| LCHLTD |
These changes will allow SwapClear Clearing Members to provide LC H of notice to compress SwapClear Contracts via an Approved Trade Source System ("ATSS"). The changes will also all an ATSS to amend or assign trade identifies of FCM SwapClear Contracts. |
09/21/2015 |
Certified |
10/05/2015 |
|
1 |
| ICECC |
ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. |
02/08/2018 |
Certified |
02/23/2018 |
|
2 |
| LCHLTD |
LCH Limited is amending its Margin Collateral Haircut Schedule to add new eligible collateral. |
10/02/2018 |
Certified |
10/17/2018 |
|
1 |
| LCHLTD |
LCH is submitting proposed amendments to the Terms of Reference of the Nomination Committee, which is a committee of the LCH Board. |
09/14/2021 |
Certified |
09/28/2021 |
|
1 |
| CCORP |
Amended Articles of Incorporation, By-Laws and Rules |
10/30/2003 |
Certified |
10/30/2003 |
|
1 |
| OCC |
Reduction of threshold amounts used to determine the equity options that are deemed to be in the money for purposes of exercise by exception processing. |
12/07/2007 |
Certified |
12/27/2007 |
|
1 |
| LCHLLC |
Rule amendments to Risk Procedures, OTC terms and conditions and other definitions |
06/08/2011 |
Certified |
06/08/2011 |
|
1 |
| ICLREU2 |
ICE Clear Europe submits for self-certification rule amendments that address clearinghouse recovery and wind-down and default management enhancements. |
01/16/2014 |
Certified |
02/01/2014 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 009-17 relating to the extension of clearing services to cover a new listed derivatives contract, FX Rolling Spot Futures, including the default management process for this contract |
01/26/2017 |
Certified |
02/09/2017 |
|
2 |
| LCHLTD |
Update to the LCH Margin Collateral Haircut Schedule |
07/27/2017 |
Certified |
08/10/2017 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 053-20 related to amending the Price List to introduce a fee for non-disclosed block trades in in weekly index options on DAXr, EURO STOXXr 50, EURO STOXXr Banks, or SMIr |
06/30/2020 |
Certified |
07/14/2020 |
|
2 |
| NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and ClearingTransaction Fee Schedule |
08/23/2021 |
Certified |
09/07/2021 |
|
2 |
| MIAX |
Amendment of deadlines to incorporate new BRIXX contracts |
09/14/2021 |
Certified |
09/28/2021 |
|
1 |
| LX |
Compliance Manual Amendments |
10/27/2021 |
Certified |
11/10/2021 |
|
3 |
| ICECC |
The principal purpose of the proposed rule change is to make changes to the ICC Stress-Testing Framework. |
08/24/2023 |
Certified |
09/08/2023 |
|
2 |
| KCC |
New Rules 8.02 and 8.03 establishing security deposits and default procedures to supplement resources and actions available in the event of a member default. |
10/30/2008 |
Certified |
10/30/2008 |
|
1 |
| CME |
Ten new OTC Asian-Style and European-Style options on corn, soybeans, wheat, soybean oil, and soybean meal listed for clearing only on CBOT will be cleared by CME |
07/29/2009 |
Certified |
08/11/2009 |
|
1 |
| LCHLTD |
LCH.Clearnet's SwapClear service plan implement rule change extend existing risk-free compression service allow compression of trades that have differing fixed rate, LCH.Clearnet submitting changes to the fees for the risk free compression service. |
07/25/2014 |
Certified |
08/08/2014 |
|
1 |
| CME |
Delisting of Corn Calendar Swaps (Clearing Only), Soybean Calendar Swaps (Clearing Only), Wheat Calendar Swaps (Clearing Only) and KC HRW Wheat Calendar Swaps (Clearing Only) Contracts |
06/01/2015 |
Certified |
06/01/2015 |
|
2 |
| CME |
Amendments to CME Rule 822.A.1 ('Liquidity Rules') |
09/11/2017 |
Certified |
09/25/2017 |
|
2 |
| CME |
Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Launch of SONIA Futures |
04/10/2018 |
Certified |
04/24/2018 |
|
1 |
| LCHLTD |
LCH Limited proposes to make changes to its rules to provide the option to non-US ForexClear Clearing Members to treat variation margin payments as settlement payments ("STM Contracts"). |
11/07/2018 |
Certified |
11/23/2018 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 016/24 related to the listing and delisting of certain Eurex Exchange contracts |
03/04/2024 |
Certified |
03/18/2024 |
|
2 |
| OCC |
Rule primarily applicable to securities |
03/14/2007 |
Certified |
03/14/2007 |
|
1 |
| CBT |
Ten new OTC Asian-Style and European-Style options on corn, soybeans, wheat, soybean oil, and soybean meal listed for clearing only on CBOT will be cleared by CME |
07/29/2009 |
Certified |
08/11/2009 |
|
1 |
| LCHLLC |
Amendment to Risk Management Procedures Manual to modify the method for calculating original performance bond requirements |
04/22/2010 |
Certified |
05/03/2010 |
|
1 |
| LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the amendments to the CDS Clearing Rules related to the LCH's application for registration with the US SEC as a clearing agency. |
12/13/2016 |
Certified |
12/28/2016 |
|
1 |
| EUREX |
Stated policy in Eurex Clearing Circualr 015-18 related to fee rebate program and readiness rebate program for the Eurex EnLight service |
02/08/2018 |
Certified |
02/23/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 070-18 related to a fee classification for each individual single stock dividend future for the period September 1, 2018 through August 31, 2019 |
08/17/2018 |
Certified |
08/30/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 081-19 related to the maintenance fee and booking fee floor for Forward Rate Agreements (FRA) |
08/16/2019 |
Certified |
08/30/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 093-19 related to amending the Price List related to Eurex EnLight, single stock futures, and a product group code merger |
10/17/2019 |
Certified |
10/31/2019 |
|
2 |
| OCC |
Rule primarily applicable to securities |
03/14/2007 |
Certified |
03/14/2007 |
|
1 |
| OCC |
Establishment of a program with ICE Clear for the cross-margining of certain securities options contracts with futures and options cleared by ICE Clear |
12/12/2007 |
Certified |
12/28/2007 |
|
1 |
| ICE NGX |
Rule changes and establishment of a new schedule to cover bilateral transactions which are trades entered into on NGX as a trading system but then not cleared through NGX, the clearing organization. |
07/27/2009 |
Certified |
08/11/2009 |
|
1 |
| CME |
Amendments and new rule to CME Chapter 8G and 900 re: cleared interest rate swaps and addition to Clearing house Manual of Operations for CME cleared interest rate swaps |
03/01/2011 |
Certified |
03/01/2011 |
|
1 |
| OCC |
Updating rules related to clearing physically settled European-style options on U.S. Treasury notes and bonds with a unit of trading of $10,000 traded on Nasdaq OMX PHLX, LLC; SR-OCC-2012-23. |
11/30/2012 |
Certified |
12/15/2012 |
|
1 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
10/17/2014 |
Certified |
10/31/2014 |
|
1 |
| LX |
Modifications to the LedgerX Operations Manual. This is refiling of the withdrawn 1/29/2018 submission (1801-2914-3341-11) based on conversations with CFTC staff in DCR. |
02/09/2018 |
Certified |
02/26/2018 |
|
2 |
| OCC |
Proposed rule change concerning the commingling of certain non-customer margin assets with Clearing Fundcontributions in The Options Clearing Corporation's account at the Federal Reserve Bank of Chicago. |
08/28/2020 |
Certified |
09/14/2020 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 033-23 related to the launch of Euro STOXX 50r Index EoD Options on Eurex Deutschland |
06/02/2023 |
Certified |
06/16/2023 |
|
2 |
| OCC |
Rule primarily applicable to securities |
03/05/2007 |
Certified |
03/05/2007 |
|
1 |
| OCC |
Amendments to integrate common stocks and ETFs into the STANS margin calculation methodology |
12/14/2007 |
Certified |
12/28/2007 |
|
1 |
| CCORP |
Definition of Exchange Market is amended to include USD SENSEX index futures traded on USFE |
04/03/2008 |
Certified |
04/10/2008 |
|
1 |
| ICE NGX |
Amendment to CPA product list to add new Ontario electricity, natural gasa and crude oil products that will become available for trading and/or clearing on the NGX trading system and/or the NGX clearing system. |
07/27/2009 |
Certified |
08/11/2009 |
|
1 |
| CME |
Acceptance of certain swap contracts based on the DJ-UBS Commodity Index 3 Month Forward for clearing |
04/23/2010 |
Certified |
05/03/2010 |
|
1 |
| OCC |
By-Laws amendment to clarify that OCC will not commence the clearing of OTC S&P 500 Index Options until the SEC approves subsequent rule filing concerning certain enhancements to OCC's risk modeling and risk management procedures; SR-OCC-2012-14A1. |
11/30/2012 |
Certified |
12/15/2012 |
|
1 |
| LCHLTD |
Self-certification pursuant to 40.6(a) notifying of the introduction of the ForexClear Client Clearing fees deferral program. |
01/22/2014 |
Certified |
02/06/2014 |
|
1 |
| CME |
Revisions to CME/CBOT/NYMEX/COMEX Decision-Making Authority Provisions and Emergency Financial Condition Rules |
01/26/2015 |
Certified |
02/09/2015 |
|
2 |
| CME |
Amendments to CME, CBOT, NYMEX, and COMEX Rule 980.F. ("Required Records and Reports") |
02/11/2016 |
Certified |
02/26/2016 |
|
1 |
