Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Adoption of New Rules for Liquidity Risk Management 07/18/2014 Certified 12/23/2014 2
LCHLTD LCH Limited Self Certification: Rule Changes on Intraday Portfolio Transfers with Collateral 06/26/2018 Certified 07/11/2018 1
ICLR US ICUS is amending its Risk Management Framework to enhance the calculation of shortfall margin. ICUS is refining the stress scenarios used to determine the shortfall margin, as well as how it sets the shortfall margin minimum. 09/18/2018 Certified 10/02/2018 2
CME Delisting of Four (4) Commodity Index Forward Swap Contracts 12/06/2021 Certified 12/06/2021 2
OCC Rule amendment to clarify applicability of rules governing delivery of Treasury Securities underlying Treasury Futures to those with maturities greater than 25 years; SR-OCC-2012-20. 10/22/2012 Certified 11/06/2012 1
CME Extension of the CME OTC FX Fee Waiver Program 12/08/2016 Certified 12/22/2016 1
ICLR US Amendment to Collateral Policy 01/18/2017 Certified 02/01/2017 2
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 770. ("Delivery Obligation Transfer Procedures") 03/13/2017 Certified 03/27/2017 1
LCHLTD LCH Limited Self Certification: Rule Changes on the addition of SOFR Swaps as eligible SwapClear products 06/26/2018 Certified 07/11/2018 1
CME Amendments to CME Rules Chapter 8-G ("Interest Rate Derivative Clearing") to Implement Mandatory IRS Clearing Member Participation in Hedging Auctions 09/19/2018 Certified 10/03/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 078-19 related to stated policy of a temporary fee waiver for transaction fees for certain Eurex EnLight trades, pursuant to Number 3.1 of the Price List, between September 1, 2019 and December 31, 2019 08/13/2019 Certified 08/27/2019 2
ICLREU2 ICE Clear Europe is amending its Rules to address certain requirements under the European Union General Data Protection Regulation in relation to Brexit. 12/14/2020 Certified 12/28/2020 2
LCHLTD LCH Limited Self Certification: rule changes related to tenors and currency pairs extensions of NDFs cleared in the ForexClear service. 01/29/2021 Certified 02/12/2021 1
LCHLTD LCH is submitting for self-certification corrections to the ForexClear fee schedule. 06/29/2021 Certified 07/14/2021 1
EUREX Proposed amendments in Eurex Clearing Circular 005-22 relating to the transaction and post-trade fees in selected Equity Index and Fixed Income Futures and the annual review of volume rebates 02/09/2022 Certified 02/23/2022 2
CCD Amendments to Rules to accommodate for Cboe Clear Digital's provision of clearing services for digital asset futures on a margined basis for FCMs, as well as other certain clarifying updates to the Rules. 08/18/2023 Certified 09/01/2023 1
EUREX Proposed rule amendments in Eurex Clearing Circular 010-24 related to the launch of MSCI Emerging Markets Index Total Return Futures on Eurex Deutschland 02/26/2024 Certified 03/08/2024 2
OCC 2004-03 Give Up Services provider 03/16/2004 Certified 03/16/2004 0
LCHLTD Amending regulations and procedurse to: eliminate its credit exposure to its Protected Payment System banks, permit the collection of interest from members where a negative interest rate is in effect on cash margin, and add Buffer Accounts. 08/17/2012 Certified 09/01/2012 1
NADEX Increase the Real-Time Account Funding (RTAF) Program level from $250 to $500. 10/23/2012 Certified 11/07/2012 1
ICLREU2 ICE Clear Europe submits for self-certification amendments that amend the timeframe during which clearing members are required to make contributions to cover investment losses that exceed the available clearing house loss assets. 06/06/2014 Certified 06/21/2014 1
ICLR US Amendment to Maintenance Period of Stress Loss Charge 12/18/2015 Certified 01/05/2016 1
OCC This proposed rule change concerns pass-through letters of credit. 02/02/2016 Certified 02/17/2016 1
EUREX Amendments to the Eurex Clearing DCO Compliance Manual and 3 other DCO-related policies and procedures 12/15/2017 Certified 01/02/2018 2
CME Amendments to CME Rule 8G04. ("IRS Clearing Member Obligations and Qualifications") to Implement Mandatory IRS Clearing Member Participation in Liquidity Polls 09/19/2018 Certified 10/03/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 013-24 related to the launch of Futures on FTSE EPRA Indices and the STOXX Semiconductor 30 Index on Eurex Deutschland 02/26/2024 Certified 03/08/2024 2
LCHLTD Amendments to Definitions and Regulation 62 to allow for the co-clearing of specific contracts on behalf of members with other clearing houses where one clearinghouse acts for the buyer and the other acts for the seller. 01/28/2009 Certified 02/26/2009 1
ICLREU2 Correction to Platts Crude oil reference price 12/22/2011 Certified 01/10/2012 1
OCC Eliminate fees for three brochures; SR-OCC-2012-09 06/28/2012 Certified 07/14/2012 1
NADEX Amendments to cap exchange fees related to trading and settlement paid by direct members. 08/15/2012 Certified 08/30/2012 1
ICLREU2 Rules related to treatment of cleared swap customer margin in accordance with Part 22 of the Commission's regulations and terms governing delivery of certain notices related to CDS contracts. 10/24/2012 Certified 11/08/2012 1
LCHLTD Introduction of a schedule of fees for Compression Services offered by the SwapClear service. 02/11/2014 Certified 02/27/2014 1
LCHLTD Submission of rule change to modify the ForexClear section of the FCM Procedures to require a FCM member that is a registered investment company, to include provisions in its agreement with a FCM client for FCM client assets to be held at the CCP. 02/27/2015 Certified 03/12/2015 1
OCC This proposed rule change would modify the current process for systematically monitoring market conditions and performing adjustments to OCC's margin coverage when current market volatility increases beyond historically observed levels. 01/19/2017 Certified 02/02/2017 3
EUREX Proposed rule amendments in Eurex Clearing Circular 025-17 relating to settlement processing during three holiday dates 03/13/2017 Certified 03/27/2017 2
LCHSA LCH SA is submitting for self-certification the amendments to the CDS Clearing Rule Book, Procedures and a Clearing Notice to make conforming and clarifying changes necessary to implement relevant provisions of the European Markets in Financial Instrument 12/15/2017 Certified 01/02/2018 2
LCHLTD LCH Limited Self-Certification: MXN Swaps fee holiday 03/01/2019 Certified 03/15/2019 2
LCHLTD LCH Limited's rule changes related to the distribution of losses to Clearing Members in a default event. 12/14/2020 Certified 12/29/2020 1
OCC By-Laws and Rules 03/23/2004 Certified 03/23/2004 0
OCC Termination of OCC's Pledge program; SR-OCC-2012-10 06/28/2012 Certified 07/14/2012 1
CME Amendments to Rules 814 and 901 to clarify time of settlement finality and extinguishment of clearing member obligations 07/18/2014 Certified 08/01/2014 2
ICLR US ICUS is changing the method by which Clearing Members are charged (or credited) with respect to the deposit of USD and non-USD cash collateral held by ICUS 12/16/2014 Certified 12/31/2014 1
ICECC ICC proposes organizational and clarifying edits to the ICC Risk Management Framework and the ICC Treasury Operations Policies and Procedures, and proposes adopting a new ICC Risk Management Model Description document. 02/03/2016 Certified 02/18/2016 2
CME Amendments to CME Rule 8G27 (IRS Risk Committee) 03/18/2016 Certified 04/01/2016 1
LCHSA LCH SA is submitting for self-certification the new CDSClear fee grid proposed for all account structures, including those introduced to reflect the indirect clearing requirements under EMIR and MiFIR for authorized CCPs. 12/15/2017 Certified 01/02/2018 1
EUREX Proposed amendments in Eurex Clearing Circular 108-21 relating to the extension of the enhanced volume rebate methodology related to Eurex Exchange transactions 12/07/2021 Certified 12/20/2021 2
LX BCDR Plan Enhancements 03/21/2022 Certified 04/04/2022 2
CBT CBOT Approved as DCO Approval Process Required Implementing Rules 10/07/2003 Certified 10/07/2003 0
NYPC Amendments related to clearing firm membership and default management. 01/30/2013 Certified 02/14/2013 1
LCHLLC LCH.Clearnet LLC is implementing PPS fees for funds transferred to the clearing house to recover charges from PPS banks. 12/12/2013 Certified 12/28/2013 1