |
Certified |
06/01/2023 |
|
1 |
| OCC |
Amendments to eliminate foreign currency and foreign currency-denominated LOCs as eligible margin and render inoperative rules regarding physical delivery currency options since PHSX delisted them. |
05/15/2008 |
Certified |
05/19/2008 |
|
1 |
| NYMEX |
New Rule 9.23A titled Liquidity Facility adds Nymex and the clearing member collateral it holds to CME's credit facility. |
10/20/2008 |
Certified |
10/20/2008 |
|
1 |
| CME |
Chapter 8F rules governing the clearing and settlement of OTC derivatives deemed eligible for clearing including credit default swaps |
12/19/2008 |
Certified |
12/22/2008 |
|
1 |
| NADEX |
Establishment of Demo Account Conversion Program to encourage demo account users to consider opening, funding and trading a live Nadex account. |
11/23/2012 |
Certified |
12/08/2012 |
|
1 |
| CCH |
Removal of Treasury securities from accepted collateral for margin; 2013-1. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
| ICLR US |
Amendment to Bylaw 5.5 re: Clearinghouse contribution to default resources |
06/29/2015 |
Certified |
07/14/2015 |
|
1 |
| ICLR US |
Amendments to Rule 105 and 107 re: confidentiality and employee trading prohibitions |
10/16/2015 |
Certified |
10/30/2015 |
|
1 |
| LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the issuance of a Clearing Notice related to the connection to a new trading venue (Tradeweb Europe Ltd) |
08/04/2016 |
Certified |
08/17/2016 |
|
1 |
| ICLR US |
Rule amendments related to EU Equivalence Determination |
11/02/2016 |
Certified |
11/17/2016 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 033-18 related to administrative changes to the SONIA and SARON swaps, eliminating references to Eurex Zurich AG, and clarifying the default fund replenishment provisions |
03/23/2018 |
Certified |
04/06/2018 |
|
2 |
| LCHLTD |
LCH Ltd is submitting for self-certification amendments to its rules, the effect of which is to increase the minimum default fund contribution of the Listed Rates service for Clearing Members of the combined Rates service from 0.5m to 7.5m. |
05/14/2018 |
Certified |
05/29/2018 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: NZD maturity extension to 21 Years |
10/31/2018 |
Certified |
11/15/2018 |
|
1 |
| NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and ClearingTransaction Fee Schedules for Nodal Exchange Environmental Futures and Options |
05/15/2020 |
Certified |
06/01/2020 |
|
3 |
| ICE NGX |
Amendments to RMF re Enhance Financial Resources |
03/18/2022 |
Certified |
04/01/2022 |
|
2 |
| OCC |
Proposed amendments to OCC's settlement times for margin and Clearing Fund deposits. |
05/06/2022 |
Certified |
05/20/2022 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending Part O of its Delivery Procedures for ICE Futures Europe Financials and Softs Cocoa Futures Contracts. |
07/07/2023 |
Certified |
07/20/2023 |
|
2 |
