| LCHLLC |
The LCH.Clearnet LLC rulebook is amended to conform to the industry-wide change resulting in the introduction of the SGD-SOR-VWAP index rate (and discontinuation of the SGD-SOR index rate). |
09/20/2013 |
Certified |
10/22/2013 |
|
1 |
| LCHLTD |
Self-certification pursuant to 40.6(a) to implement changes to LCH.Clearnet Limited's Rules and Regulations in relation to margin-taking, payment netting and close-out netting. |
12/13/2013 |
Certified |
12/31/2013 |
|
1 |
| ICECC |
The purpose of proposed rule change is to implement changes to the method by which ICE Clear Credit LLC charges Clearing Participants for collateral and cash management services. |
02/13/2014 |
Certified |
03/01/2014 |
|
1 |
| LCHLTD |
LCH is submitting for self-certification changes to its rules to ensure compliance with the UK's new corporate criminal offence of failure to prevent the facilitation of tax evasion. |
09/08/2017 |
Certified |
09/22/2017 |
|
1 |
| ICLREU2 |
ICEU is modifying its CDS Stress Testing Policy, among other matters, to recategorize certain CDS stress testing scenarios, address specific wrong way risk, introduce new forward looking credit event scenarios. |
05/18/2018 |
Certified |
06/04/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 081-18 related to providing that the English language version of the Clearing Conditions and any related documents will be the sole and legally binding version |
09/28/2018 |
Certified |
10/15/2018 |
|
2 |
| LCHLTD |
LCH Ltd is submitting for self-certification changes to the participation choices available to Approved Compression Service Providers ("ACSPs") |
12/11/2018 |
Certified |
01/28/2019 |
|
1 |
| CME |
Withdrawal of Clearing Support for Cleared Over-the-Counter British Pound, Japanese Yen and Swiss Franc Denominated Forward Rate Agreements Referencing LIBOR |
09/13/2021 |
Certified |
09/27/2021 |
|
1 |
| EUREX |
Amendments to the DCO Compliance Manual |
10/27/2022 |
Certified |
11/10/2022 |
|
4 |
| LCHLTD |
LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. |
10/02/2024 |
Certified |
10/16/2024 |
|
2 |
| NYMEX |
Unsecured Loans as Customer Margin |
08/05/2005 |
Certified |
08/10/2005 |
|
1 |
| CCORP |
CCORP (BOTCC) Replaces GCC as DCO for ME, ChemConnect, ICE |
10/01/2003 |
Certified |
10/01/2003 |
|
1 |
| OCC |
This proposed rule change will permit OCC to adjust the size of its clearing fund intra-month and clearing member's clearing fund contributions intra-month. |
07/24/2014 |
Certified |
08/07/2014 |
|
2 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 901.Q. |
05/02/2017 |
Certified |
05/16/2017 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 084-17 relating to the admission of FCMs located in the U.S. as clearing members for CFTC-approved exchange-traded derivatives |
09/08/2017 |
Certified |
09/22/2017 |
|
2 |
| ICLREU2 |
The purpose of the proposed changes is to amend the ICEU Rules to clarify the operation of certain provisions in light of requirements under the European Union General Data Protection Regulation (GDPR). |
05/18/2018 |
Certified |
06/04/2018 |
|
2 |
| OCC |
Proposed rule change to make clarifying and conforming changes to The Options Clearing Corporation's Margins Methodology and Margin Policy. |
08/15/2018 |
Certified |
08/29/2018 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its Rules and Procedures to make various drafting updates, clarifications and corrections. |
10/17/2019 |
Certified |
10/31/2019 |
|
4 |
| CME |
Modifications to CME's Operational Risk Management Framework |
02/05/2021 |
Certified |
02/22/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 075/21 pertaining to the introduction of Futures on BTCetc - ETC Group Physical Bitcoin introduced at Eurex Deutschland. |
08/23/2021 |
Certified |
09/07/2021 |
|
2 |
| ICLREU2 |
ICE Clear Europe Limited proposes to amend Part GG of its Delivery Procedures to update certain documentation, timing and other requirements relating to delivery under ICE Futures Abu Dhabi Murban Crude Oil Futures Contracts |
10/28/2022 |
Certified |
11/14/2022 |
|
2 |
| CCORP |
Non-cash margin |
02/20/2003 |
Certified |
02/20/2003 |
|
0 |
| LCHLTD |
Liffe will take over the clearing role from LCH for Liffe contracts and then outsource back to LCH many of the clearing functions. LCH will continue to maintain the guarantee fund and risk management program. This will reduce LCH's risk exposure |
08/04/2009 |
Certified |
08/11/2009 |
|
1 |
| CME |
Amendment to reduce required amount of CME Group Class A Shares required for clearing member privileges. |
10/26/2010 |
Certified |
10/26/2010 |
|
1 |
| CME |
Modifications to the CME OTC FX Fee Waiver Program; 13-205. |
06/04/2013 |
Certified |
06/19/2013 |
|
1 |
| ICLR US |
Amendment and clarification to Default and Governance provisions |
12/16/2013 |
Certified |
01/01/2014 |
|
1 |
| CME |
Expansion of CME Clearing's Acceptance of Mexican Foreign Sovereign Debt as Performance Bond. |
02/08/2018 |
Certified |
02/23/2018 |
|
1 |
| ICECC |
ICE Clear Credit ("ICC") proposes updates to the ICC Stress Testing Framework and the ICC Liquidity Risk Management Framework. |
10/01/2018 |
Certified |
10/16/2018 |
|
2 |
| LCHLTD |
LCH Ltd is submitting for self-certification changes to its rules in the Procedures Section 4 ("Margin and Collateral") and FCM Procedures regarding the submission of instructions from Clearing Members to LCH in relation to collateral. |
08/28/2020 |
Certified |
09/14/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 005/21 related to recalibrating the rebate levels and thresholds for volume rebates in equity index futures and interest rate futures |
02/05/2021 |
Certified |
02/22/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 079/21 relating to the introduction of a Pair-Off Service in response to the introduction of C7 Securities Clearing Service (C7 SCS) applying Trade Date Netting. |
09/14/2021 |
Certified |
09/28/2021 |
|
2 |
| NODALCL |
Amendments to Nodal Clear Risk Policies |
02/15/2022 |
Certified |
03/02/2022 |
|
2 |
| CME |
Amendments to Various CME, CBOT, and NYMEX/COMEX Rules to Replace the Term "President of the Clearing House" with "Global Head of Clearing & Post-Trade Services" |
07/20/2022 |
Certified |
08/03/2022 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the proposed amendments to expand its services to the iTraxx Asia ex Japan Index, Markit CDX Emerging Markets Index and single names that comprise each index, as well as a list of additional sovereign SN. |
09/12/2022 |
Certified |
09/26/2022 |
|
4 |
| ICLREU2 |
ICE Clear Europe Limited proposes to amend Part N1 of its Delivery Procedures to update the delivery timetable for ICE Deliverable US Emissions Contracts |
10/28/2022 |
Certified |
11/14/2022 |
|
2 |
| OCC |
Modification of fees applied to late exercise notices whether at expiration or non-expiration and circumstances under which cut-off time for submission of exercise instructions can be extended |
12/07/2007 |
Certified |
12/27/2007 |
|
1 |
| NYMEX |
Eleven new option contracts on Natural Gas Basis locations which are EOOs will be submitted for clearing on CME ClearPort. |
07/29/2009 |
Certified |
08/11/2009 |
|
1 |
| OCC |
Changes to By-Laws to reflect the separation of the Chairman into two offices, Executive Chairman and President; SR-OCC-2013-09. |
06/04/2013 |
Certified |
06/19/2013 |
|
2 |
| ICLR US |
Amendment and clarification to Super Margin and Add On Margin requirements |
12/16/2013 |
Certified |
01/01/2014 |
|
1 |
| MIAX |
Amendment of Regulation 1229.00. in order to make enforcement deadlines consistent with deadlines established in Resolution 2101.00.C. and amendment of Regulation 2014.00. in connection with changes to MGEX's process for calculating settlement prices. |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
| ICLR US |
ICUS is amending its Risk Management Framework to modify certain aspects of its margin setting parameters |
04/08/2015 |
Certified |
04/22/2015 |
|
2 |
| EUREX |
Proposed stated policy in Eurex Clearing Circular 006/21 related to change the calculation of Default Fund contributions from a percentage of Initial Margin approach to a Stress Loss-over-Margin (SLOM) based methodology |
02/08/2021 |
Certified |
02/23/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 080/21 re: a reduction of the service fees for Eligible Margin Assets in the form of cash delivered in CHF and a Security Collateral Fee discount for certain U.S. persons subject to the FCM Regulations |
09/14/2021 |
Certified |
09/28/2021 |
|
2 |
| ICLR US |
Amendments to the ICE Clear U.S. Risk Management Framework |
07/09/2024 |
Certified |
07/23/2024 |
|
2 |
| CCORP |
USFE |
09/25/2003 |
Certified |
09/25/2003 |
|
1 |
| OCC |
Implementation of new discounted fee schedule and continuation of the market maker scratch fee discount effective 1/1/08 |
12/07/2007 |
Certified |
12/27/2007 |
|
1 |
| NYMEX |
Revision to submission for eleven new opitions on Natural Gas Basis locations so that first contract month for all will be September 2009 rather than August 2009. These EOOs are submitted to CME ClearPort for clearing. |
07/30/2009 |
Certified |
08/11/2009 |
|
1 |
| LCHLLC |
Changes to the Portfolio Transfer Process. |
06/05/2013 |
Certified |
06/20/2013 |
|
1 |
| OCC |
This proposed rule change expands the officers who may declare that a clearing member is summarily suspended from OCC. |
01/23/2015 |
Certified |
02/06/2015 |
|
1 |
| LCHLTD |
These changes will allow SwapClear Clearing Members to provide LC H of notice to compress SwapClear Contracts via an Approved Trade Source System ("ATSS"). The changes will also all an ATSS to amend or assign trade identifies of FCM SwapClear Contracts. |
09/21/2015 |
Certified |
10/05/2015 |
|
1 |
