| ICECC |
ICE Clear Credit LLC submits notice of its intent to migrate its data center. |
09/27/2023 |
Certified |
11/20/2023 |
|
2 |
| ICLR US |
Adoption of New Rule 303 to give NYCC authority to debit the proprietary margin accounts of its members |
11/12/2003 |
Certified |
11/13/2003 |
|
1 |
| OCC |
Amendment to correct clerical errors to previous submission amending and supplementing rules to address certain issues related to OCC's Stock Loan/Hedge Program |
10/20/2008 |
Certified |
10/20/2008 |
|
1 |
| CCH |
Removal of the requirement that the Clearinghouse wait 30 days after a Participant fails to meet its margin or other financial obligations before suspending, revoking, limiting, conditioning, restricting or qualifying clearing privileges; 2013-2. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
| ICLREU2 |
The purpose of the rule amendments is to revise the application of certain provisions of the ICEU Rules related to economic sanctions compliance by CDS Clearing Members and Customers of CDS Clearing Members incorporated in Germany. |
12/07/2016 |
Certified |
12/21/2016 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 036-17 relating to migration of Eurex Trade Entry Services to the Eurex Exchanges' rules |
04/20/2017 |
Certified |
05/04/2017 |
|
2 |
| OCC |
Proposed rule change concerning enhancements to The Options Clearing Corporation's stress testing and Clearing Fund methodology. |
08/06/2018 |
Certified |
08/20/2018 |
|
2 |
| CME |
Implementation of the Cleared OTC London Gold & Silver Forwards Incentive Program. |
04/12/2019 |
Certified |
04/26/2019 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: SwapClear Inflation Swaps Fee Tariff |
03/18/2020 |
Certified |
03/31/2020 |
|
1 |
| ICE NGX |
RMF changes re annual review |
03/18/2022 |
Certified |
04/01/2022 |
|
2 |
| ICE NGX |
The Amendments are designed to strengthen ICE NGX's authority to react in emergency situations and to protect the exchange and clearinghouse in response to actions or inactions by a government authority. |
09/27/2023 |
Certified |
10/12/2023 |
|
1 |
| ICLR US |
Rule Amendments |
02/22/2024 |
Certified |
03/07/2024 |
|
2 |
| ICLR US |
NYBOT NYCC Clearing members |
01/11/2007 |
Certified |
02/05/2007 |
|
1 |
| OCC |
Adoption of Governance Fitness Standards to comply with DCO Core Principle O |
08/31/2011 |
Certified |
09/16/2011 |
|
1 |
| CCH |
Update to settlement procedures; 2013-3. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
| OCC |
The proposed rule change concerns the clearance and settlement of confirmed trades executed in extended and overnight trading sessions offered by exchanges for which OCC provides clearance and settlement services. |
12/15/2014 |
Certified |
12/30/2014 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing circular 113-16 relating to offer clearing services for equity index options with weekly expirations on the SMIr introduced at Eurex Exchange |
09/12/2016 |
Certified |
09/26/2016 |
|
2 |
| EUREX |
Proposed stated policy in Eurex Clearing Circular 044-18 related to trading hours extension for certain listed derivatives on Eurex Deutschland |
05/14/2018 |
Certified |
05/29/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 018-19 related to amending the Participation Agreement/Appendix 1 of the Default Management Committee Rules to cover affiliated Disclosed Direct Clients and other minor, clarifying amendments |
02/25/2019 |
Certified |
03/11/2019 |
|
2 |
| ICE NGX |
Change the Clearing Fees for U.S. delivery points at assigned delivery points and convert Michcon delivery point to assigned delivery. |
06/22/2020 |
Certified |
07/07/2020 |
|
1 |
| ICECC |
ICC proposes amendments to the ICC Clearing Rules and the ICC Exercise Procedures. |
12/02/2021 |
Certified |
12/16/2021 |
|
3 |
| LX |
Revisions to LLC Operating Agreement |
07/07/2023 |
Certified |
07/21/2023 |
|
1 |
| CME |
Liquidity Facility |
10/25/2001 |
Certified |
10/25/2001 |
|
0 |
| NYMEX |
NYMEX 07.45 Position Reporting Dubai Mercantile Exchange |
04/03/2007 |
Certified |
04/03/2007 |
|
1 |
| ICE NGX |
Rule amendments clarify language relating to daily settlement products/transactions and to add new products |
10/14/2010 |
Certified |
10/14/2010 |
|
1 |
| NYPC |
Amend rules 101, 102, 306, and 308 re: financial reporting, reporting of ownership/structure changes and conforming definition changes. |
03/30/2011 |
Certified |
03/30/2011 |
|
1 |
| ICECC |
Change to initial payment date of CDS contracts to T+1 |
03/06/2012 |
Certified |
03/21/2012 |
|
1 |
| CCH |
Changes to rule governing payments upon an event of default; 2013-4. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
| ICLREU2 |
ICE Clear Europe submits for self-certification rule amendments that address investment losses on margin and guaranty fund contributions as well as other losses to the clearing house arising other than from a clearing member default. |
04/30/2014 |
Certified |
05/15/2014 |
|
1 |
| SGX-DC |
Rule changes to align capital and financial requirements for Clearing Members in the SGX-DC Clearing Rules to a risk-based capital framework set out under Singapore legislation |
11/24/2014 |
Certified |
12/08/2014 |
|
1 |
| LCHSA |
Amendments to CDS Clearing Rules relatedto extension of the CDS clearing service to Markit iTraxx Europe Senior Financials Index (Implementation date 2 June 201 and the information provided to clearing members subject to a cross trade on a firm day. |
05/18/2015 |
Certified |
06/01/2015 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 019-19 related to amending the Price List to introduce an alternative version of the existing Standard Pricing Model for Disclosed Clients with System Access or Basic Disclosed Clients with Reports |
02/25/2019 |
Certified |
03/11/2019 |
|
2 |
| ICLR US |
Amendment to ICUS Risk Management Framework's methodology for on-going monitoring of its Clearing Members and financial service providers. |
09/27/2019 |
Certified |
10/11/2019 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its rate of return paid on EUR and GBP cash margin and Guaranty Fund deposits applicable to all Clearing Members for house and customer accounts. |
10/17/2022 |
Certified |
10/31/2022 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its Clearing Membership Policy and its Clearing Membership Procedures to update certain monitoring and document review procedures and certain drafting clarifications. |
09/28/2023 |
Certified |
10/12/2023 |
|
2 |
| CME |
Conversion of the Three-Month Bloomberg Short-Term Bank Yield Index (BSBY) Futures Contract to the Three-Month SOFR Futures Contract and the Subsequent Delisting of the Three-Month Bloomberg Short-Term Bank Yield Index (BSBY) Futures Contract |
09/19/2024 |
Certified |
10/03/2024 |
|
2 |
| ICLR US |
NYBOT Merger |
05/06/2004 |
Certified |
05/06/2004 |
|
0 |
| ICE NGX |
Amendments to Schedule D to add new products to its product list (US natural gas products) and removal of a crude oil product |
10/14/2010 |
Certified |
10/14/2010 |
|
1 |
| CME |
CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities |
04/01/2011 |
Certified |
04/01/2011 |
|
1 |
| NYMEX |
Amendments to Rule 984.B.3.clearing member acceptance of executed trades; 12-065 |
03/06/2012 |
Certified |
03/21/2012 |
|
1 |
| LCHLTD |
Changes to the LCH.Clearnet LTD Haircut Schedule for Acceptable Collateral. |
09/04/2014 |
Certified |
09/18/2014 |
|
2 |
| ICLREU2 |
To amend certain of the ICE Clear Europe risk margin and other policies relating to credit default swaps (CDS) and certain liquidity policies in order to facilitate compliance with requirements under the European Market Infrastructure Regulation. |
11/24/2014 |
Certified |
12/09/2014 |
|
2 |
| NADEX |
Nadex reduces the required notice period to Members prior to imposing dues or increasing fees from 30 days, to a period of at least as long as the Commission's required filing period for self-certifications according to Reg. 40.6(a). Also affects as DCM. |
02/20/2015 |
Certified |
03/06/2015 |
|
1 |
| SGX-DC |
The Amendments are to facilitate SGX-DC's cessation of clearing for SGX THermal Coal Swaps (CI, CF, 4C) , the Amendments are to remove reference to the Contracts in Appendix 1 of the SGX-DC Clearing Rules. |
06/20/2018 |
Certified |
07/05/2018 |
|
1 |
| ICLREU2 |
Changes is to amend ICEU Rules to address certain requirements under the European Union General Data Protection Regulation (GDPR) upon the UK ceasing to be an EU member state. |
02/25/2019 |
Certified |
03/11/2019 |
|
2 |
| MIAX |
Clarify duties and processes, including for offsets. |
06/27/2019 |
Certified |
07/12/2019 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its Model Risk Governance Framework. |
06/23/2020 |
Certified |
07/08/2020 |
|
3 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 029-23 related to extension of Eurex Clearing's clearing offering with respect to Eurex Repo Transactions (outside the DCO scope) to U.S.-based entities that are registered as broker-dealers |
05/19/2023 |
Certified |
06/05/2023 |
|
2 |
| ICLREU2 |
ICE Clear Europe is adopting an updated Futures and Options Risk Policy, which will replace the current F&O Guaranty Fund and F&O stress testing policies, and improve clarity and consistency of descriptions of relevant risk policies. |
11/16/2023 |
Certified |
12/01/2023 |
|
2 |
| OCC |
2004-13 Borrowing against clearing fund |
06/28/2004 |
Certified |
06/28/2004 |
|
1 |
