Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Amendments to CME, CBOT, NYMEX/COMEX Rulebook Chapter 8, and CME Rulebook Chapters 8F and 8G. 09/29/2020 Certified 10/14/2020 1
ICLR US Amendments to (i) the ICE Clear U.S. Risk Management Framework related to Bitcoin futures shortfall and (ii) the ICE Clear U.S. Default Management Procedures. 02/03/2021 Certified 02/18/2021 2
CME Expansion of Clearing of Certain OTC Interest Rate Swap Products Denominated in Australian Dollars, Canadian Dollars, British Pound Sterling and Japanese Yen. 03/24/2021 Certified 04/07/2021 1
ICECC ICE Clear Credit LLC proposes revisions to its Risk Parameter Setting and Review Policy. 10/04/2023 Certified 10/19/2023 2
CME Delisting of the Polish Zloty ("PLN") Warsaw Interest Rate Overnight ("WIRON") Interest Rate Swaps ("WIRON OIS") Contract for Clearing 05/24/2024 Certified 06/10/2024 1
OCC Rule Certification Concerning the Modification of its Margin Methodology, System for Theoretical Analysis and Numerical (STANS), to Conform its Margin Model to the Contract Specifications for a New Exchange Product. 07/01/2024 Certified 07/16/2024 2
NADEX Nadex is amending certain rules to improve the efficiency and effectiveness of its disciplinary process. 09/27/2024 Certified 10/11/2024 2
NYMEX Forms of Margin 05/23/2001 Certified 05/23/2001 0
OCC OCC 2006-15, 8.31.06, Rule 604, ETFs as margin 08/31/2006 Certified 08/31/2006 1
ICLR US Closing Out Positions of Expelled or Suspended Clearing Members 02/24/2003 Certified 02/24/2003 0
NADEX Amendment of all rules to change the name of the DCO to the North American Deriviatives Exchange, Inc. ("Nadex") effective June 21, 2009, delete references to "Hedgelets," and amend a footnote to Rule 12.7. 06/19/2009 Certified 06/23/2009 1
NYMEX Diverse Trading Non-Member International Commercial Firms Energy Incentive Program; 12-085 03/15/2012 Certified 03/30/2012 2
ICLR US Amendment to By-law 5.6 Supermargin and Position Risk 07/08/2015 Certified 07/22/2015 3
ICLREU2 The purpose of the amendments is to modify certain aspects of the ICEU Finance Procedures to add South African rand ("ZAR") as a currency eligible for Variation Margin and settlement payments for F&S contracts which settle in such currency. 11/09/2016 Certified 11/25/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 039-17 relating to currencies for OTC DCMs, treatment of fractions of securities under the ECM, contact persons for extended hours, termination process for 2 contracts, and certain settlement hours 04/27/2017 Certified 05/11/2017 2
LX Revision to Rule 5.6 to extend exchange hours to 24/7 10/26/2017 Certified 11/09/2017 1
LCHLTD LCH Limited Self Certification: Rule Changes amending the GBP-WMBA-OIS-COMPOUND reference rate to GBP-SONIA-COMPOUND. 04/05/2018 Certified 04/18/2018 1
CME Amendments to CME Rulebook Chapters 600 and 8-F and CME, CBOT, NYMEX/COMEX Rule 900. 08/14/2019 Certified 08/28/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 091-22 related to extending the enhanced volume rebate methodology for Eurex Exchange order book and off-book transactions, which was introduced in March 2019, for an unlimited period 12/07/2022 Certified 12/21/2022 2
OCC PBOT Libor Futures & Amended Agreement 10/03/2006 Certified 11/10/2006 1
ICLR US Price Limits Margining 12/15/2003 Certified 12/15/2003 0
CCORP Amend definition of Exchange Market to include CCFE's options on carbon financial instrument futures. 02/26/2008 Certified 02/29/2008 1
CME Certification of Changes to CME Rules 281H.02.A. on Cash Settlement of Cleared OTC U.S. Dollar/Indonesian Rupiah (USD/IDR) Spot, Forwards and Swaps Contracts. 03/13/2014 Certified 03/28/2014 1
LCHSA The replacement of e-CCW technology thus enhancing security, capability and maintenance willbe effective from 21 April 2015. Therefore the fees grid has to be updated. 04/07/2015 Certified 04/20/2015 1
LCHLTD LCH ForexClear service amends its clearing fees. 11/29/2017 Certified 12/12/2017 1
LCHLTD LCH Limited Self Certification: Rule Changes allowing members to determine the index final for an Inflation Contract 06/28/2018 Certified 07/13/2018 1
LCHSA LCH SA is submitting for self-certification the proposed amendments to the CDSClear Risk Methodology and CDS Clearing Rules to allow clearing of the new Markit iTraxx Subordinated Financials Index CDS and the related single name CDS constituents 10/11/2019 Certified 10/28/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 004-21 related to amending the transaction and post-trade fees in EURO STOXXr Banks Futures (FESB) and STOXXr Europe 600 Banks Futures (FSTB) 02/04/2021 Certified 02/19/2021 2
LCHLTD LCH Limited files a self certification of rule changes concerning the ForexClear service to:i)extend clearing eligibility to USD-HKD NDFs and ii)amend terminology related to NDFs and NDOs. 05/26/2021 Certified 06/10/2021 1
NODALCL CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules 09/10/2021 Certified 09/24/2021 2
OCC Rule Certification Concerning OCC's Governance Arrangements 03/25/2022 Certified 04/08/2022 1
LCHLTD LCH Limited self-certification: Variable elements of a swap 01/09/2024 Certified 01/24/2024 1
NYMEX CME GLOBEX Prices Incorporated into settlement prices 09/01/2006 Certified 09/01/2006 1
NYMEX Eliminates OTC Reference 01/22/2003 Certified 01/22/2003 0
ICLREU2 New rules relating to Trade Date Clearing 04/12/2011 Certified 04/12/2011 1
ICLR US Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
OCC The proposed rule change and advance notice would provide for enhancements in OCC's margin model for longer-tenor options (i.e., those options with at least three years of residual tenor). 05/30/2013 Certified 06/14/2013 1
CME Application of excess defaulting clearing member assets in crossover default scenarios; Harmonization of Defaulted Base Clearing Member Collateral definitions. 03/17/2014 Certified 04/01/2014 2
OCC The proposed rule change concerns certain new risk models designed to risk manage energy futures contracts and options on energy futures contracts. 03/02/2015 Certified 03/16/2015 1
LCHLTD LCH.Clearnet Limited new Schedule of Securities Acceptable for Margin Cover Purposes. 02/05/2016 Certified 02/19/2016 2
LCHLTD LCH self-certifies changes to its rules related to i) the processing of ancillary Compression fees and ii) the requirement for Clearing Members to make payments related to portfolio transfers. 06/13/2017 Certified 06/27/2017 1
LCHLTD LCH self-certifies changes to its rules to clarify that all variation margin payments associated with US-incorporated ForexClear Clearing Members ("US FXCCM Clearing Members") are treated as settlement payments. 05/16/2018 Certified 05/31/2018 1
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of an additional Standard Emerging Market Sovereign CDS contract. 06/28/2018 Certified 07/13/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 064-19 related to the introduction of 43 additional single stock dividend futures listed on Eurex Deutschland (not available to U.S. participants) 07/01/2019 Certified 07/16/2019 2
OCC Rule Certification by The Options Clearing Corporation Concerning Weekly Options and Short Term Options 03/25/2022 Certified 04/08/2022 1
CME Delisting of USD-LIBOR-BBA Swaption Contracts 10/24/2022 Certified 10/24/2022 1
EUREX Proposed rule amendments in Eurex Clearing Circular 024-23 related to the introduction of Czech Koruna (CZK) and Hungarian Forint (HUF) Interest Rate Derivatives for EurexOTC Clear 04/13/2023 Certified 04/27/2023 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework 10/05/2023 Certified 10/20/2023 2
ICECC The principal purpose of the purposed rule change is to make changes to the ICC Governance Playbook, ICC Risk Management Framework, ICC Rulebook and ICC Operating Agreement 07/03/2024 Certified 07/18/2024 3
NYMEX Remote Clearing Solution 06/03/2005 Certified 06/17/2005 1