Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Extension of the CME OTC FX Fee Waiver Program 12/13/2021 Certified 12/28/2021 1
OCC Rule Certification by The Options Clearing Corporation Concerning the Amendment of its Clearing Membership Standards 04/27/2023 Certified 05/11/2023 5
ICLREU2 ICE Clear Europe Limited proposes to amend Part HH of its Delivery Procedures to to make certain corrections and clarifications with respect to the ICE Endex French PEG Natural Gas Contracts. 06/09/2023 Certified 06/26/2023 2
ICLREU2 ICEU is amending its Rules to address more consistently the treatment of certain losses that do not arise from the default of a Clearing Member, generally referred to as non-default losses, including certain investment losses and custodial losses. 07/19/2023 Certified 08/02/2023 2
NYMEX Investment of Customer Segregated Funds in Money Market Mutual Funds 02/20/2001 Certified 02/20/2001 0
OCC Rule primarily applicable to securities 06/16/2005 Certified 06/16/2005 1
OCC Amendment of definition of "fund share" to include a security as defined in Section 3(a)(10) of the Securities Exchange Act of 1934. 10/04/2007 Certified 10/09/2007 1
CBT Amendments to clearing membership assignment requirements to harmonize CME/CBT/NYMEX rulebooks. 06/24/2009 Certified 06/30/2009 1
OCC Revision to Article XII, Section 3, of OCC's by-laws to allow OCC to make adjustments to the settlement price of exchange-designated security futures for all cash dividends or distributions. 08/19/2010 Certified 08/19/2010 1
CBT Amendments to capital requirements and reporting requirements applicable to bank clearing members. 04/18/2011 Certified 04/18/2011 1
OCC Changes to accomodate clearing of cash-settled Agricultural Futures; Euribor Futures; and German Interest Rate Futures for ELX Futures exchange; 2011-16R 11/22/2011 Certified 12/08/2011 2
NYMEX Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 03/26/2012 Certified 04/10/2012 1
CME Clarifying Amendments to CME, CBOT, and NYMEX Rule 802.H 08/05/2014 Certified 08/19/2014 1
ICE NGX Attached is a rule amendment submission pursuant to Commission Rule 40.6(a). NGX is amending its Contracting Party Agreement in order to maintain credit facilities at more than one bank. 12/02/2015 Certified 12/16/2015 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 05/12/2017 Certified 05/26/2017 1
LCHLTD LCH Limited Self-Certification: Rulebook Miscellaneous Amendments 05/07/2019 Certified 05/21/2019 1
ICECC ICC proposes amendments to its Clearing Rules. 10/14/2020 Certified 10/28/2020 2
ICLREU2 ICE Clear Europe is amending Part Q, Part R and Part B of its Delivery Procedures to make clarifications and updates with respect to certain delivery specifications. 11/18/2020 Certified 12/02/2020 2
LCHLTD LCH Limited Self-Certification: Variable Notional OIS - remaining currencies extension 04/12/2021 Certified 04/23/2021 1
CME Administrative Amendments to CME, CBOT, NYMEX/COMEX Rule 816. ("Guaranty Fund Deposit") 09/21/2021 Certified 10/05/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 040-23 related to amending the Porting Period for NOSA Undisclosed Direct Clients Transaction Accounts Groups in the Elementary Clearing Model 06/09/2023 Certified 06/26/2023 2
OCC Rule primarily applicable to securities 05/10/2005 Certified 05/10/2005 1
OCC Various changes to clearing fee schedule 08/03/2007 Certified 08/03/2007 1
NYMEX New rules for Chapter 7b regarding delivery. 06/24/2009 Certified 06/30/2009 1
NYMEX Amendments to capital requirements and reporting requirements applicable to bank clearing members. 04/18/2011 Certified 04/18/2011 1
CME CME Cleared Credit Default Swaps; establish separate guaranty fund, limited-recourse structure 07/15/2011 Certified 07/15/2011 1
ICLREU2 Amendments to rules relating to CDS contracts and CDS procedures to clarify timing, processes and application of position limits 11/25/2011 Certified 12/10/2011 1
CME CME Rule 8F04 (OTC Clearing Member Obligations and Qualifications); Amendments to comply with 39.12(a)(2)(iii); 12-097 03/28/2012 Certified 04/12/2012 1
MGEX The purpose of the amendment and deletion of these MGEX Rules and Regulations is to comply with the CFTC's final regulations requiring gross margining for all derivatives clearing organizations. 11/02/2012 Certified 11/20/2012 1
LCHSA LCH.Clearnet SA is submitting for self-certification some amendments to the CDS Clearing Rules and the Access Agreement related to (i) the automation of the auto-repay function in the CDSClear treasury system and (ii)the access to the CDS reports. 11/02/2015 Certified 11/17/2015 1
CME Amendments to CME Rule 280H.02. ("Cash Settlement") of the Cleared OTC U.S. Dollar/Malaysian Ringgit (USD/MYR) Spot, Forwards and Swaps Contract. 06/30/2016 Certified 07/15/2016 1
LX Rulebook amendment 09/19/2017 Certified 10/03/2017 1
LCHLTD LCH Limited is submitting for self-certification changes to its rulebook provisions to ensure such provisions align with the current SwapClear environment. 05/29/2018 Certified 06/12/2018 1
ICECC ICE Clear Credit LLC proposes changes to the ICC Risk Management Model Description Document and the ICC RiskManagement Framework. 07/10/2018 Certified 10/22/2018 2
LCHLTD LCH Limited Self-Certification: Excess Sub-Account 05/07/2019 Certified 05/21/2019 1
ICLR US Amendments to ICUS's Default Management Procedures to make certain enhancements related to required communications, as well as porting of customer positions, and, in addition, clarifying amendments related to ICUS's default resource waterfall. 11/01/2019 Certified 11/18/2019 2
LCHLTD ForexClear tariff waiver for Non-deliverable Options 10/15/2020 Certified 10/28/2020 1
EUREX Proposed amendments in Eurex Clearing Circular 093-21 relating to inclusion of requirements for proof of own fund requirements for entities subject to IFD and IFR, migration of collateral management for Repo and alignment of FCM Default Rules 11/01/2021 Certified 11/16/2021 3
LCHLTD LCH is submitting for self-certification revisions to its rules to extend the maximum tenor for certain swaps denominated in Singapore Dollar. 05/31/2022 Certified 06/14/2022 3
ICE NGX Addition of sixteen physically settled natural gas futures contracts in the U.S. natural gas market. 06/21/2022 Certified 07/06/2022 1
CCD Amendment to Eris Clearing Rulebook, Limited Liability Company Agreement and Committee Charter in connection with legal entity name change 09/16/2022 Certified 09/30/2022 1
OCC Rule primarily applicable to securities 05/10/2005 Certified 05/10/2005 1
CCORP The definition of Exchange Market in Chapter 1 is amended to add Carbon Financial Instrument Futures to be traded on Chicago Climate Futures Exchange, LLC. 08/01/2007 Certified 08/03/2007 1
CME Amendments to OTC substitution rule. 06/30/2009 Certified 06/30/2009 1
ICLREU2 Arrangements that would be implemented in relation to the occurrence of a restructuring event. 11/25/2011 Certified 12/10/2011 1
NYMEX Listing of a Cleared OTC London Gold Forwards (cash margin) contract; 12-092 03/29/2012 Certified 03/29/2012 1
LCHLTD Extension of Variation Margin settlement to client contracts and allowing partial conversion of contracts from Collateralised-to-Market ("CTM") to Settled-to-Market ("STM") 08/15/2016 Certified 08/29/2016 1
LX Operations Manual amendment 09/19/2017 Certified 10/03/2017 2
EUREX Proposed amendments in Eurex Clearing Circular 095-21 relating to amending the Price List to allow for FX Derivatives with quote currency Australian Dollar, and minor changes to the Eurex Clearing GTC technical connection agreement 11/01/2021 Certified 11/16/2021 2
CME Extension of the FEX Strip Option Expiration Fee Waiver Program 02/28/2022 Certified 03/14/2022 1