| LCHLLC |
Amendment to Rule 415 to expand circumstances in which clearing member may transfer contract from one account to another, and to Rule 514 to modify form of acceptable performance bond deposit clearing member may accept from customers |
07/20/2010 |
Certified |
07/20/2010 |
|
1 |
| OCC |
Updates procedures to adjustment panel voting |
05/07/2012 |
Certified |
05/22/2012 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited and the SwapClear and ForexClear dealers have modified the SwapClear and ForexClear Agreements, respectively, in order to comply with EMIR. |
04/04/2014 |
Certified |
04/19/2014 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 120-17 related to introduction of Settled-to-Market model for OTC IRS transactions |
11/28/2017 |
Certified |
12/12/2017 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 063-19 related to the introduction of 50 stock tracking futures on the components of the EURO STOXX 50r Index on Eurex Deutschland (Exchange) |
06/28/2019 |
Certified |
07/15/2019 |
|
2 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules to provide for additional fees related to Bloomberg Short-Term Bank Yield swaps ("BSBY Swaps"). |
12/08/2021 |
Certified |
12/22/2021 |
|
1 |
| NODALCL |
Transaction Fee Schedule Change |
03/02/2023 |
Certified |
03/16/2023 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: ForexClear - USD LIBOR Decommission |
05/30/2023 |
Certified |
06/12/2023 |
|
1 |
| CBT |
E-CBOT Clearing |
10/31/2003 |
Certified |
10/31/2003 |
|
1 |
| NYMEX |
Delisting of two cleared contracts traded on Dubai Mercantile Exchange |
02/28/2008 |
Certified |
02/29/2008 |
|
1 |
| CBT |
New CBOT Rule 818 "Close-Out Netting." |
02/12/2009 |
Certified |
02/26/2009 |
|
1 |
| ICE NGX |
Increase in clearing fees for crude oil at US delivery points |
09/07/2011 |
Certified |
09/22/2011 |
|
1 |
| CME |
Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii) |
05/03/2012 |
Certified |
05/03/2012 |
|
5 |
| ICLR US |
ICUS is amending its Rulebook to incorporate use of a direct banking model and to clarify governing law. ICUS is amending its Default Management Procedures to make certain clarifying changes. |
12/16/2014 |
Certified |
12/31/2014 |
|
3 |
| ICLREU2 |
ICE Clear Europe is adopting a new F&O Risk Policy and related F&O Risk Procedures. The new F&O Risk Policy is intended to consolidate and replace several existing ICE Clear Europe F&O policies. |
09/21/2018 |
Certified |
10/05/2018 |
|
2 |
| NODALCL |
Amendments to Nodal Clear Rules to Accommodate Physical Settlement of Environmental Contracts |
11/01/2018 |
Certified |
11/16/2018 |
|
2 |
| ICECC |
ICC proposes amendments to its Clearing Rules relating to default insurance. |
01/30/2020 |
Certified |
02/13/2020 |
|
2 |
| ICECC |
ICC proposes updates to its Governance Playbook. |
02/02/2021 |
Certified |
02/17/2021 |
|
2 |
| CME |
Clearing Membership Assignment Requirements |
04/23/2003 |
Certified |
04/23/2003 |
|
0 |
| ICLREU2 |
Amendments to clearing procedures; changes to reflect new clearing systems |
04/08/2011 |
Certified |
04/08/2011 |
|
1 |
| LCHLTD |
LCH.Clearnet Ltd is making a minor change to its rules to extend the opening hours of the SwapClear service. Following the implementation of this change the service will open at 5.00am GMT and close at 7.00pm EST, providing a 19 by 5 service model. |
10/10/2014 |
Certified |
10/24/2014 |
|
1 |
| SGX-DC |
SGX-DC is submitting a self-certification for amendments to its Clearing Rules. The amendments are in respect of delivery obligations for 3 rubber contracts listed on SGX-DT, which constitute amendments to the SGX-DC Clearing Rules. |
10/25/2017 |
Certified |
11/07/2017 |
|
2 |
| NADEX |
Amending definition of Financial Institution for acceptable deposits, broadening means of deposit in Agreement, clarifying procedure for non-US resident members to make withdrawals. |
02/27/2015 |
Certified |
03/13/2015 |
|
1 |
| LCHLTD |
LCH self certifies a Circular to LCH Clearing Members advising them of the implementation of a portfolio margining floor for initial margin, effective from 2nd October 2017. |
09/01/2017 |
Certified |
09/18/2017 |
|
1 |
| LCHLTD |
Changes to the LTD Rulebook to provide for the offering of both omnibus and individually segregated accounts at the CSD as required by the EU CSD Regulation and the introduction of fee structure for such accounts. |
11/02/2018 |
Certified |
11/16/2018 |
|
1 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 034-22 relating to the introduction of the ISA Direct Indemnified Model, which expands the current ISA Direct Model to an additional client scope |
05/12/2022 |
Certified |
05/26/2022 |
|
20 |
| MGEX |
Amendments to MGEX Risk Manual |
05/30/2023 |
Certified |
06/13/2023 |
|
2 |
| LCHLTD |
LCH is submitting for self-certification changes to its rules regarding periodic surveys of swaps and FX transactions to calculate margin requirements. |
10/03/2023 |
Certified |
10/18/2023 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its rate of return paid on EUR and GBP cash margin and Guaranty Fund deposits and on non-cash collateral applicable to all Clearing Members for house and customer accounts. |
11/24/2023 |
Certified |
12/07/2023 |
|
2 |
| ICLR US |
Delivery Obligations on Default |
10/14/2003 |
Certified |
10/14/2003 |
|
1 |
| CME |
CME Rulebook Chapter 8F amended in part to accomodate clearing services for Eris Exchange, LLC (exempt board of trade) |
07/22/2010 |
Certified |
07/22/2010 |
|
1 |
| NYMEX |
Modifications to Cross-Venue Energy & Metals Incentive Program for High Volume Contributors; 12-083 |
03/15/2012 |
Certified |
03/30/2012 |
|
2 |
| ICLREU2 |
To amend certain aspects of the ICEU Clearing Procedures and Delivery Procedures principally relating to equity futures and options contracts traded on the ICE Futures Europe market and cleared by ICE Clear Europe. |
03/22/2016 |
Certified |
04/04/2016 |
|
2 |
| CME |
Amendments to CME Chapter 901 ("Interest Rate Swaps Contract Terms") for the BRL Interst Rate Swaps Contract |
12/18/2017 |
Certified |
01/03/2018 |
|
1 |
| EUREX |
Proposed implementation of Eurex Clearing AG Guideline on Monitoring and Auditing the Risk Management Practices of FCM Clearing Members |
09/24/2018 |
Certified |
10/09/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 020-19 related to extending the product range offered on its electronic request-for-quote service, Eurex EnLight. (At this time, Eurex EnLight is currently only available to non-U.S. participants.) |
03/05/2019 |
Certified |
03/19/2019 |
|
9 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules regarding ForexClear's use of the EMTA Inc. template terms within certain contracts. |
05/12/2022 |
Certified |
05/26/2022 |
|
3 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 077-22 related to the Management Board of Eurex Deutschland's decision to cancel the admission to trading for Related Security Spread Futures |
10/21/2022 |
Certified |
11/04/2022 |
|
2 |
| LCHSA |
LCH SA is submitting for self-certification the proposed amendments to its CDS Clearing Rules to incorporate new terms and to make conforming, clarifying and clean-up changes to offer the triparty collateral solution to CDSClear clearing members. |
05/30/2023 |
Certified |
06/13/2023 |
|
3 |
| ICLR US |
Proposed amendments to the ICE Clear U.S. Clearing Member Default Management Procedures and Default Auction Procedures |
01/08/2024 |
Certified |
01/23/2024 |
|
2 |
| OCC |
Rule Certification by The Options Clearing Corporation Concerning Updates to its Schedule of Fees. |
05/24/2024 |
Certified |
06/10/2024 |
|
2 |
| ICLR US |
Segregation Requirements |
07/17/2003 |
Certified |
07/17/2003 |
|
0 |
| OCC |
New rule to accommodate futures contracts that are settled in a non-US currency. |
10/22/2010 |
Certified |
10/22/2010 |
|
1 |
| NYMEX |
Modifications to NYMEX/COMEX Energy & Metals Products Cross-Venue Incentive Program; 12-081 |
03/15/2012 |
Certified |
03/30/2012 |
|
2 |
| MGEX |
Amendments to Chapter 21 of the MGEX Rulebook. |
07/08/2015 |
Certified |
07/22/2015 |
|
1 |
| OCC |
Proposed rule change concerning the U.S. market transition to a shortened settlement cycle. |
06/13/2017 |
Certified |
06/27/2017 |
|
1 |
| OCC |
Proposed rule change concerning OCC's Risk Management Framework |
10/25/2017 |
Certified |
11/08/2017 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 091-19 related to the determination of interest rates with respect to Eligible Margin Assets in the form of cash |
10/11/2019 |
Certified |
10/28/2019 |
|
2 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rulebook Chapter 8, and CME Rulebook Chapters 8F and 8G. |
09/29/2020 |
Certified |
10/14/2020 |
|
1 |
| ICLR US |
Amendments to (i) the ICE Clear U.S. Risk Management Framework related to Bitcoin futures shortfall and (ii) the ICE Clear U.S. Default Management Procedures. |
02/03/2021 |
Certified |
02/18/2021 |
|
2 |
