Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NYMEX Rule 9.03, Guaranty Fund, is amended to raise the minimum contribution required of each clearing member from $2M to $2.5M and the Guaranty Fund is being increased from $200M to $250M based on annual analysis of appropriate size. 06/21/2007 Certified 07/17/2007 1
CME Clarifying text added to provisions regarding the insolvency and liquidation of an OTC clearing member and the definition of close-out amount related to OTC clearing. 08/25/2008 Certified 08/28/2008 1
CBT CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
LCHLTD Changes to the SwapClear initial margin methodology. 01/22/2013 Certified 02/06/2013 1
LCHLTD Introduction of client clearing fees for ForexClear service. 07/15/2013 Certified 07/30/2013 1
LCHSA SA ISDA New CDS Definitions 09/04/2014 Certified 09/18/2014 7
SGX-DC The Amendment is to facilitate SGX-DC's acceptance for clearing of the SGX MB Iron Ore CFR China (65% Fe Fines) Swap Contract. In particular, the Amendment specifies the methodology for the calculation of the FSP of the Contract. 10/31/2018 Certified 11/15/2018 2
ICECC ICC proposes updates to its fee schedules. 02/07/2022 Certified 02/22/2022 3
EUREX Proposed rule amendments in Eurex Clearing Circular 009-23 related to introduction of Residual Settlement for Default Management Hedging Auctions, clarification of ZCIS and PLN eligibility for U.S. offering, and other changes outside the DCO license 02/27/2023 Certified 03/13/2023 3
CCD Cboe Clear Digital submits amendments to its Member Participation Requirements Policy and Procedures. 04/09/2024 Certified 04/23/2024 2
ICE NGX Making same-day strip available for Physically Settled Gas Futures Transactions at Spectra-Hunt Delivery Point. 10/25/2024 Certified 11/08/2024 1
CBT Technical revisions to denatured fuel ethanol forward month swaps to reflect cleared only status after trading OTC 06/27/2007 Certified 06/29/2007 1
CME Amendment to combine the CME security deposit and pool of funds and the NYMEX guaranty fund for purposes of satisfying claims against the clearing house in the event of a clearing member default and applies default insurance currently maintained by NYMEX. 08/20/2008 Certified 08/28/2008 1
NYMEX CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
CME Revisions to comport with CFTC Part 190 Regulations; 12-066 03/06/2012 Certified 03/21/2012 1
ICLREU2 Amendments related to settlement finality and clarifying the standards for the satisfaction of a clearing member's payment obligation to ICE Clear Europe Ltd. 01/23/2013 Certified 02/07/2013 1
NADEX Extend duration of Nadex Daily Currency Binary contracts, add additional close times, changes related to holiday hours, and removal of reference to delisted product. 03/15/2013 Certified 03/30/2013 1
CME Implementation of the OTC FX Non-Deliverable Forwards Incentive Program 10/17/2017 Certified 10/31/2017 2
LCHLTD LCH LTD changes to its Margin Collateral Haircut Schedule. 03/27/2018 Certified 04/09/2018 2
NODALCL Clearing Member may be suspended for insolvency or failure to comply with membership qualifications. 05/15/2018 Certified 05/30/2018 2
ICE NGX Amendment to Section 3.3 of the Contracting Party Agreement. Withdrawal of previous submission dated June 12, 2018; resubmission regarding same matter. 06/21/2018 Certified 07/06/2018 1
ICLREU2 Procedure and policy changes relating to intraday margining. 09/17/2018 Certified 10/01/2018 3
SGX-DC Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Coal Swaps for implementation on 1 January 2019. 11/01/2018 Certified 11/15/2018 1
EUREX Proposed amendments in Eurex Clearing Circular 090-19 related to amending the Price List to discontinue the monetary incentive in options for the Stress Presence Building Block (SBB) 10/01/2019 Certified 10/16/2019 2
LCHSA LCH SA is submitting for self-certification proposed changes to its rules relating to its governance documents. 08/18/2020 Certified 09/01/2020 1
CME Modifications to CME Risk Management Framework 12/10/2020 Certified 12/24/2020 2
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 01/28/2021 Certified 02/11/2021 1
EUREX Proposed amendments to the Price List in Eurex Clearing Circular 072/21 relating to the launch of the new securities clearing platform "C7 Securities Clearing Service." 08/13/2021 Certified 08/26/2021 2
ICE NGX Amendments to the ICE NGX Default Management Procedures 03/18/2022 Certified 04/01/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 046-23 related to the discontinuation of the infrastructure for portfolio compression service providers to offer compression services to Exchange Participants for listed derivatives 07/10/2023 Certified 07/24/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 026-24 related to updated reporting according to Article 9 of EMIR for ETD contracts 04/10/2024 Certified 04/24/2024 2
ICLREU2 ICE Clear Europe is submitting amendments to its Procedures that are intended to make a variety of updates, improvements and clarifications, including to conform to certain recent amendments made to the ICE Clear Europe Clearing Rules. 10/25/2024 Certified 11/08/2024 8
OCC 2004-20 STANS Risk Management 11/15/2004 Certified 11/17/2004 1
NYMEX GLOBEX Rules-Clearing 06/09/2006 Certified 06/09/2006 1
CBT Amendment to combine the CME security deposit and pool of funds and the NYMEX guaranty fund for purposes of satisfying claims against the clearing house in the event of a clearing member default and applies default insurance currently maintained by NYMEX. 08/20/2008 Certified 08/28/2008 1
ICLREU2 List of new OTC Cleared Product Specifications 04/04/2011 Certified 04/01/2011 1
CME Addition of CDX North American Investment Grade and High Yield Index Series 17 products 09/06/2011 Certified 09/07/2011 1
CME Weekly 40.6(d) notifications 03/07/2012 Certified 03/07/2012 1
LCHLLC LCH.Clearnet is amending its rulebook for the SwapClear US service to provide that the SwapClear Tolerance will not be available to any Clearing Member after the final Initial Margin call on any business day which precedes a day that is not a business day 05/24/2013 Certified 06/11/2013 1
LCHLLC Self Certification of a new schedule of Securities Acceptable for Margin Cover Purposes with associated haircut information. 09/04/2014 Certified 09/18/2014 3
LCHLTD LCH Limited Self Certification: Rule Changes Related to the Clearing House Prescribed Language and the obligations of LCH to each Clearing Member. 03/27/2018 Certified 04/10/2018 1
LCHLTD LCH Limited is submitting for self certification changes to its rules relating to its governance documents ("Governance Documents"). 08/18/2020 Certified 09/01/2020 1
EUREX Proposed amendments to the Price List in Eurex Clearing Circular 073/21 relating to the launch of four new MSCI futures at Eurex Frankfurt. 08/13/2021 Certified 08/26/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 030-23 related to cancellation of admission to trading for Futures on iSTOXXr Europe Factor Indices, which are listed on Eurex Deutschland 05/22/2023 Certified 06/06/2023 2
LCHLTD LCH Limited self-certification: Clearing of Israeli Shekel overnight interest rate swaps that reference the ILS-SHIR-OIS Compound floating rate option 09/28/2023 Certified 10/13/2023 1
ICE NGX CPA amendments relating to Deposit Agreement. 02/23/2024 Certified 03/08/2024 1
OCC 2004-19 CMTA IB Identification 11/12/2004 Certified 11/12/2004 1
CCORP Definition of Exchange Market in Rules Chapter 1 is amended to add Regional Greenhouse gas Initiative futures and options. 08/13/2008 Certified 08/28/2008 1
ICE NGX Addition of US natural gas products for clearing 09/07/2011 Certified 09/08/2011 1
CBT Revisions to comport with CFTC Part 190 Regulations; 12-066 03/06/2012 Certified 03/21/2012 1