Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Notification of CME's New York Data Center classification as the primary operational backup Data Center for CME Clearing. 09/23/2013 Certified 12/20/2013 1
CME Revision to CME/CBOT/NYMEX/COMEX Rule 854 to add a provision to the Rule concerning violations of the Rule; 14-100 03/21/2014 Certified 04/05/2014 1
SGX-DC Amendments to the SGX-DC Clearing Rules for the SGX Iron Ore 58% Swaps 11/27/2014 Certified 12/10/2014 1
LCHLTD LCH.Ltd self certifies changes its rules to add MXN IRS and VNS in NOK, PLN and SEK to the list of SwapClear eligible products. Also, the self certification includes rule changes to reflect the new NOK benchmark index name of NOK-NIBOR-OIBOR. 09/19/2016 Certified 10/03/2016 1
ICLREU2 To modify the ICEU Rules to clarify the application of certain default-related provisions in the context of resolution proceedings with respect to the Clearing House or a Clearing Member. 02/01/2017 Certified 02/15/2017 2
CME Adoption of a New Framework for Initial Margin Calculations 05/28/2019 Certified 07/19/2019 3
EUREX Proposed rule amendments in Eurex Clearing Circular 095-20 related to the introduction of new options on FX futures 11/09/2020 Certified 11/24/2020 2
LCHLTD LCH Limited Self-Certification: ForexClear fees update 12/16/2020 Certified 12/31/2020 1
ICECC ICE Clear Credit proposes changes to the Risk Parameter Setting and Review Policy. 04/05/2022 Certified 04/19/2022 2
NODALCL Transaction Fee Schedule update for Nodal Exchange products 11/02/2022 Certified 11/17/2022 2
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules. Specifically, ICC purposes to add a Single Name Sovereign CDS Contract, the Dominican Republic to the ICC Clearing Rules to be cleared. 04/18/2023 Certified 05/02/2023 2
LCHSA LCH SA is proposing to expand the eligible collateral (CADES...) to be posted by a clearing member to satisfy the margin requirements. 07/17/2023 Certified 07/28/2023 2
ICLREU2 ICE Clear Europe is amending its clearing fees for ICE Futures U.S. RIN and RVO Futures and Option on Futures Contracts. 01/15/2024 Certified 01/29/2024 2
ICE NGX Consolidate the concepts and procedures, including ICE NGX's discretionary authority, in a Default or Event of Default that are currently applicable to specific types of products. 03/05/2024 Certified 03/19/2024 1
CCORP Listing of Products Eligible for BOTCC-GSCC Cross-Margining 07/20/2001 Certified 07/20/2001 0
NYMEX Amends the Trade Submission Deadlines for Off-Exchange Trades Submitted for Clearing 11/17/2005 Certified 11/18/2005 1
OCC Rule primarily applicable to securities 06/08/2006 Certified 06/08/2006 1
LCHLLC Amendment to Rule 1101 to correct typographical error re: minimum notional principal for US interest rate swap 06/14/2011 Certified 06/14/2011 1
CME Introduction of FX spot, forward and swap transactions 09/23/2011 Certified 10/08/2011 2
ICLREU2 ICE Clear Europe submits for self-certification new Rule 110(g), which addresses ICE Clear Europe's ability to delay variation margin settlement under Rule 110. 03/21/2014 Certified 04/05/2014 1
LCHSA CDSClear currently applies an identical rate to cash EUR deposited on both house and client accounts. As from January 2015, CDSClear will apply a different rate to the cash EUR collateral deposited on behalf of clients. 12/19/2014 Certified 01/05/2015 1
LCHSA LCH Clearnet SA is submitting for self-certification a change of Euro Default Fund remuneration rate as of 1st of April 2015. 03/10/2015 Certified 03/24/2015 1
LCHLTD The rulebook has been amended to provide an express reference to the sub-accounts LCH will open on behalf of a clearing member and to reflect that LCH may open and close operational accounts for clearing members at its sole discretion. 04/01/2020 Certified 04/14/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 096-20 related to clearing for clients domiciled in the People's Republic of China, extending the cut-off time for EUR cash collateral, and directly debiting fees with permission 11/09/2020 Certified 11/24/2020 2
OCC Proposed rule change concerning the implementation of new Sufficiency Scenarios in The Options Clearing Corporation's stress testing inventory. 12/16/2020 Certified 12/31/2020 2
MGEX Submission of dormant Rules related to clearing of Bitnomial Exchange contracts for certification 08/26/2021 Certified 09/10/2021 1
EUREX Proposed amendments in Eurex Clearing Circular 022-22 to the Clearing Conditions and Price List relating to discontinuation of clearing services for equity and equity index on derivatives on Russian underlyings. 04/06/2022 Certified 04/20/2022 2
EUREX Proposed amendments in Eurex Clearing Circular 036-22 to the Clearing Conditions and the Price List with regard to the implementation of a new equity index derivatives. 05/20/2022 Certified 06/06/2022 2
LCHLTD LCH Limited Self-Certification: SwapClear Service Opening - 24x5 07/17/2023 Certified 07/28/2023 1
EUREX Proposed rule amendments in Eurex Clearing Circular 066-23 related to the launch of DAX® Index End-of-Day Options Contracts on Eurex Deutschland 10/17/2023 Certified 10/30/2023 2
ICE NGX Amending provisions relating to protection of personal information, confidentiality, update terminology and update descriptions. 03/05/2024 Certified 03/19/2024 1
OCC Rule primarily applicable to securities 04/26/2006 Certified 04/26/2006 1
CME Addition of Interest Rate Swaps in EUR, GBP, JPY, CAD and CHF 09/23/2011 Certified 10/08/2011 1
CME Certification of Changes to Correct An Error in CME Rule 274H.02.A. Regarding Cash Settlement of Cleared OTC U.S. Dollar/Chilean Peso (Cleared OTC USD/CLP) Spot, Forwards and Swaps Contracts. 10/30/2013 Certified 11/15/2013 1
ICLR US Amendment to procedures for facilitating physical delivery of foreign currencies. ICUS #14-26 03/24/2014 Certified 04/08/2014 1
OCC This proposed rule change would provide that OCC's President will be its Chief Operating Officer, and that the President will not be a Management Director. 10/21/2014 Certified 11/04/2014 2
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 816.; CME Rules 8G07. and 8H07. 08/08/2016 Certified 08/22/2016 1
ICECC ICC proposes to update its Stress Testing Framework and Liquidity Risk Management Framework. 09/13/2017 Certified 09/27/2017 2
CME Rule Amendments for CME to Clear for FEX Exchange. 07/03/2018 Certified 07/18/2018 1
ICECC ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures 08/20/2018 Certified 09/04/2018 2
ICLREU2 ICE Clear Europe is amending its Rules relating to Clearing House default management, recovery and wind-down to address the risk of uncovered losses from a Clearing Member default or series of defaults, among other risks. 05/29/2019 Certified 06/11/2019 5
ICLREU2 ICE Clear Europe is amending its Rules and General Contract Terms in order to provide clearing services for F&O contracts to ICE Futures Abu Dhabi. 11/20/2019 Certified 12/05/2019 3
OCC Proposed Rule Change to Enhance The Options Clearing Corporation's Stock Loan Close-Out Process 09/01/2020 Certified 09/16/2020 2
ICECC ICC proposes updates to its Operational Risk Management Framework. 02/10/2021 Certified 02/25/2021 2
CME Amendments to CME Rule 8A71. ("Contract Eligibility") to add E-mini FTSE China 50 Futures Contract and E-mini FTSE Emerging Market Futures Contract to the Mutual Offset System 04/02/2021 Certified 04/16/2021 1
OCC Rule primarily applicable to securities 01/12/2006 Certified 01/12/2006 1
CME Addition of CDX North American Investment Grade Index Series 9 09/23/2011 Certified 09/24/2011 1
ICLR US Amendment to Collateral and Cash Management Fees 02/10/2014 Certified 02/26/2014 1
LCHSA As a result of an independent model review performed in 2014, LCH.Clearnet isproposing a number of refinements aimed at correcting certain features of its CDS Risk model. 12/19/2014 Certified 01/06/2015 2
CME Maintaining List on CME Group Website of Indices for Cleared CDX Index Untranched CDS Contracts 03/10/2015 Certified 03/24/2015 1