Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
MIAX Reduction in membership pledge requirement for clearing privileges from two memberships to one 02/28/2008 Certified 02/29/2008 1
LCHLLC Amendment to Rule 415 to expand circumstances in which clearing member may transfer contract from one account to another, and to Rule 514 to modify form of acceptable performance bond deposit clearing member may accept from customers 07/20/2010 Certified 07/20/2010 1
OCC Updates procedures to adjustment panel voting 05/07/2012 Certified 05/22/2012 1
LCHLTD LCH.Clearnet Limited and the SwapClear and ForexClear dealers have modified the SwapClear and ForexClear Agreements, respectively, in order to comply with EMIR. 04/04/2014 Certified 04/19/2014 1
EUREX Proposed rule amendments in Eurex Clearing Circular 120-17 related to introduction of Settled-to-Market model for OTC IRS transactions 11/28/2017 Certified 12/12/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 063-19 related to the introduction of 50 stock tracking futures on the components of the EURO STOXX 50r Index on Eurex Deutschland (Exchange) 06/28/2019 Certified 07/15/2019 2
LCHLTD LCH is submitting for self-certification revisions to its rules to provide for additional fees related to Bloomberg Short-Term Bank Yield swaps ("BSBY Swaps"). 12/08/2021 Certified 12/22/2021 1
NODALCL Transaction Fee Schedule Change 03/02/2023 Certified 03/16/2023 2
LCHLTD LCH Limited Self-Certification: ForexClear - USD LIBOR Decommission 05/30/2023 Certified 06/12/2023 1
CBT E-CBOT Clearing 10/31/2003 Certified 10/31/2003 1
NYMEX Delisting of two cleared contracts traded on Dubai Mercantile Exchange 02/28/2008 Certified 02/29/2008 1
CBT New CBOT Rule 818 "Close-Out Netting." 02/12/2009 Certified 02/26/2009 1
ICE NGX Increase in clearing fees for crude oil at US delivery points 09/07/2011 Certified 09/22/2011 1
CME Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii) 05/03/2012 Certified 05/03/2012 5
ICLR US ICUS is amending its Rulebook to incorporate use of a direct banking model and to clarify governing law. ICUS is amending its Default Management Procedures to make certain clarifying changes. 12/16/2014 Certified 12/31/2014 3
ICLREU2 ICE Clear Europe is adopting a new F&O Risk Policy and related F&O Risk Procedures. The new F&O Risk Policy is intended to consolidate and replace several existing ICE Clear Europe F&O policies. 09/21/2018 Certified 10/05/2018 2
NODALCL Amendments to Nodal Clear Rules to Accommodate Physical Settlement of Environmental Contracts 11/01/2018 Certified 11/16/2018 2
ICECC ICC proposes amendments to its Clearing Rules relating to default insurance. 01/30/2020 Certified 02/13/2020 2
ICECC ICC proposes updates to its Governance Playbook. 02/02/2021 Certified 02/17/2021 2
CME Clearing Membership Assignment Requirements 04/23/2003 Certified 04/23/2003 0
ICLREU2 Amendments to clearing procedures; changes to reflect new clearing systems 04/08/2011 Certified 04/08/2011 1
LCHLTD LCH.Clearnet Ltd is making a minor change to its rules to extend the opening hours of the SwapClear service. Following the implementation of this change the service will open at 5.00am GMT and close at 7.00pm EST, providing a 19 by 5 service model. 10/10/2014 Certified 10/24/2014 1
SGX-DC SGX-DC is submitting a self-certification for amendments to its Clearing Rules. The amendments are in respect of delivery obligations for 3 rubber contracts listed on SGX-DT, which constitute amendments to the SGX-DC Clearing Rules. 10/25/2017 Certified 11/07/2017 2
NADEX Amending definition of Financial Institution for acceptable deposits, broadening means of deposit in Agreement, clarifying procedure for non-US resident members to make withdrawals. 02/27/2015 Certified 03/13/2015 1
LCHLTD LCH self certifies a Circular to LCH Clearing Members advising them of the implementation of a portfolio margining floor for initial margin, effective from 2nd October 2017. 09/01/2017 Certified 09/18/2017 1
LCHLTD Changes to the LTD Rulebook to provide for the offering of both omnibus and individually segregated accounts at the CSD as required by the EU CSD Regulation and the introduction of fee structure for such accounts. 11/02/2018 Certified 11/16/2018 1
EUREX Proposed amendments in Eurex Clearing Circular 034-22 relating to the introduction of the ISA Direct Indemnified Model, which expands the current ISA Direct Model to an additional client scope 05/12/2022 Certified 05/26/2022 20
MIAX Amendments to MGEX Risk Manual 05/30/2023 Certified 06/13/2023 2
LCHLTD LCH is submitting for self-certification changes to its rules regarding periodic surveys of swaps and FX transactions to calculate margin requirements. 10/03/2023 Certified 10/18/2023 1
ICLREU2 ICE Clear Europe is amending its rate of return paid on EUR and GBP cash margin and Guaranty Fund deposits and on non-cash collateral applicable to all Clearing Members for house and customer accounts. 11/24/2023 Certified 12/07/2023 2
ICLR US Delivery Obligations on Default 10/14/2003 Certified 10/14/2003 1
CME CME Rulebook Chapter 8F amended in part to accomodate clearing services for Eris Exchange, LLC (exempt board of trade) 07/22/2010 Certified 07/22/2010 1
NYMEX Modifications to Cross-Venue Energy & Metals Incentive Program for High Volume Contributors; 12-083 03/15/2012 Certified 03/30/2012 2
ICLREU2 To amend certain aspects of the ICEU Clearing Procedures and Delivery Procedures principally relating to equity futures and options contracts traded on the ICE Futures Europe market and cleared by ICE Clear Europe. 03/22/2016 Certified 04/04/2016 2
CME Amendments to CME Chapter 901 ("Interest Rate Swaps Contract Terms") for the BRL Interst Rate Swaps Contract 12/18/2017 Certified 01/03/2018 1
EUREX Proposed implementation of Eurex Clearing AG Guideline on Monitoring and Auditing the Risk Management Practices of FCM Clearing Members 09/24/2018 Certified 10/09/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 020-19 related to extending the product range offered on its electronic request-for-quote service, Eurex EnLight. (At this time, Eurex EnLight is currently only available to non-U.S. participants.) 03/05/2019 Certified 03/19/2019 9
LCHLTD LCH is submitting for self-certification revisions to its rules regarding ForexClear's use of the EMTA Inc. template terms within certain contracts. 05/12/2022 Certified 05/26/2022 3
EUREX Proposed rule amendments in Eurex Clearing Circular 077-22 related to the Management Board of Eurex Deutschland's decision to cancel the admission to trading for Related Security Spread Futures 10/21/2022 Certified 11/04/2022 2
LCHSA LCH SA is submitting for self-certification the proposed amendments to its CDS Clearing Rules to incorporate new terms and to make conforming, clarifying and clean-up changes to offer the triparty collateral solution to CDSClear clearing members. 05/30/2023 Certified 06/13/2023 3
ICLR US Proposed amendments to the ICE Clear U.S. Clearing Member Default Management Procedures and Default Auction Procedures 01/08/2024 Certified 01/23/2024 2
OCC Rule Certification by The Options Clearing Corporation Concerning Updates to its Schedule of Fees. 05/24/2024 Certified 06/10/2024 2
NODALCL Transaction Fee Schedule Update 08/28/2024 Certified 09/12/2024 2
ICLR US Segregation Requirements 07/17/2003 Certified 07/17/2003 0
OCC New rule to accommodate futures contracts that are settled in a non-US currency. 10/22/2010 Certified 10/22/2010 1
NYMEX Modifications to NYMEX/COMEX Energy & Metals Products Cross-Venue Incentive Program; 12-081 03/15/2012 Certified 03/30/2012 2
MIAX Amendments to Chapter 21 of the MGEX Rulebook. 07/08/2015 Certified 07/22/2015 1
OCC Proposed rule change concerning the U.S. market transition to a shortened settlement cycle. 06/13/2017 Certified 06/27/2017 1
OCC Proposed rule change concerning OCC's Risk Management Framework 10/25/2017 Certified 11/08/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 091-19 related to the determination of interest rates with respect to Eligible Margin Assets in the form of cash 10/11/2019 Certified 10/28/2019 2