ICE NGX |
Amendments to Physical Delivery. |
08/25/2023 |
Certified |
09/11/2023 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 096-23 related to the introduction of Bloomberg Emerging Market USD Sovereign & Sovereign Owned Index Futures and Sterling Liquid Corporate Bond Index Futures on Eurex Deutschland |
01/12/2024 |
Certified |
01/26/2024 |
|
2 |
OCC |
Rule primarily applicable to securities |
12/11/2006 |
Certified |
12/11/2006 |
|
1 |
CCORP |
Definition of exchange market amended to include binary options on prices of euros, yen, australian dollar, oil, gold and silver traded on USFE |
12/10/2007 |
Certified |
12/28/2007 |
|
1 |
CME |
The title of Chapter 415A for S&P GSCI ER Swap Contracts is changed to clarify that the contracts are cleared as OTC contracts and Rule 415A03 concerning final settlement prices is amended to delete a superfluous phrase. |
08/11/2009 |
Certified |
08/11/2009 |
|
1 |
CME |
Acceptance of certain swap contracts based on the DJ-UBS Commodity Index 2 Month Forward for clearing |
04/23/2010 |
Certified |
05/03/2010 |
|
1 |
ICLREU2 |
Rule and procedure amendments related to the extension of customer clearing to credit default swap transactions. |
09/13/2012 |
Certified |
09/28/2012 |
|
1 |
CME |
Changes to the liquidity/concentration factor of CME's margin methodology for CDS; 12-384R. |
11/30/2012 |
Certified |
09/16/2013 |
|
1 |
OCC |
Changes to Policy Statement re: Back-up Communication Channel to Internet Access; SR-OCC-2013-10 |
07/17/2013 |
Certified |
08/01/2013 |
|
1 |
LCHLTD |
LCH.Clearnet Limited is adding TrueEx as an approved trade source system for the SwapClear service. |
10/25/2013 |
Certified |
11/08/2013 |
|
1 |
ICLREU2 |
ICE Clear Europe is adopting amendments to its Clearing Rules and Procedures in order for it to commence clearing natural gas spot contracts traded on the ICE Endex UK and ICE Endex Continental markets. |
06/02/2015 |
Certified |
06/16/2015 |
|
2 |
ICECC |
ICC proposes to formalize the ICC Governance Playbook. |
05/16/2016 |
Certified |
05/31/2016 |
|
2 |
OCC |
Proposed rule change to permit Pass- Through Letters of Credit as a form of margin asset to satisfy margin obligations for futures positions held in segregated futures accounts that are not eligible to hold positions in security futures. |
06/17/2016 |
Certified |
07/01/2016 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 010-07 related to certain default management rules |
01/27/2017 |
Certified |
02/10/2017 |
|
2 |
SGX-DC |
The amendmment is to update the Handbook to clarify that gap risk add-ons may be applied to all OTCF contracts. |
03/23/2017 |
Certified |
04/05/2017 |
|
2 |
ICLR US |
ICUS proposes to adopt amendments to its Rules relating to default management, recovery and wind-down following a clearing member default. |
09/08/2017 |
Certified |
09/22/2017 |
|
3 |
CME |
Amendments to CME/CBOT/NYMEX/COMEX Rules 403.A. ("Clearing House Risk Committee"), 901.H. ("General Requirements and Obligations"), 912. ("Approval"), 913. ("Withdrawal from Clearing Membership") and CME Rule 8G913.A. (Withdrawal from IRS Clearing Members |
08/17/2018 |
Certified |
08/31/2018 |
|
1 |
ICLR US |
Amendments to the ICUS Risk Management Framework to enhance the Clearing Member Watch List system. |
01/29/2019 |
Certified |
02/12/2019 |
|
2 |
LCHLTD |
LCH Limited Self-Certification: SwapClear new basis swaps and tenor extension |
07/05/2019 |
Certified |
07/19/2019 |
|
1 |
ICLR US |
Changes to fees on cash and non-cash initial margin and guaranty fund contributions. |
12/23/2019 |
Certified |
01/08/2020 |
|
1 |
ICECC |
ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of an additional Standard Emerging Market Sovereign CDS contract. |
02/09/2021 |
Certified |
02/24/2021 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 030-21 related to the launch of futures on STOXXr Europe 600 and USA 500 Factor Indices on Eurex Deutschland |
03/30/2021 |
Certified |
04/12/2021 |
|
2 |
LCHLTD |
LCH Limited self-certification: New Brazilian national holiday |
01/12/2024 |
Certified |
01/29/2024 |
|
1 |
OCC |
Rule primarily applicable to securities |
10/26/2006 |
Certified |
10/26/2006 |
|
1 |
ICLR US |
Rule amendment requiring the execution and provision of cross-margining documents by clearing members in order to participate |
12/17/2007 |
Certified |
12/28/2007 |
|
1 |
CME |
New Rule 949 regarding credit control policies |
04/28/2010 |
Certified |
05/03/2010 |
|
1 |
OCC |
Rule change with respect to OCC obligations to pay settlement amounts to clearing members generally, as well as in emergency situations. |
04/28/2011 |
Certified |
04/28/2011 |
|
1 |
LCHLTD |
Changes to Benchmark currency fixing rates for MYR and IDR used by ForexClear Service |
07/19/2013 |
Certified |
08/03/2013 |
|
1 |
LCHLTD |
New Rule for IMMES Service |
07/28/2014 |
Certified |
08/11/2014 |
|
1 |
CME |
Modifications to CME Clearing Manual of Operations |
01/30/2019 |
Certified |
02/13/2019 |
|
2 |
ICLREU2 |
ICE Clear Europe is amending its CDS Procedures |
12/23/2019 |
Certified |
01/08/2020 |
|
2 |
EUREX |
Proposed stated policy in Eurex Clearing Circular 074/21 to adopt the 2021 ISDA Interest Rate Derivatives Definitions as part of EurexOTC Clear Release 11.3. |
08/23/2021 |
Certified |
09/07/2021 |
|
2 |
LCHLTD |
LCH is submitting for self-certification revisions to its rules related to extension of the opening hours for the SwapClear Service and the introduction of a new overnight funding account. |
04/01/2022 |
Certified |
04/15/2022 |
|
7 |
MGEX |
Bitnomial Rule Amendments |
08/25/2023 |
Certified |
09/11/2023 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 065-23 related to changes to the benchmark for interest rate calculation on cash margin in EUR and CHF and amendments to and activation of the securities collateral concentration add-on fee |
10/13/2023 |
Certified |
10/26/2023 |
|
2 |
ICE NGX |
Amendments relating to Early Delivery and Physical Invoice Available Date. |
05/29/2024 |
Certified |
06/12/2024 |
|
3 |
OCC |
Rule primarily applicable to securities |
10/26/2006 |
Certified |
10/26/2006 |
|
1 |
ICLR US |
To modify requirements for assets to be used as guarantee fund deposits or margin |
12/19/2007 |
Certified |
12/28/2007 |
|
1 |
LCHLLC |
New Rule for IMMES Service |
07/28/2014 |
Certified |
08/11/2014 |
|
1 |
LCHLTD |
LCH.Clearnet is submitting for self certification changes to its rules with respect to the introduction of Zero Coupon Inflation-Indexed Swaps clearing in the SwapClear service. |
03/09/2015 |
Certified |
03/20/2015 |
|
1 |
CME |
Amendments to CME/CBOT/NYMEX/COMEX Rules 814, 819, and 901.S and CME Rules 8H03, 8F003, 8H08 |
12/13/2016 |
Certified |
12/28/2016 |
|
2 |
ICLREU2 |
ICEU proposes to adopt amendmendments to the CDS Risk Policy related to portfolio margining. |
09/12/2017 |
Certified |
09/26/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 025-19 related to clarifying that Difference Claims are subject to taxes or other charges, holiday calendars, Settlement Compensation Margin, and allowing the use of a third-party account holder at CBF |
03/11/2019 |
Certified |
03/25/2019 |
|
6 |
SGX-DC |
Self-certification of Amendments to SGX-DC Clearing Rules |
07/08/2019 |
Certified |
07/19/2019 |
|
1 |
LCHSA |
LCH SA is submitting for self-certification the proposed amendments to the CDSClear fee grid for 2021. |
12/16/2020 |
Certified |
12/31/2020 |
|
1 |
LCHLTD |
LCH Limited is submitting for self-certification clarification changes to its rules related to its international client clearing model. The changes do not apply to Clearing Members that are Future Commission Merchants ("FCMs"). |
03/31/2021 |
Certified |
04/14/2021 |
|
1 |
LCHLTD |
LCH is submitting for self-certification revisions to its rules to extend the maximum tenors for certain swaps and to add additional swaps. |
04/01/2022 |
Certified |
04/15/2022 |
|
3 |
ICLR US |
To extend the benefits of a cross-margining program to non-members of the exchange |
12/17/2007 |
Certified |
12/28/2007 |
|
1 |
OCC |
Rule amendment provides for the margining of OCC segregated futures customer accounts on a gross basis, as required by CFTC Rule 39.13(g)(8)(i); SR-OCC-2012-17. |
09/14/2012 |
Certified |
09/29/2012 |
|
1 |
CME |
Amendments to the Listing Cycle of the Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contract |
10/17/2014 |
Certified |
10/31/2014 |
|
1 |