OCC |
Proposed rule change that would broaden the definition of the term "Representative" in Article I, Section 1 of OCC's by-laws. |
07/29/2010 |
Certified |
07/29/2010 |
|
1 |
LCHLTD |
New client clearing fee structure |
03/16/2012 |
Certified |
03/31/2012 |
|
1 |
ICECC |
ICC proposes to update and formalize the ICC Operational Risk Management Framework. |
11/25/2014 |
Certified |
12/10/2014 |
|
2 |
CME |
Amendments to Six (6) CBOT Fertilizer Cleared Swap Contracts |
03/06/2015 |
Certified |
03/20/2015 |
|
1 |
LCHLLC |
Circular to send to SwapClear Clearing Members = describes changes to Client Deposit Rate ("CDR"). |
09/18/2015 |
Certified |
10/02/2015 |
|
1 |
LCHLTD |
LCH is submitting for self-certification changes to its rules regarding the identification to LCH of a client's backup Clearing Member(s). The change does not apply to Clearing Members which are Futures Commission Merchants ("FCMs") and their clients. |
08/15/2018 |
Certified |
08/28/2018 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 052-20 related to public notice of a default on the website, clarifying amendments to the FCM Regulations, buy-in procedures for securities lending transactions, and other |
06/26/2020 |
Certified |
07/13/2020 |
|
3 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 028-21 related to clarifying that entities in Puerto Rico fall within the definition of "U.S. Direct Client," discontinuation of clearing services for securities lending, and a Price List clarification |
03/29/2021 |
Certified |
04/12/2021 |
|
2 |
EUREX |
Proposed Price List amendments in Eurex Clearing circular 059-21 related to the launch on Eurex EnLight of 23 Eurex Fixed Income ETD products. |
07/02/2021 |
Certified |
07/16/2021 |
|
2 |
MGEX |
Addition of new Rule regarding Bitnomial Exchange block trades |
02/14/2022 |
Certified |
03/01/2022 |
|
1 |
ICE NGX |
Submission in implement changes to ICE NGX RMF to enhance descriptions relating to financial resources evaluation procedures, accrual variation margin methodology, management of risks relating to accepting LoC as collateral |
10/06/2023 |
Certified |
10/23/2023 |
|
2 |
CCD |
Update to CCD Operating Agreement |
04/18/2024 |
Certified |
05/02/2024 |
|
1 |
OCC |
Fund Share |
06/02/2003 |
Certified |
06/02/2003 |
|
0 |
NYMEX |
Renumbering of Rule 9.00B Close-Out Netting to Rule 8.18 |
12/30/2008 |
Certified |
01/02/2009 |
|
1 |
OCC |
Proposed rule change to exclude TIP-STRIPS from the definition of "Government securities." |
07/29/2010 |
Certified |
07/29/2010 |
|
1 |
OCC |
Technical amendments to fitness standards for directors, clearing members and others |
05/15/2012 |
Certified |
05/31/2012 |
|
1 |
CME |
Self-certification of CME Clearing Advisory Notice Expanding Collateral Program to Include Additional Exchange-Traded Funds; 14-220 and 14-220S |
06/10/2014 |
Certified |
06/25/2014 |
|
2 |
OCC |
The Options Clearing Corporation proposes to amend its By-Laws and rules in order to enhance the measurement used to establish minimum capital requirements for banks approved to issue letters of credit. |
03/06/2015 |
Certified |
03/20/2015 |
|
1 |
CME |
Amendments to CME Rules 8G02.; 8G04.; 8G14.; 8G25.; 8G802.; 8H02.; 8H04.; 8H14.; 8H26.; 8H802. |
09/08/2017 |
Certified |
09/22/2017 |
|
1 |
CCD |
Self-Certification Pursuant to CFTC Regulation 40.6 -- Member Delivery Obligations and Alternative Delivery Procedures |
02/05/2020 |
Certified |
02/20/2020 |
|
2 |
LCHLTD |
LCH Limited Self-Certification: SGD SORA tenor extension from 5.5Y to 21Y for OIS and Basis swaps |
02/05/2021 |
Certified |
02/22/2021 |
|
1 |
MGEX |
Amendments to Clearing Member Withdrawal Rules |
02/14/2022 |
Certified |
03/01/2022 |
|
1 |
ICLR US |
Amendments to ICE Clear U.S.'s Rules |
10/27/2022 |
Certified |
11/10/2022 |
|
2 |
LCHLTD |
LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. |
06/01/2023 |
Certified |
06/14/2023 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 063-23 related to the launch of Great British pence (GBX) denominated Equity Total Return Futures (ETRFs) on Eurex Deutschland |
10/09/2023 |
Certified |
10/20/2023 |
|
2 |
CCD |
Update to Margin Model and Margin Model Governance Policy |
04/18/2024 |
Certified |
05/02/2024 |
|
2 |
OCC |
CBOE Clearing Agreement |
07/18/2003 |
Certified |
07/18/2003 |
|
0 |
OCC |
Technical clarification to Rule 1506 which prohibits the deposit in lieu of margin in respect of certain options to add references to range options. |
12/31/2008 |
Certified |
01/02/2009 |
|
1 |
ICLREU2 |
Changes to SPAN margin methodology |
03/16/2012 |
Certified |
03/31/2012 |
|
1 |
NYMEX |
Change to NYMEX Brent Block Trade Broker Rebate Program |
05/16/2012 |
Certified |
06/01/2012 |
|
1 |
LCHLTD |
The LCH.Clearnet Limited rulebook is amended to conform to the industry-wide change resulting in the introduction of the SGD-SOR-VWAP index rate (and discontinuation of the SGD-SOR index rate). |
09/20/2013 |
Certified |
10/22/2013 |
|
1 |
ICECC |
ICC proposes revising its Treasury Operations Policies and Procedures to provide for use of a Federal Reserve Account, for use of a committed repo facility, and for USD and Euro investment guidelines for use by outside investment managers. |
01/23/2015 |
Certified |
02/06/2015 |
|
2 |
CME |
Amendments to CME Rule 730. (Delivery Through CLS Bank) |
01/25/2017 |
Certified |
02/08/2017 |
|
1 |
LCHSA |
See attached document. |
07/02/2019 |
Certified |
07/17/2019 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Client Buffer |
03/25/2020 |
Certified |
04/08/2020 |
|
1 |
OCC |
Proposed rule change concerning The Options Clearing Corporation's Synthetic Futures Model. |
09/30/2020 |
Certified |
10/15/2020 |
|
2 |
ICLR US |
Amendments to the ICE Clear U.S., Inc. Rules |
03/29/2022 |
Certified |
04/12/2022 |
|
1 |
LCHSA |
LCH SA is submitting for self-certification an incentive fee programme (CCPSwitch Programme) proposed to existing and new potential clearing members andclients of its CDSClear service. |
09/09/2022 |
Certified |
09/22/2022 |
|
1 |
OCC |
Confidentiality Policy |
06/02/2003 |
Certified |
06/02/2003 |
|
0 |
CME |
Rule amendments to Chapter 415x to accept for clearing Cleared-Only S&P GSCI ER Index Swap contracts |
03/04/2009 |
Certified |
03/06/2009 |
|
1 |
ICLREU2 |
Amendments to Permitted Cover rules, haircut rates. |
03/16/2012 |
Certified |
03/31/2012 |
|
1 |
LCHLLC |
The LCH.Clearnet LLC rulebook is amended to conform to the industry-wide change resulting in the introduction of the SGD-SOR-VWAP index rate (and discontinuation of the SGD-SOR index rate). |
09/20/2013 |
Certified |
10/22/2013 |
|
1 |
LCHLTD |
Self-certification pursuant to 40.6(a) to implement changes to LCH.Clearnet Limited's Rules and Regulations in relation to margin-taking, payment netting and close-out netting. |
12/13/2013 |
Certified |
12/31/2013 |
|
1 |
ICECC |
The purpose of proposed rule change is to implement changes to the method by which ICE Clear Credit LLC charges Clearing Participants for collateral and cash management services. |
02/13/2014 |
Certified |
03/01/2014 |
|
1 |
LCHLTD |
LCH is submitting for self-certification changes to its rules to ensure compliance with the UK's new corporate criminal offence of failure to prevent the facilitation of tax evasion. |
09/08/2017 |
Certified |
09/22/2017 |
|
1 |
ICLREU2 |
ICEU is modifying its CDS Stress Testing Policy, among other matters, to recategorize certain CDS stress testing scenarios, address specific wrong way risk, introduce new forward looking credit event scenarios. |
05/18/2018 |
Certified |
06/04/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 081-18 related to providing that the English language version of the Clearing Conditions and any related documents will be the sole and legally binding version |
09/28/2018 |
Certified |
10/15/2018 |
|
2 |
LCHLTD |
LCH Ltd is submitting for self-certification changes to the participation choices available to Approved Compression Service Providers ("ACSPs") |
12/11/2018 |
Certified |
01/28/2019 |
|
1 |
CME |
Withdrawal of Clearing Support for Cleared Over-the-Counter British Pound, Japanese Yen and Swiss Franc Denominated Forward Rate Agreements Referencing LIBOR |
09/13/2021 |
Certified |
09/27/2021 |
|
1 |
EUREX |
Amendments to the DCO Compliance Manual |
10/27/2022 |
Certified |
11/10/2022 |
|
4 |