Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
ICLREU2 ICE Clear Europe amends its Clearing Rules, Clearing Procedures, Finance Procedures, Delivery Procedures, CDS Procedures, Membership Procedures, Complaint Resolution Procedures and General Contract Terms to make various updates and enhancements. 07/01/2021 Certified 07/16/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 064-22 related to additional validations for bunched order workflow and adoption of Advanced Risk Netting Units under EMIR and LSOC clearing models 09/06/2022 Certified 09/20/2022 2
OCC Rule Certification Concerning OCC's Risk Management Framework and Corporate Risk Management Policy 10/25/2022 Certified 11/08/2022 6
OCC PBOT Clearing Agreement 10/31/2003 Certified 10/31/2003 1
OCC Rule changes creating a framework for OCC to provide clearing services for stock loan and borrow transactions effected through electronic trading systems. 12/22/2008 Certified 12/30/2008 1
ICLREU2 List of additional cleared OTC contracts 04/13/2011 Certified 04/13/2011 1
ICLREU2 ICE Clear Europe submits for self-certification modifications to its CDS margin methodology in connection with the acceptance for clearing of new Western European sovereign CDS contracts. 04/09/2014 Certified 04/24/2014 1
CME Changes to CDS Product Definitions to Incorporate the ISDA 2014 Credit Derivatives Definitions 09/05/2014 Certified 09/19/2014 2
LCHLTD The LCH.Clearnet Limited ForexClear service Risk-free Compression offering. 08/24/2015 Certified 09/04/2015 1
CME Revisions to CME/CBOT/NYMEX/COMEX Rule 973 - Customer Accounts with the Clearing House 09/17/2015 Certified 10/01/2015 1
LCHLTD LCH self certifies changes to its rules for SwapClear to:i.remove certain market standard definitions ii.correct the maximum tenors for certain contracts iii.allow Clearing Members to use excess collateral to register Backloaded Trade(s) 05/01/2017 Certified 05/15/2017 1
CME Amendments to CME Rule 8G802.B. 09/06/2017 Certified 09/20/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 136-17 related to close-out netting in Chapter IX (Clearing of Securities Lending Transactions) of the Clearing Conditions 12/19/2017 Certified 01/04/2018 2
CME Implementation of the Cleared OTC FX Fee Schedule for Non-Deliverable Forwards (NDFs) and Cash-Settled Forwards (CSFs) 06/14/2022 Certified 06/29/2022 1
ICLREU2 ICE Clear Europe Limited is amending its Delivery Procedures to add a new Part N2 thereto, which will apply to certain ICE Futures Europe Deliverable Carbon Contracts. 03/07/2023 Certified 03/20/2023 2
ICLREU2 ICEU is updating Part N2 of its Delivery Procedures to update provisions relating to the delivery timetable for ICE Deliverable Carbon Contracts and Part Q to update certain requirements relating to delivery of hard copies of relevant delivery documents. 04/17/2024 Certified 05/01/2024 3
OCC Settlement of Stock Futures 08/21/2003 Certified 08/21/2003 1
OCC This proposed rule change concerns enhanced post-trade price reasonableness checks on confirmed trades in standardized options and futures options. 07/22/2014 Certified 08/04/2014 1
LCHLTD LCH.Clearnet is submitting for self certification changes to its rules related to confidentiality during the default management of an FCM and to remove ambiguity around its rules related to the allocation of losses related to a Treasury Default. 02/08/2016 Certified 02/22/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 056-17 relating to the introduction of Eurex Market-on-Close Futures on EURO STOXXr Index Futures 06/14/2017 Certified 06/28/2017 2
OCC Proposed rule change to adopt a new minimum cash requirement for the Clearing Fund. 12/20/2017 Certified 01/05/2018 2
LCHLTD LCH is submitting for self-certification changes to its rules in order to remove LCH's discretion to increase the Mandatory ForexClear Swap Limit above the relevant cap in the context of FX Options clearing. 08/14/2018 Certified 08/28/2018 1
OCC Proposed rule change to require that an Actionable Identifier be included on Customer and Non-Customer securitiesoptions trades other than Market Maker trades. 04/15/2019 Certified 04/29/2019 1
OCC Proposed rule change to update The Options Clearing Corporation's Operational Loss Fee in its schedule of fees pursuant to its Capital Management Policy 03/24/2020 Certified 04/07/2020 2
LCHLTD LCH Limited Self Certification: Rule changes related to clearing of Non-Deliverable Options ("NDOs") and the calculation of the Sovereign Risk Margin ("SRM") add-on in the ForexClear service. 09/30/2020 Certified 10/14/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 023-23 related to changing Eurex Clearing's collateral concentration add-on fee, removing the securities over-collateralization charge for Default Fund Contributions, and introducing a cash ratio right 04/17/2023 Certified 05/01/2023 2
OCC Appointed Clearing Members 08/21/2003 Certified 08/21/2003 1
OCC Amendments to Fitness Standards; statutory disqualifications SR-OCC-2012-03 03/15/2012 Certified 03/30/2012 1
LCHLTD Addition of precious metals as margin collateral, Extension of use of Collateral Management System to include third party collateral 05/02/2012 Certified 05/17/2012 1
OCC Proposed rule change concerning the adoption of the Technology Committee of OCC's Board of Directors. 11/30/2015 Certified 12/14/2015 1
ICLREU2 ICEU is amending the charges to Clearing Members and rates of return paid to Clearing Members in respect of margin and guaranty fund deposits 01/24/2017 Certified 02/06/2017 2
NODALCL Amendment to Exchange and Clearing Transaction Fee Schedule to reflect the fees for natural gas and environmental Exchange for Physical ("EFP") transactions. 09/30/2020 Certified 10/14/2020 2
LCHLTD LCH is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. 05/16/2022 Certified 05/31/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 065-22 related to the introduction of Euro High Yield Index Futures on Eurex Deutschland 09/08/2022 Certified 09/22/2022 2
ICLREU2 ICE Clear Europe is adopting a new Futures and Options Default Management Policy, which will address procedures and requirements for the Clearing House's management of an Event of Default with respect to an F&O Clearing Member. 04/17/2023 Certified 05/01/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circulars 035-24, 036-24 related to the introduction of EurexOTC Clear Release 17.0 and OTC SCIS and their integration into OTC IRD Pricing Pack subscriptions and multilateral compression services 05/29/2024 Certified 06/12/2024 2
OCC Foreign Currency Futures 07/18/2003 Certified 07/18/2003 0
NYMEX De-listing by DME of the Brent-Oman and WTI-Oman Financial Spreads. 02/28/2008 Certified 03/05/2008 1
ICE NGX Amendment to Product List of CPA to add new products 12/29/2008 Certified 01/02/2009 1
NYMEX Changes to Incentive Program for OTC Energy Options Products; 12-089 03/19/2012 Certified 04/03/2012 2
ICLREU2 Amendments to CDS Procedures to incorporate terms for the CDX North America Index CDS Contracts to be cleared by ICE Clear Europe. 03/06/2015 Certified 03/19/2015 1
LCHLTD LCH Limited Self-Certification: Removal of Clearstream Frankfurt as a settlement location 03/06/2019 Certified 03/20/2019 1
CME Amendments to CME Rule 8G930.C. ("Acceptable Performance Bond Deposits for IRS Products") 04/16/2019 Certified 04/30/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 051-20 related to Eurex Deutschland's introduction of options on Euro Buxl Futures 06/26/2020 Certified 07/13/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 077-20 related to the Specific Repo License prerequisites, clearing in Ontario, handling profits for Eurex Daily Futures Contracts on KOSPI Derivatives, and the transaction duration for listed contracts 09/30/2020 Certified 10/15/2020 2
ICLR US Amendments to ICUS Rule 204 03/26/2021 Certified 04/09/2021 1
LCHLTD LCH is submitting for self-certification the proposed amendments to the Terms of Reference of the Remuneration Committee, which is a committee of the LCH Board. 05/16/2022 Certified 05/31/2022 2
ICLR US Risk Management Framework Amendment - Collateral Haircut Methodology 09/08/2022 Certified 09/22/2022 2
LCHLTD LCH Limited self-certification: Clearing of Polish Zloty overnight interest rate swaps that reference the PLN-WIRON-OIS Compound floating rate option 10/06/2023 Certified 10/23/2023 1
ICE NGX Fee schedule changes to CPA for trading and clearing products 12/29/2008 Certified 01/02/2009 1