| LCHLTD |
LCH Limited Self-Certification: HKD / SGD OIS Clearing and Discounting |
03/06/2020 |
Certified |
03/20/2020 |
|
3 |
| ICE NGX |
Changes around scheduling procedures for Yesterday ("YD") products at Alliance delivery points. |
10/06/2020 |
Certified |
10/21/2020 |
|
1 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 081/21 relating to the transition of cleared OTC transactions referencing EONIA or LIBOR and the support of OTC transactions concluded under the 2021 ISDA Definitions. |
09/16/2021 |
Certified |
09/29/2021 |
|
12 |
| ICLREU2 |
ICE Clear Europe Limited proposes to amend its Delivery Procedures to make certain clarifications and updates |
11/04/2022 |
Certified |
11/18/2022 |
|
2 |
| NADEX |
Extension of Refer a Friend program. |
12/07/2012 |
Certified |
12/22/2012 |
|
1 |
| ICLREU2 |
Amendments to ICE Clear Europe rules and procedures to implement a clearing relationship under which ICE Clear Europe will clear contracts traded on the LIFFE Administration and Management market |
06/07/2013 |
Certified |
06/22/2013 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited is modifying its previous self-certification by removing the customer closeout provisions from the Clearing House Procedures and reserving these sections for future revision. |
09/26/2013 |
Certified |
10/28/2013 |
|
1 |
| LCHSA |
CDSClear fee schedule change |
07/30/2014 |
Certified |
08/13/2014 |
|
3 |
| LCHLTD |
Self-certification to 1) amend ForexClear fees to provide for existing Clearing Members to move from the current variable tariff to the current fixed tariff, by giving notice to LCH, and 2) publication of the ForexClear fees for 2017. |
09/20/2016 |
Certified |
10/04/2016 |
|
1 |
| LX |
Amendments to operations manual as previously discussed with DCR staff. |
04/13/2018 |
Certified |
04/27/2018 |
|
2 |
| OCC |
Proposed rule change related to The Options Clearing Corporation's margin methodology for Volatility Index Futures. |
04/30/2019 |
Certified |
05/14/2019 |
|
2 |
| LX |
Updated LedgerX Compliance Manual |
07/10/2019 |
Certified |
07/24/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 108-19 related to refreshing the OTC Interest Rate Derivatives Pricing Packages for 2020 and renewing the CCP Switch Incentive Program |
11/21/2019 |
Certified |
12/06/2019 |
|
2 |
| ICE NGX |
Amendments to the ICE NGX Canada Inc. rules. |
07/08/2021 |
Certified |
07/22/2021 |
|
2 |
| CME |
Modification of Cleared Over-the-Counter ("OTC") Interest Rate Swap Products Referencing the Banco de México 28 day Tasa de Interés Interbancaria de Equilibrio interest rate ("28D TIIE") and Limitation of Acceptance for Clearing |
11/30/-0001 |
Certified |
11/30/-0001 |
|
1 |
| NYMEX |
NYMEX Energy Products Incentive Program for High Volume Hedging Contributors; 12-229 |
07/11/2012 |
Certified |
07/26/2012 |
|
2 |
| LCHLTD |
Rule change that allows the clearing house to amend by circular the process and timings for the Portfolio Transfer Process. LCH is also issuing a circular with changes to the Portfolio Transfer Process for full and partial transfers without collateral. |
06/10/2013 |
Certified |
06/25/2013 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited is issuing a circular to provide a process for effecting bilateral terminations of SwapClear contracts by SwapClear Clearing members. |
09/27/2013 |
Certified |
10/29/2013 |
|
1 |
| LCHLTD |
Self-certification relating to implementation of a margin model floor for the SwapClear Clearing Service. |
05/02/2014 |
Certified |
05/17/2014 |
|
1 |
| CME |
Enhancements to CDS Risk Model |
10/23/2014 |
Certified |
12/22/2014 |
|
2 |
| LCHLTD |
LCH.Clearnet is proposing rule changes to extend the tenors of its existing products by up to one year. |
12/31/2015 |
Certified |
01/14/2016 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 088-17 relating to introduction of options on Euro-BTP Futures |
09/14/2017 |
Certified |
09/28/2017 |
|
2 |
| LCHLTD |
LCH LTD is self-certifying changes to its rules to clarify that all variation margin payments associated with Contracts of all FCMs and US SCMs of the SwapClear service are settlement payments. |
12/28/2017 |
Certified |
01/12/2018 |
|
1 |
| LCHLTD |
LCH Limited Self Certification: Rule Changes on the addition of Non-Deliverable Swaps as eligible SwapClear products |
04/13/2018 |
Certified |
04/27/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 062-18 related to a clarifying, non-substantive change in one section of Chatper VIII, moving the CLS cut-off time, and providng that notices will be published via electronic circulars in English only |
07/03/2018 |
Certified |
07/18/2018 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: Amendments to the Rates and ForexClear rules on antitrust law in the context of Default Management Groups |
08/22/2019 |
Certified |
09/06/2019 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 079-20 related to the introduction of futures and options on the EURO STOXX 50r ESG and DAXr 50 ESG Indices |
10/06/2020 |
Certified |
10/21/2020 |
|
2 |
| NODALCL |
Amendments to Nodal Clear Rules and Publication of Cash Management Fee Advisory |
12/16/2020 |
Certified |
12/31/2020 |
|
4 |
| ICE NGX |
Submission to implement changes to ICE NGX RMF to document the treatment of Force Majeure ("FM") events \r\nin the calibration of stress testing parameters. |
03/05/2024 |
Certified |
03/19/2024 |
|
2 |
| LCHLTD |
Self-certification pursuant to Reg. 40.6(a) relating to the revision of fees for the ForexClear service. |
09/27/2013 |
Certified |
10/29/2013 |
|
1 |
| LCHLTD |
Change to the SwapClear service European Client Account Fees |
10/24/2014 |
Certified |
11/06/2014 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 087-17 relating to introduction of SARON overnight interest rate swaps and expansion of lending CCP to clearing of loan securities in Austrian and Italian equities |
09/14/2017 |
Certified |
09/28/2017 |
|
2 |
| ICE NGX |
Update to May 24, 2019 filing, which was missing information on how we are meeting Core Principles. Please replace this filing with the May 24th filing. |
05/30/2019 |
Certified |
06/13/2019 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: SwapClear Opening Hours |
08/22/2019 |
Certified |
09/06/2019 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the proposed amendments to LCH SA's CDS Clearing Supplement required to mainly reflect the new iTraxx and CDX swaption documentation, published recently by the relevant Markit entity. |
12/29/2021 |
Certified |
01/12/2022 |
|
1 |
| ICECC |
The principal purpose of the purposed rule change is to make changes to the ICC Clearing Rules. Specifically, ICC purposes to add Standard Subordinated European Insurance Corporate Single Name Contracts. |
04/21/2023 |
Certified |
05/05/2023 |
|
2 |
| MIAX |
Formation of the Risk Management Committee |
03/06/2024 |
Certified |
03/20/2024 |
|
1 |
| NYMEX |
NYMEX and COMEX Futures and Options Products Cross-Venue Incentive Program; 12-239 |
07/16/2012 |
Certified |
07/31/2012 |
|
2 |
| OCC |
The proposed rule change concerns monthly resizing of the clearing fund and the addition of financial resources. |
12/01/2014 |
Certified |
12/15/2014 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the proposed changes necessary to implement a new end of day price contribution window for CDX North American indices and related single names. |
02/14/2018 |
Certified |
03/01/2018 |
|
1 |
| SGX-DC |
Self-certification of rule amendment pursuant to Commission Regulation 40.6(a) with respect to an update to SGX-DC's collateral management policy |
12/13/2018 |
Certified |
01/28/2019 |
|
1 |
| SGX-DC |
Self-certification of amendments to SGX-DC Clearing Rules - revision of clearing fee |
07/12/2019 |
Certified |
07/25/2019 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 032-21 related to Eurex Clearing changing its CLS provider for FX Futures and clarifying that Eurex Clearing can switch to a bilateral physical settlement for FX Futures in an emergency case |
04/07/2021 |
Certified |
04/21/2021 |
|
2 |
| ICLREU2 |
ICEU proposes to modify its Operational Risk Management Policy to make certain clarifications and updates and add to its rule framework a Risk Identification Framework to provide ICE Clear Europe with a structure to explore identify and monitor risks. |
05/24/2022 |
Certified |
06/07/2022 |
|
2 |
| NYMEX |
Increases the Maximum Dollar Value of Letters of Credit to $500 Million, Retains the Percentage Basis at 10% and Increases the Collateralized Maximum to $600 Million |
01/12/2006 |
Certified |
01/17/2006 |
|
1 |
| OCC |
Changes to rules re: clearance of stock loan transactions in Market Loan and Stock Loan programs; proposed changes to clearing agreement between OCC and operator of the Loan Market. |
03/22/2012 |
Certified |
04/06/2012 |
|
1 |
| LCHLTD |
Amendments to reflect change to rate of return on contributions to SwapClear default fund and to clarify FCM Clearing Member collection of additional collateral for FCM Clients' SwapClear contracts that are non-hedging in nature. |
07/17/2012 |
Certified |
08/01/2012 |
|
1 |
| LCHLLC |
Re-introduction of a backload discount plan for client clearing activity to SwapClear's client fee structure. |
11/20/2013 |
Certified |
12/06/2013 |
|
1 |
| OCC |
This proposed rule change would permit the Executive Chairman, the President or their delegate to approve requests by a Hedge Clearing Member to become a Market Loan Clearing Member. |
10/24/2014 |
Certified |
11/07/2014 |
|
1 |
| CME |
Amendments to CME Chapter 900 ("Interest Rate Swaps)" and Adoption of New CME Chapter 902 ("Interest Rate Swaptions Contract Terms") |
03/24/2016 |
Certified |
04/07/2016 |
|
1 |
