LCHLTD |
Change to LCH Rulebook Procedures Section 3 (Financial Transactions) to include the new Australian PPS arrangements. |
08/12/2016 |
Certified |
08/25/2016 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 012-17 relating to clarifications for the clearing of products trading 23 hours per day and providing that the Vola Trade Service is not available for FX futures and options |
02/03/2017 |
Certified |
02/17/2017 |
|
2 |
ICLR US |
ICUS is amending Rule 605 in connection with the commencement of clearing of the Silver Daily Futures Contract |
08/04/2017 |
Certified |
08/18/2017 |
|
2 |
LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes related to the proposed acceptation of clients' self-referencing transactions on their clearing broker. |
01/02/2018 |
Certified |
01/16/2018 |
|
4 |
CME |
Implementation of the Over-the-Counter ("OTC") Foreign Exchange ("FX") Non-Deliverable Forwards ("NDF") Incentive Program |
12/17/2018 |
Certified |
01/28/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 031-20 related to Advanced Risk Netting Units and clarifying certain clearing licenses and certain products |
04/07/2020 |
Certified |
04/21/2020 |
|
2 |
OCC |
Proposed rule change to adopt a new Second Amended and Restated Cross-Margining Agreement between OCC and the Chicago Mercantile Exchange. |
10/08/2020 |
Certified |
10/23/2020 |
|
2 |
LCHLTD |
LCH is submitting for self-certification revisions to its rules related to the rates conversion for benchmark reform. |
09/17/2021 |
Certified |
10/01/2021 |
|
8 |
LCHLTD |
LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin collateral. |
03/08/2024 |
Certified |
03/21/2024 |
|
2 |
NYMEX |
Raises Working Capital "Ceiling"; Combines Margin Risk for NYMEX/COMEX Positions; Raises Max Risk % of a Firm's Capital; and Adds a Guaranty Fund Surcharge for Position Limit Exemptions |
03/10/2006 |
Certified |
03/24/2006 |
|
1 |
CME |
CME OTC FX Fee Waiver Program, 12-027 |
01/17/2012 |
Certified |
02/01/2012 |
|
1 |
CME |
Changes to CDS Manual of Operations; Changes to CDS Price Quality Auction Parameter. 13-299 |
07/25/2013 |
Certified |
08/09/2013 |
|
1 |
LCHLTD |
Self-certification relating to implementation of a margin model floor for the EnClear Clearing Service. |
05/08/2014 |
Certified |
05/23/2014 |
|
1 |
LCHLTD |
Self-certification pursuant to Sec. 40.6(a) in respect of corrections to LCH.Clearnet Limited's rules and regulations. |
06/13/2014 |
Certified |
06/28/2014 |
|
1 |
ICLREU2 |
To amend certain ICEU Rules and Clearing Procedures relating to the margining of Customer Accounts, principaslly in the case of Non-FCM/BD Clearing Members. |
10/30/2015 |
Certified |
11/16/2015 |
|
2 |
ICECC |
ICC proposes amendments to its Clearing Rules to comply with certain requirements of the European Union General Data Protection Regulation. |
05/24/2018 |
Certified |
06/08/2018 |
|
2 |
ICE NGX |
Amendment to Definitions, Section 2.6, 7.2, 7.3 and Schedule "C" of the CPA |
03/14/2019 |
Certified |
03/28/2019 |
|
1 |
ICLR US |
Amendments to the ICE Clear U.S. Risk Management Framework |
04/07/2020 |
Certified |
04/21/2020 |
|
2 |
EUREX |
Proposed amendments to the Clearing Conditions and Price List in Eurex Clearing Circular 061-21 relating to the launch of Mini-Futures and -Options on the MDAXr index at Eurex Deutschland. |
07/12/2021 |
Certified |
07/26/2021 |
|
2 |
ICLR US |
Amendments to the ICUS Risk Management Framework Related to ICE Risk Model 2.0 |
05/26/2022 |
Certified |
06/10/2022 |
|
2 |
ICLR US |
Committees; Guaranty Fund |
08/16/2001 |
Certified |
08/20/2001 |
|
0 |
NYMEX |
Raises Clearing Member Fund Balance Min; Uses Hybrid Formula to Calculate Contributions; Adds Surcharge for Position Limit Exemptions; and Adds MM Mutual Funds to Acceptable Deposits |
03/10/2006 |
Certified |
03/10/2006 |
|
1 |
OCC |
Rule primarily applicable to securities |
12/09/2005 |
Certified |
12/09/2005 |
|
1 |
ICLR US |
New Rule 806 and amendments to Rule 504 - establishes new close-out mechanism in event of DCO insolvency and amendments regarding making advance intra-day calls for margin |
12/15/2009 |
Certified |
12/24/2009 |
|
1 |
CME |
Amendment to eliminate CME Group share assignment requirement for clearing purposes. |
05/11/2011 |
Certified |
05/11/2011 |
|
1 |
OCC |
Modify corporate governance structure of OCC, OCC-2012-01 |
01/20/2012 |
Certified |
02/04/2012 |
|
1 |
NADEX |
Amendments to clarify notice of authorized trader resignation, provide for discretionary adjustment of underlying delivery month, amend title of index binary contracts for consistency, and correct typographical error in holiday product schedule guidelines |
07/26/2013 |
Certified |
08/10/2013 |
|
1 |
CME |
Self-certification of CME Clearing Advisory Notice for Performance Bond Collateral Categorization Changes. CME 14-240 |
06/13/2014 |
Certified |
06/28/2014 |
|
1 |
CME |
Extension of the CME OTC FX Fee Waiver Program |
12/03/2014 |
Certified |
12/17/2014 |
|
1 |
NODALCL |
Fee schedule for trucking freight futures |
03/14/2019 |
Certified |
03/28/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 081-20 related to providing that transaction fees in certain single stock dividend futures will be reduced by 50 percent and post-trade fees for single stock futures will be adjusted |
10/08/2020 |
Certified |
10/23/2020 |
|
2 |
OCC |
Proposed Rule Change Concerning Revisions to the Titles of Certain Options Clearing Corporation Personnel. |
10/28/2021 |
Certified |
11/12/2021 |
|
2 |
LX |
Rulebook update |
04/08/2022 |
Certified |
04/22/2022 |
|
2 |
ICECC |
The principal purpose of the proposed changes to the ICC Treasury Policy & Procedures is to add clarifications and updates with respect to collateral asset haircuts and additional details on ICC's foreign exchange conversion methods. |
08/31/2023 |
Certified |
09/15/2023 |
|
2 |
NYMEX |
Requires Exchange Clearing Members to Own Two Exchange Memberships and 180K Shares of NYMEX Holdings Common Stock |
03/13/2006 |
Certified |
03/13/2006 |
|
1 |
OCC |
Rule primarily applicable to securities |
11/09/2005 |
Certified |
11/09/2005 |
|
1 |
LCHLTD |
LCH submits its Clearing Relationship Agreement (CRA), Termination Agreement (TA) and Tripartite Clearing Membership Agreement (TCMA). Only the latter is not subject to a request for confidential treatment. |
09/22/2009 |
Certified |
09/25/2009 |
|
1 |
LCHLLC |
Add defined term "Clearinghouse Approved Depositories" and amend Rule 509 to clarify ownership and control over clearing member's securities deposited to meet margin requirements and the depository custody accounts |
12/16/2009 |
Certified |
12/24/2009 |
|
1 |
CBT |
Amendment to eliminate CME Group share assignment requirement for clearing purposes. |
05/11/2011 |
Certified |
05/11/2011 |
|
1 |
ICECC |
Enhancements to margin methodology ("Decomp Model") |
11/25/2011 |
Certified |
12/10/2011 |
|
1 |
CME |
Amendments to CDS Guaranty Fund allocation calculation; 12-029 |
01/19/2012 |
Certified |
02/03/2012 |
|
2 |
CME |
Acceptance for clearing of SEK, DKK and NOK Interest Rate Swaps; OIS Swaps up to 5 years; 1-month Designated Maturity for IRS denominated in EUR, GBP and JPY; 13-047. |
02/14/2013 |
Certified |
03/02/2013 |
|
1 |
LCHLTD |
LCH has amended its rules to reflect that only those clearing members that participate in the General Business services are permitted to vote on the LCH's changes to its General Business default management program. |
06/13/2013 |
Certified |
06/28/2013 |
|
1 |
LCHLTD |
Introduction of wording to set out the requirements of clearing members to participate in business continuity testing planning coordination and testing programs. |
07/29/2013 |
Certified |
08/13/2013 |
|
1 |
CME |
This submission contains product title amendments for two DJ-UBS Commodity Index futures, and for three DJ-UBS Commodity Index Cleared Swaps to reflect a change in the index calculation agent from DJ to Bloomberg. #14-243 |
06/16/2014 |
Certified |
07/01/2014 |
|
1 |
CCH |
Changing entity name from "Cantor Clearinghouse, L.P." to "CX Clearinghouse, L.P." |
02/16/2018 |
Certified |
03/05/2018 |
|
2 |
LCHLTD |
LCH Limited Self-Certification: SwapClear NZD Clearing, AUD and ZAR tenor extensions |
10/30/2019 |
Certified |
11/14/2019 |
|
1 |
OCC |
Proposed rule change to modify The Options Clearing Corporation's fees for exercise notices submitted after the deadlines and to change the deadline for submitting a late exercise notice on non-expiration dates. |
02/11/2020 |
Certified |
02/26/2020 |
|
1 |
LCHLTD |
LCH is submitting for self-certification changes to its Rulebook required to implement a new ForexClear proposal to enhance the ForexClear trade registration workflow for eligible products traded on trading venues. |
08/31/2023 |
Certified |
09/15/2023 |
|
1 |
ICECC |
The principal purpose of the purposed rule change is to make changes to the ICC Collateral Risk Managment Framework. |
04/29/2024 |
Certified |
05/13/2024 |
|
2 |