| CME |
Enhancements to CDS Risk Model |
10/23/2014 |
Certified |
12/22/2014 |
|
2 |
| LCHLTD |
LCH.Clearnet is proposing rule changes to extend the tenors of its existing products by up to one year. |
12/31/2015 |
Certified |
01/14/2016 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 088-17 relating to introduction of options on Euro-BTP Futures |
09/14/2017 |
Certified |
09/28/2017 |
|
2 |
| LCHLTD |
LCH LTD is self-certifying changes to its rules to clarify that all variation margin payments associated with Contracts of all FCMs and US SCMs of the SwapClear service are settlement payments. |
12/28/2017 |
Certified |
01/12/2018 |
|
1 |
| LCHLTD |
LCH Limited Self Certification: Rule Changes on the addition of Non-Deliverable Swaps as eligible SwapClear products |
04/13/2018 |
Certified |
04/27/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 062-18 related to a clarifying, non-substantive change in one section of Chatper VIII, moving the CLS cut-off time, and providng that notices will be published via electronic circulars in English only |
07/03/2018 |
Certified |
07/18/2018 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: Amendments to the Rates and ForexClear rules on antitrust law in the context of Default Management Groups |
08/22/2019 |
Certified |
09/06/2019 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 079-20 related to the introduction of futures and options on the EURO STOXX 50r ESG and DAXr 50 ESG Indices |
10/06/2020 |
Certified |
10/21/2020 |
|
2 |
| NODALCL |
Amendments to Nodal Clear Rules and Publication of Cash Management Fee Advisory |
12/16/2020 |
Certified |
12/31/2020 |
|
4 |
| ICE NGX |
Submission to implement changes to ICE NGX RMF to document the treatment of Force Majeure ("FM") events \r\nin the calibration of stress testing parameters. |
03/05/2024 |
Certified |
03/19/2024 |
|
2 |
| LCHLTD |
Self-certification pursuant to Reg. 40.6(a) relating to the revision of fees for the ForexClear service. |
09/27/2013 |
Certified |
10/29/2013 |
|
1 |
| LCHLTD |
Change to the SwapClear service European Client Account Fees |
10/24/2014 |
Certified |
11/06/2014 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 087-17 relating to introduction of SARON overnight interest rate swaps and expansion of lending CCP to clearing of loan securities in Austrian and Italian equities |
09/14/2017 |
Certified |
09/28/2017 |
|
2 |
| ICE NGX |
Update to May 24, 2019 filing, which was missing information on how we are meeting Core Principles. Please replace this filing with the May 24th filing. |
05/30/2019 |
Certified |
06/13/2019 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: SwapClear Opening Hours |
08/22/2019 |
Certified |
09/06/2019 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the proposed amendments to LCH SA's CDS Clearing Supplement required to mainly reflect the new iTraxx and CDX swaption documentation, published recently by the relevant Markit entity. |
12/29/2021 |
Certified |
01/12/2022 |
|
1 |
| ICECC |
The principal purpose of the purposed rule change is to make changes to the ICC Clearing Rules. Specifically, ICC purposes to add Standard Subordinated European Insurance Corporate Single Name Contracts. |
04/21/2023 |
Certified |
05/05/2023 |
|
2 |
| MGEX |
Formation of the Risk Management Committee |
03/06/2024 |
Certified |
03/20/2024 |
|
1 |
| NYMEX |
NYMEX and COMEX Futures and Options Products Cross-Venue Incentive Program; 12-239 |
07/16/2012 |
Certified |
07/31/2012 |
|
2 |
| OCC |
The proposed rule change concerns monthly resizing of the clearing fund and the addition of financial resources. |
12/01/2014 |
Certified |
12/15/2014 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the proposed changes necessary to implement a new end of day price contribution window for CDX North American indices and related single names. |
02/14/2018 |
Certified |
03/01/2018 |
|
1 |
| SGX-DC |
Self-certification of rule amendment pursuant to Commission Regulation 40.6(a) with respect to an update to SGX-DC's collateral management policy |
12/13/2018 |
Certified |
01/28/2019 |
|
1 |
| SGX-DC |
Self-certification of amendments to SGX-DC Clearing Rules - revision of clearing fee |
07/12/2019 |
Certified |
07/25/2019 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 032-21 related to Eurex Clearing changing its CLS provider for FX Futures and clarifying that Eurex Clearing can switch to a bilateral physical settlement for FX Futures in an emergency case |
04/07/2021 |
Certified |
04/21/2021 |
|
2 |
| ICLREU2 |
ICEU proposes to modify its Operational Risk Management Policy to make certain clarifications and updates and add to its rule framework a Risk Identification Framework to provide ICE Clear Europe with a structure to explore identify and monitor risks. |
05/24/2022 |
Certified |
06/07/2022 |
|
2 |
| NYMEX |
Increases the Maximum Dollar Value of Letters of Credit to $500 Million, Retains the Percentage Basis at 10% and Increases the Collateralized Maximum to $600 Million |
01/12/2006 |
Certified |
01/17/2006 |
|
1 |
| OCC |
Changes to rules re: clearance of stock loan transactions in Market Loan and Stock Loan programs; proposed changes to clearing agreement between OCC and operator of the Loan Market. |
03/22/2012 |
Certified |
04/06/2012 |
|
1 |
| LCHLTD |
Amendments to reflect change to rate of return on contributions to SwapClear default fund and to clarify FCM Clearing Member collection of additional collateral for FCM Clients' SwapClear contracts that are non-hedging in nature. |
07/17/2012 |
Certified |
08/01/2012 |
|
1 |
| LCHLLC |
Re-introduction of a backload discount plan for client clearing activity to SwapClear's client fee structure. |
11/20/2013 |
Certified |
12/06/2013 |
|
1 |
| OCC |
This proposed rule change would permit the Executive Chairman, the President or their delegate to approve requests by a Hedge Clearing Member to become a Market Loan Clearing Member. |
10/24/2014 |
Certified |
11/07/2014 |
|
1 |
| CME |
Amendments to CME Chapter 900 ("Interest Rate Swaps)" and Adoption of New CME Chapter 902 ("Interest Rate Swaptions Contract Terms") |
03/24/2016 |
Certified |
04/07/2016 |
|
1 |
| ICECC |
ICC proposes revising the ICC End-of-Day Price Discovery Policies and Procedures to change the calculation of single name Firm Trade notional limits to be at a Clearing Participant affiliate group level. |
05/17/2016 |
Certified |
06/01/2016 |
|
2 |
| ICLREU2 |
ICEU is modifying its CDS Procedures to support clearing of a new single-name CDS transaction type. ICEU is also amending its CDS Risk Policy and CDS Risk Model Description to better address certain risks associated with CDS referencing EU banks. |
02/14/2018 |
Certified |
03/01/2018 |
|
3 |
| CME |
Amendments to Indian Rupee/U.S. Dollar (INR/USD) Futures, E-Micro Indian Rupee/U.S. Dollar (INR/USD) Futures and INR Interest Rate Swaps |
07/05/2018 |
Certified |
07/19/2018 |
|
1 |
| LCHLTD |
LCH Ltd is submitting for self-certification changes to the tariffs applicable to the ForexClear clearing service. |
12/14/2018 |
Certified |
01/28/2019 |
|
1 |
| OCC |
Rule Certification Concerning Implementation of Settlement Timing Changes |
05/24/2022 |
Certified |
06/08/2022 |
|
1 |
| ICE NGX |
Submission to implement certain changes to the ICE NGX RMF to refine the methodology for calibrating the seasonality factor in the Shortfall Margin (\"SMF\") calculation. |
04/21/2023 |
Certified |
05/05/2023 |
|
2 |
| ICLREU2 |
Introduction of clearing for addtional OTC contracts. |
05/13/2011 |
Certified |
05/13/2011 |
|
1 |
| NYMEX |
OTC Broker Incentive Program, 12-018 |
01/13/2012 |
Certified |
01/31/2012 |
|
1 |
| OCC |
Rescinds a policy interpretation adopted by OCC's Securities Committee with respect to adjustments of listed equity options for dividends, and the corresponding policy in OCC bylaws applicable to security futures. |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
| CME |
CME/CBOT/NYMEX rule amendments incorporating LSOC regulations; 12-240 |
07/17/2012 |
Certified |
08/01/2012 |
|
1 |
| CME |
Rule change relating to the removal of the SGD-SOR-Reuters and addition of SGD-SOR-VWAP reference rate for Singapore Dollar (SGD) denominated interest rate swaps (IRS). |
09/27/2013 |
Certified |
10/29/2013 |
|
1 |
| OCC |
Self-certification of rule changes related to the Governance Committee charter. |
10/25/2013 |
Certified |
11/12/2013 |
|
1 |
| LCHLTD |
Re-introduction of a backload discount plan for client clearing activity to SwapClear's client fee structure. |
11/20/2013 |
Certified |
12/06/2013 |
|
1 |
| LCHLTD |
Change to Section 1 Procedures to clarify Clearing Member obligations in relation to providing regulatory returns to the Clearing House. |
07/16/2015 |
Certified |
07/29/2015 |
|
1 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 102-16 relating to amending the Price List to further implement the introduction of the British pound and related to the Swiss franc |
08/09/2016 |
Certified |
08/23/2016 |
|
2 |
| LCHLTD |
LCH Ltd is submitting for self-certification changes to the tariffs applicable to SwapClear members. |
12/14/2018 |
Certified |
01/28/2019 |
|
1 |
| ICLREU2 |
ICE Clear Europe is formalizing its ORM Policy which sets out the processes for managing operational risks, the responsibilities for executing those processes, the frequency of review of the policy and the governance and reporting lines for the policy. |
05/31/2019 |
Certified |
06/13/2019 |
|
2 |
| ICECC |
ICC proposes amendments to the ICC Clearing Rules and the ICC Exercise Procedures. |
04/08/2021 |
Certified |
04/22/2021 |
|
3 |
| NYMEX |
Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products, 12-019 |
01/13/2012 |
Certified |
01/31/2012 |
|
2 |
