Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 061-23 related to the launch of Options contracts on FTSE Bitcoin Index Futures on Eurex Deutschland 09/29/2023 Certified 10/13/2023 2
CME Clearing Member Approval 11/30/2001 Certified 11/30/2001 0
OCC 2004-09 ETFs as Hedges 05/28/2004 Certified 05/28/2004 1
NYMEX Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 03/07/2012 Certified 03/22/2012 0
LCHLTD Introduction of forward rate agreements into LCH.Clearnet Ltd.'s SwapClear Futures Commission Merchant Model. 08/15/2012 Certified 08/30/2012 1
CME Extension of the CME OTC FX Fee Waiver Program. CME # 14-216 06/05/2014 Certified 06/18/2014 1
CME Amendments to Various CME/CBOT/NYMEX/COMEX Rules in Connection with CME Group, Inc. Senior Management Changes 03/13/2017 Certified 03/27/2017 1
MGEX Amendments to MGEX's Risk Management Manual 09/23/2020 Certified 10/07/2020 3
CME Delisting of Certain Previously-Listed Contract Months and Subsequent Delisting of the USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) Contract 12/11/2020 Certified 12/28/2020 2
LX Updated Operations Manual 12/03/2021 Certified 12/17/2021 3
ICLR US Rule and Risk Management Framework - Related to Delisting Digital Currency (Bitcoin) Contracts 09/29/2023 Certified 10/16/2023 2
OCC 2004-06 VIX Options 05/07/2004 Certified 05/07/2004 1
ICLREU2 Amendment to rules relating to designated payments system 04/04/2011 Certified 04/04/2011 1
MGEX Amendments to default procedures 03/08/2012 Certified 03/23/2012 1
LCHLTD Extension of eligible maturity for New Zealand Dollar BKBM Interest Rate Swap from ten years to fifteen years. 08/15/2012 Certified 08/30/2012 1
CME Extension of the CME OTC FX Fee Waiver Program 11/19/2013 Certified 12/05/2013 1
CME Clarifying changes to CME Clearing delivery rules. 03/12/2014 Certified 03/27/2014 1
ICLR US ICUS is amending its Risk Management Framework to modify certain aspects of its margin setting parameters. 10/08/2014 Certified 10/23/2014 2
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 10/16/2015 Certified 10/30/2015 1
OCC The proposed rule change concerns enhancements to OCC's governance arrangements. 02/01/2016 Certified 02/16/2016 1
ICECC ICC proposes changes to the ICC Rulebook to provide for the clearance of additional credit default swap contracts. 09/14/2016 Certified 09/28/2016 2
SGX-DC The Amendments relate to changes to the SGX-DC Clearing Fund structure and requirements on the SGX-DC clearing members. 09/18/2018 Certified 10/01/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 010-20 related to the introduction Index Total Return Futures on iSTOXXr Europe Collateral Indices 01/28/2020 Certified 02/11/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 025-20 related to repo transaction penalty provisions, harmonizing the Price List and Clearing Conditions, and Japan-related clearing of OTC 03/19/2020 Certified 04/02/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 071-20 related to not including the new form of "BTA Futura" bond in the deliverable baskets of Euro-BTP-Futures, Short- and Medium Euro-BTP-Futures 08/20/2020 Certified 09/03/2020 2
LCHSA LCH SA is proposing to amend its rules to allow the clearing of single name credit default swap trades referencing a monolineinsurer and to implement the changes required by the update of LCH Group risk policies 09/23/2020 Certified 10/07/2020 2
ICLREU2 ICE Clear Europe is amending Part BB of its Delivery Procedures to clarify the delivery specifications relating to Containerised White Sugar contracts. 01/29/2021 Certified 02/12/2021 2
MGEX Clearing Member Parent Guarantee Requirement; Committees 04/11/2024 Certified 04/25/2024 1
NYMEX Acceptable Forms of Margin 05/04/2001 Certified 05/04/2001 0
OCC 2004-07 Currency Options Delivery 05/07/2004 Certified 05/07/2004 1
CCORP Definition of Exchange Market is ameded to include new product IFEX U.S. Wind Binary Futures Contracts. 09/21/2007 Certified 09/24/2007 1
ICLREU2 Change to delivery procedures for low sulphur gasoil 12/22/2011 Certified 01/10/2012 1
CME Modification to clearing fee schedule as it relates to OTC interest rate swaps; 12-254. 08/15/2012 Certified 08/30/2012 1
ICECC Advance notice of proposed rule changes to update ICC's Euro Eligible Collateral Requirements. 03/12/2014 Certified 05/06/2014 1
OCC OCC proposes to process all sell transactions prior to the exercise of long options in Market-Maker accounts to ensure that only net long positions may be exercised. 07/17/2014 Certified 07/30/2014 1
LCHSA LCH SA is submitting for self-certification the amendments to its Rules to allow the clearing of iTraxx MSCI ESG Screened Europe index contracts and add a number of clarifications and enhancements to some aspects of the CDSClear risk framework. 06/25/2020 Certified 07/09/2020 2
LCHLTD LCH Limited Self-Certification: Removing clearing eligibility for EONIA/EuroSTR basis swap 01/29/2021 Certified 02/12/2021 1
NADEX Nadex plans to launch a promotion, whereby applicants will be able to make an initial deposit of less than the standard $250 minimum deposit as required by Rule 3.1(b) to become a Trading Member. 08/13/2021 Certified 08/27/2021 1
CME Modification and Withdrawal of Clearing Support for Cleared OTC GBP and JPY Interest Rate Basis Swaps Referencing LIBOR 09/09/2021 Certified 09/23/2021 1
NYMEX Original Margin Depositories and Letters of Credit 03/03/2005 Certified 03/08/2005 0
OCC 2004-05 Units of Currency Options PHLX (SEC) 03/19/2004 Certified 03/19/2004 1
LCHLTD Amending rules to (i) clarify netting procedures, (ii) update its Deed of Assignment, and (iii) clarify SwapClear fees. 08/16/2012 Certified 08/31/2012 1
LCHLTD Self-Certification of changes to LCH.Clearnet Ltd Audit Committee Terms of Reference. 01/22/2015 Certified 02/05/2015 1
LCHLTD Correction of an error in the provisions governing the way in which variation margin is characterised. The current drafting erroneously treats variation margin as collateral, this rule change corrects the treatment to be that of a settlement payment. 02/26/2015 Certified 03/12/2015 1
CME Extension of the CME OTC FX Fee Waiver Program 06/14/2016 Certified 06/28/2016 1
LCHLTD LCH is submitting for self-certification amendments to its rules and procedures related to improvements being made to the SwapClear portal. 06/26/2018 Certified 07/11/2018 1
CME Amendment to CME, CBOT, and NYMEX/COMEX Rule 853. ("Transfers of Trades and Customer Accounts") 05/19/2021 Certified 06/03/2021 1
LCHLTD LCH will make one correction to its ForexClear Fee Schedule. Additionally, LCH will correct an error in its Rules related to the maximum settlement date for a ForexClear non-deliverable option contract. 10/21/2021 Certified 11/04/2021 3
EUREX Proposed amendments in Eurex Clearing Circular 004-22 to the Price List relating to certain fees for Frankfurter Wertpapierbrse transactions 02/09/2022 Certified 02/23/2022 2
OCC 2004-04 Equity Options Automatic Exercise (n0n-CFTC) 03/19/2004 Certified 03/19/2004 1