Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Proposed rule change that would broaden the definition of the term "Representative" in Article I, Section 1 of OCC's by-laws. 07/29/2010 Certified 07/29/2010 1
LCHLTD New client clearing fee structure 03/16/2012 Certified 03/31/2012 1
ICECC ICC proposes to update and formalize the ICC Operational Risk Management Framework. 11/25/2014 Certified 12/10/2014 2
CME Amendments to Six (6) CBOT Fertilizer Cleared Swap Contracts 03/06/2015 Certified 03/20/2015 1
LCHLLC Circular to send to SwapClear Clearing Members = describes changes to Client Deposit Rate ("CDR"). 09/18/2015 Certified 10/02/2015 1
LCHLTD LCH is submitting for self-certification changes to its rules regarding the identification to LCH of a client's backup Clearing Member(s). The change does not apply to Clearing Members which are Futures Commission Merchants ("FCMs") and their clients. 08/15/2018 Certified 08/28/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 052-20 related to public notice of a default on the website, clarifying amendments to the FCM Regulations, buy-in procedures for securities lending transactions, and other 06/26/2020 Certified 07/13/2020 3
EUREX Proposed rule amendments in Eurex Clearing Circular 028-21 related to clarifying that entities in Puerto Rico fall within the definition of "U.S. Direct Client," discontinuation of clearing services for securities lending, and a Price List clarification 03/29/2021 Certified 04/12/2021 2
EUREX Proposed Price List amendments in Eurex Clearing circular 059-21 related to the launch on Eurex EnLight of 23 Eurex Fixed Income ETD products. 07/02/2021 Certified 07/16/2021 2
MGEX Addition of new Rule regarding Bitnomial Exchange block trades 02/14/2022 Certified 03/01/2022 1
ICE NGX Submission in implement changes to ICE NGX RMF to enhance descriptions relating to financial resources evaluation procedures, accrual variation margin methodology, management of risks relating to accepting LoC as collateral 10/06/2023 Certified 10/23/2023 2
CCD Update to CCD Operating Agreement 04/18/2024 Certified 05/02/2024 1
OCC Fund Share 06/02/2003 Certified 06/02/2003 0
NYMEX Renumbering of Rule 9.00B Close-Out Netting to Rule 8.18 12/30/2008 Certified 01/02/2009 1
OCC Proposed rule change to exclude TIP-STRIPS from the definition of "Government securities." 07/29/2010 Certified 07/29/2010 1
OCC Technical amendments to fitness standards for directors, clearing members and others 05/15/2012 Certified 05/31/2012 1
CME Self-certification of CME Clearing Advisory Notice Expanding Collateral Program to Include Additional Exchange-Traded Funds; 14-220 and 14-220S 06/10/2014 Certified 06/25/2014 2
OCC The Options Clearing Corporation proposes to amend its By-Laws and rules in order to enhance the measurement used to establish minimum capital requirements for banks approved to issue letters of credit. 03/06/2015 Certified 03/20/2015 1
CME Amendments to CME Rules 8G02.; 8G04.; 8G14.; 8G25.; 8G802.; 8H02.; 8H04.; 8H14.; 8H26.; 8H802. 09/08/2017 Certified 09/22/2017 1
CCD Self-Certification Pursuant to CFTC Regulation 40.6 -- Member Delivery Obligations and Alternative Delivery Procedures 02/05/2020 Certified 02/20/2020 2
LCHLTD LCH Limited Self-Certification: SGD SORA tenor extension from 5.5Y to 21Y for OIS and Basis swaps 02/05/2021 Certified 02/22/2021 1
MGEX Amendments to Clearing Member Withdrawal Rules 02/14/2022 Certified 03/01/2022 1
ICLR US Amendments to ICE Clear U.S.'s Rules 10/27/2022 Certified 11/10/2022 2
LCHLTD LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. 06/01/2023 Certified 06/14/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 063-23 related to the launch of Great British pence (GBX) denominated Equity Total Return Futures (ETRFs) on Eurex Deutschland 10/09/2023 Certified 10/20/2023 2
CCD Update to Margin Model and Margin Model Governance Policy 04/18/2024 Certified 05/02/2024 2
OCC CBOE Clearing Agreement 07/18/2003 Certified 07/18/2003 0
OCC Technical clarification to Rule 1506 which prohibits the deposit in lieu of margin in respect of certain options to add references to range options. 12/31/2008 Certified 01/02/2009 1
ICLREU2 Changes to SPAN margin methodology 03/16/2012 Certified 03/31/2012 1
NYMEX Change to NYMEX Brent Block Trade Broker Rebate Program 05/16/2012 Certified 06/01/2012 1
LCHLTD The LCH.Clearnet Limited rulebook is amended to conform to the industry-wide change resulting in the introduction of the SGD-SOR-VWAP index rate (and discontinuation of the SGD-SOR index rate). 09/20/2013 Certified 10/22/2013 1
ICECC ICC proposes revising its Treasury Operations Policies and Procedures to provide for use of a Federal Reserve Account, for use of a committed repo facility, and for USD and Euro investment guidelines for use by outside investment managers. 01/23/2015 Certified 02/06/2015 2
CME Amendments to CME Rule 730. (Delivery Through CLS Bank) 01/25/2017 Certified 02/08/2017 1
LCHSA See attached document. 07/02/2019 Certified 07/17/2019 1
LCHLTD LCH Limited Self-Certification: Client Buffer 03/25/2020 Certified 04/08/2020 1
OCC Proposed rule change concerning The Options Clearing Corporation's Synthetic Futures Model. 09/30/2020 Certified 10/15/2020 2
ICLR US Amendments to the ICE Clear U.S., Inc. Rules 03/29/2022 Certified 04/12/2022 1
LCHSA LCH SA is submitting for self-certification an incentive fee programme (CCPSwitch Programme) proposed to existing and new potential clearing members andclients of its CDSClear service. 09/09/2022 Certified 09/22/2022 1
OCC Confidentiality Policy 06/02/2003 Certified 06/02/2003 0
CME Rule amendments to Chapter 415x to accept for clearing Cleared-Only S&P GSCI ER Index Swap contracts 03/04/2009 Certified 03/06/2009 1
ICLREU2 Amendments to Permitted Cover rules, haircut rates. 03/16/2012 Certified 03/31/2012 1
LCHLLC The LCH.Clearnet LLC rulebook is amended to conform to the industry-wide change resulting in the introduction of the SGD-SOR-VWAP index rate (and discontinuation of the SGD-SOR index rate). 09/20/2013 Certified 10/22/2013 1
LCHLTD Self-certification pursuant to 40.6(a) to implement changes to LCH.Clearnet Limited's Rules and Regulations in relation to margin-taking, payment netting and close-out netting. 12/13/2013 Certified 12/31/2013 1
ICECC The purpose of proposed rule change is to implement changes to the method by which ICE Clear Credit LLC charges Clearing Participants for collateral and cash management services. 02/13/2014 Certified 03/01/2014 1
LCHLTD LCH is submitting for self-certification changes to its rules to ensure compliance with the UK's new corporate criminal offence of failure to prevent the facilitation of tax evasion. 09/08/2017 Certified 09/22/2017 1
ICLREU2 ICEU is modifying its CDS Stress Testing Policy, among other matters, to recategorize certain CDS stress testing scenarios, address specific wrong way risk, introduce new forward looking credit event scenarios. 05/18/2018 Certified 06/04/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 081-18 related to providing that the English language version of the Clearing Conditions and any related documents will be the sole and legally binding version 09/28/2018 Certified 10/15/2018 2
LCHLTD LCH Ltd is submitting for self-certification changes to the participation choices available to Approved Compression Service Providers ("ACSPs") 12/11/2018 Certified 01/28/2019 1
CME Withdrawal of Clearing Support for Cleared Over-the-Counter British Pound, Japanese Yen and Swiss Franc Denominated Forward Rate Agreements Referencing LIBOR 09/13/2021 Certified 09/27/2021 1
EUREX Amendments to the DCO Compliance Manual 10/27/2022 Certified 11/10/2022 4