| MGEX |
Amendment of deadlines to incorporate new BRIXX contracts |
09/14/2021 |
Certified |
09/28/2021 |
|
1 |
| LX |
Compliance Manual Amendments |
10/27/2021 |
Certified |
11/10/2021 |
|
3 |
| ICECC |
The principal purpose of the proposed rule change is to make changes to the ICC Stress-Testing Framework. |
08/24/2023 |
Certified |
09/08/2023 |
|
2 |
| KCC |
New Rules 8.02 and 8.03 establishing security deposits and default procedures to supplement resources and actions available in the event of a member default. |
10/30/2008 |
Certified |
10/30/2008 |
|
1 |
| CME |
Ten new OTC Asian-Style and European-Style options on corn, soybeans, wheat, soybean oil, and soybean meal listed for clearing only on CBOT will be cleared by CME |
07/29/2009 |
Certified |
08/11/2009 |
|
1 |
| LCHLTD |
LCH.Clearnet's SwapClear service plan implement rule change extend existing risk-free compression service allow compression of trades that have differing fixed rate, LCH.Clearnet submitting changes to the fees for the risk free compression service. |
07/25/2014 |
Certified |
08/08/2014 |
|
1 |
| CME |
Delisting of Corn Calendar Swaps (Clearing Only), Soybean Calendar Swaps (Clearing Only), Wheat Calendar Swaps (Clearing Only) and KC HRW Wheat Calendar Swaps (Clearing Only) Contracts |
06/01/2015 |
Certified |
06/01/2015 |
|
2 |
| CME |
Amendments to CME Rule 822.A.1 ('Liquidity Rules') |
09/11/2017 |
Certified |
09/25/2017 |
|
2 |
| CME |
Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Launch of SONIA Futures |
04/10/2018 |
Certified |
04/24/2018 |
|
1 |
| LCHLTD |
LCH Limited proposes to make changes to its rules to provide the option to non-US ForexClear Clearing Members to treat variation margin payments as settlement payments ("STM Contracts"). |
11/07/2018 |
Certified |
11/23/2018 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 016/24 related to the listing and delisting of certain Eurex Exchange contracts |
03/04/2024 |
Certified |
03/18/2024 |
|
2 |
| OCC |
Rule primarily applicable to securities |
03/14/2007 |
Certified |
03/14/2007 |
|
1 |
| CBT |
Ten new OTC Asian-Style and European-Style options on corn, soybeans, wheat, soybean oil, and soybean meal listed for clearing only on CBOT will be cleared by CME |
07/29/2009 |
Certified |
08/11/2009 |
|
1 |
| LCHLLC |
Amendment to Risk Management Procedures Manual to modify the method for calculating original performance bond requirements |
04/22/2010 |
Certified |
05/03/2010 |
|
1 |
| LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the amendments to the CDS Clearing Rules related to the LCH's application for registration with the US SEC as a clearing agency. |
12/13/2016 |
Certified |
12/28/2016 |
|
1 |
| EUREX |
Stated policy in Eurex Clearing Circualr 015-18 related to fee rebate program and readiness rebate program for the Eurex EnLight service |
02/08/2018 |
Certified |
02/23/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 070-18 related to a fee classification for each individual single stock dividend future for the period September 1, 2018 through August 31, 2019 |
08/17/2018 |
Certified |
08/30/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 081-19 related to the maintenance fee and booking fee floor for Forward Rate Agreements (FRA) |
08/16/2019 |
Certified |
08/30/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 093-19 related to amending the Price List related to Eurex EnLight, single stock futures, and a product group code merger |
10/17/2019 |
Certified |
10/31/2019 |
|
2 |
| OCC |
Rule primarily applicable to securities |
03/14/2007 |
Certified |
03/14/2007 |
|
1 |
| OCC |
Establishment of a program with ICE Clear for the cross-margining of certain securities options contracts with futures and options cleared by ICE Clear |
12/12/2007 |
Certified |
12/28/2007 |
|
1 |
| ICE NGX |
Rule changes and establishment of a new schedule to cover bilateral transactions which are trades entered into on NGX as a trading system but then not cleared through NGX, the clearing organization. |
07/27/2009 |
Certified |
08/11/2009 |
|
1 |
| CME |
Amendments and new rule to CME Chapter 8G and 900 re: cleared interest rate swaps and addition to Clearing house Manual of Operations for CME cleared interest rate swaps |
03/01/2011 |
Certified |
03/01/2011 |
|
1 |
| OCC |
Updating rules related to clearing physically settled European-style options on U.S. Treasury notes and bonds with a unit of trading of $10,000 traded on Nasdaq OMX PHLX, LLC; SR-OCC-2012-23. |
11/30/2012 |
Certified |
12/15/2012 |
|
1 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
10/17/2014 |
Certified |
10/31/2014 |
|
1 |
| LX |
Modifications to the LedgerX Operations Manual. This is refiling of the withdrawn 1/29/2018 submission (1801-2914-3341-11) based on conversations with CFTC staff in DCR. |
02/09/2018 |
Certified |
02/26/2018 |
|
2 |
| OCC |
Proposed rule change concerning the commingling of certain non-customer margin assets with Clearing Fundcontributions in The Options Clearing Corporation's account at the Federal Reserve Bank of Chicago. |
08/28/2020 |
Certified |
09/14/2020 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 033-23 related to the launch of Euro STOXX 50r Index EoD Options on Eurex Deutschland |
06/02/2023 |
Certified |
06/16/2023 |
|
2 |
| OCC |
Rule primarily applicable to securities |
03/05/2007 |
Certified |
03/05/2007 |
|
1 |
| OCC |
Amendments to integrate common stocks and ETFs into the STANS margin calculation methodology |
12/14/2007 |
Certified |
12/28/2007 |
|
1 |
| CCORP |
Definition of Exchange Market is amended to include USD SENSEX index futures traded on USFE |
04/03/2008 |
Certified |
04/10/2008 |
|
1 |
| ICE NGX |
Amendment to CPA product list to add new Ontario electricity, natural gasa and crude oil products that will become available for trading and/or clearing on the NGX trading system and/or the NGX clearing system. |
07/27/2009 |
Certified |
08/11/2009 |
|
1 |
| CME |
Acceptance of certain swap contracts based on the DJ-UBS Commodity Index 3 Month Forward for clearing |
04/23/2010 |
Certified |
05/03/2010 |
|
1 |
| OCC |
By-Laws amendment to clarify that OCC will not commence the clearing of OTC S&P 500 Index Options until the SEC approves subsequent rule filing concerning certain enhancements to OCC's risk modeling and risk management procedures; SR-OCC-2012-14A1. |
11/30/2012 |
Certified |
12/15/2012 |
|
1 |
| LCHLTD |
Self-certification pursuant to 40.6(a) notifying of the introduction of the ForexClear Client Clearing fees deferral program. |
01/22/2014 |
Certified |
02/06/2014 |
|
1 |
| CME |
Revisions to CME/CBOT/NYMEX/COMEX Decision-Making Authority Provisions and Emergency Financial Condition Rules |
01/26/2015 |
Certified |
02/09/2015 |
|
2 |
| CME |
Amendments to CME, CBOT, NYMEX, and COMEX Rule 980.F. ("Required Records and Reports") |
02/11/2016 |
Certified |
02/26/2016 |
|
1 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 117-16 related to amendments to the Price List, a Form for using market-making accounts for proprietary trading activities, Clearing Agreements, and a Connection Agreement |
09/16/2016 |
Certified |
09/30/2016 |
|
2 |
| SGX-DC |
Amendments to the relevant final settlement price provisions within the SGX-DC Clearing Rules arising from proposed changes by The Steel Index (TSI) to the TSI Iron Ore 62% Fe Benchmark Index. |
03/21/2017 |
Certified |
04/03/2017 |
|
1 |
| SGX-DC |
The Amendments arise due to the removal of Nifty Futures as a contract of a relevant market which is accepted for clearing by SGX-DC under the Mutual Offset System ("MOS") with CME. |
04/10/2018 |
Certified |
04/24/2018 |
|
1 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
08/17/2018 |
Certified |
08/31/2018 |
|
1 |
| CME |
Expansion of Clearing of OTC Interest Rate Swaps Denominated in Mexican Pesos to 31 Years. |
10/02/2018 |
Certified |
10/17/2018 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 095-18 relating to stated policy that, effective December 2018, Eurex Clearing will expand its repo clearing service to repo transactions in Specials and GC Baskets traded at the NEX Broker |
11/07/2018 |
Certified |
11/23/2018 |
|
2 |
| LCHLTD |
LCH proposes to change its rules so that where a new FX Option Clearing Member is on-boarded, and the respective contributions to the Liquidity Fund decrease as a result, 2 calendar days' notice will be given to existing FX Option Clearing Members |
03/11/2019 |
Certified |
03/25/2019 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Rates Service Default Fund Cap Increase |
07/05/2019 |
Certified |
07/19/2019 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the amendments to its Liquidity Risk Modelling Framework to extend the scope of instruments eligible to margin collateral to EUR bonds issued by Supranational and Agency entities and the relevant fee changes. |
10/18/2019 |
Certified |
10/31/2019 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 092-21 relating to the revision of the initial-margin model-parameters of the stress period VaR floor |
10/28/2021 |
Certified |
11/12/2021 |
|
2 |
| ICE NGX |
RMF Changes - Enhanced Stress Testing |
06/15/2022 |
Certified |
06/30/2022 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 034-23 related to the introduction of EurexOTC Clear Release 15.0 and corresponding updates to certain novation criteria |
06/02/2023 |
Certified |
06/16/2023 |
|
2 |
