| OCC |
Clearing of Real Estate Index Futures listed on CBOE Futures Exchange |
07/19/2011 |
Certified |
08/03/2011 |
|
1 |
| LCHLTD |
Corrections to the Clearing House procedures allowing delivery of precious metals as margin collateral. |
07/24/2012 |
Certified |
08/08/2012 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 016-17 related to timing and overnight trading terms for repo transactions and the delivery of margin in execeptional situations |
02/09/2017 |
Certified |
02/24/2017 |
|
2 |
| CME |
Amendments to CME Chapter 901 ("Interest Rate Swaps Contract Terms") for the BRL Interest Rate Swaps Contract |
02/23/2018 |
Certified |
03/09/2018 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 117-20 related to adjusting the rebates for liquidity provisioning in equity options and simplifying the volume rebate structure in equity index options and equity options |
12/25/2020 |
Certified |
01/11/2021 |
|
2 |
| LX |
LedgerX Revised Rulebook |
02/19/2021 |
Certified |
03/05/2021 |
|
1 |
| CME |
Adoption of New CME, CBOT, NYMEX/COMEX Rule 258. ("Exchange Personal Trading Policy") |
07/14/2021 |
Certified |
07/28/2021 |
|
1 |
| OCC |
Certification of Updates to the Service Level Agreement Between OCC and CME under the Second Amended and Restated Cross-Margining Agreement |
11/03/2021 |
Certified |
11/18/2021 |
|
2 |
| CBT |
Comprehensive Update of Chapter 2 Membership Requirements |
09/28/2006 |
Certified |
09/29/2006 |
|
1 |
| OCC |
Amending OCC's By-Laws to allow the Corporation to approve OCC's form of clearing member application and form of clearing agreement rather than its Board of Directors; SR-OCC-2012-12R |
07/16/2012 |
Certified |
07/31/2012 |
|
1 |
| ICE NGX |
Amendments to provide greater clarity regarding product categorization in response to the elimination of the exempt commercial market category. |
04/12/2013 |
Certified |
04/27/2013 |
|
1 |
| OCC |
This proposed rule change would accommodate the clearing of physically-settled single stock futures for which delivery would occur on the first business day after the maturity date. |
01/28/2014 |
Certified |
02/12/2014 |
|
1 |
| NADEX |
Nadex institutes temporary free trading incentive program, which would waive fees for all individual and entities that become Members on or after the effective date, for a specified period of time relating to amount of Member's initial deposit. |
08/31/2015 |
Certified |
09/15/2015 |
|
1 |
| CME |
Amendments to CME Rule 204A04 ("Daily Settlement Price") of the USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) Contract |
04/01/2016 |
Certified |
04/15/2016 |
|
1 |
| CME |
Notification Regarding Changes to the OTC FX Risk Model for OTC FX Options |
02/09/2017 |
Certified |
06/20/2017 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 053-18 related to implementing Eurex Clearing's Pricing Roadmap for certain listed derivatives |
05/31/2018 |
Certified |
06/14/2018 |
|
2 |
| LCHSA |
LCH SA is proposing to amend its CDS Clearing Rules in order to address narrowly tailored credit events (NTCE). |
01/06/2020 |
Certified |
01/17/2020 |
|
1 |
| OCC |
Certification to correct The Options Clearing Corporation's schedule of fees |
11/03/2021 |
Certified |
11/18/2021 |
|
2 |
| ICE NGX |
Implement a requirement that settlement payments owning to ICE NGX be made prior to 12:00 noon MT/2:00 pm ET. |
09/20/2022 |
Certified |
10/04/2022 |
|
3 |
| ICLR US |
Rule Amendments |
11/15/2022 |
Certified |
11/30/2022 |
|
2 |
| OCC |
Rule Certification to Amend and Enhance OCC's Model Risk Management Policy |
06/13/2023 |
Certified |
06/28/2023 |
|
2 |
| OCC |
This proposed rule change concerns implementation of principles-based risk control standards for options exchanges. |
12/03/2015 |
Certified |
12/17/2015 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the changes related to the proposed extension of the CDSClear services to the clearing of options on index credit default swaps. |
09/22/2017 |
Certified |
10/06/2017 |
|
2 |
| ICLR US |
Revisions to the ICUS Risk Management Framework to increase the adjustment period used in theoretical stress scenarios. |
12/24/2018 |
Certified |
02/07/2019 |
|
2 |
| LCHSA |
LCH SA is proposing to amend its Reference Guide: CDSClear Margin Framework in order to allow Index BasisPackages margining as single instrument |
12/03/2019 |
Certified |
12/17/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 123-19 related to the tax-related provisions for repo and sec lending transactions, updating the Price List for one listed future, updating the GTC re: KYC documentation, and other |
01/06/2020 |
Certified |
01/21/2020 |
|
2 |
| CME |
Extension of the U.S. Dollar ("USD") Interest Rate Swap ("IRS") House Liquidity Program |
07/13/2020 |
Certified |
07/27/2020 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 112-20 related to incorporating the core provisions of the new ISDA IBOR Fallbacks Supplement into its rulebooks to keep its fallback logic in line with the developments in the bilateral market |
12/28/2020 |
Certified |
01/12/2021 |
|
3 |
| CME |
Revisions to the Service Level Agreement between Options Clearing Corporation and Chicago Mercantile Exchange Inc. |
11/03/2021 |
Certified |
11/18/2021 |
|
2 |
| ICE NGX |
Definitions re financially settled Ontario power products and confirming performance of physically settled natural gas futures at assigned delivery locations. |
12/14/2021 |
Certified |
12/29/2021 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the proposed amendments to LCH SA's CDS Clearing Rules required by (i) the need to comply with CFTC Regulation 39.13(g)(8)(ii) and (ii) the proposal to enhance the CDSClear service. |
03/07/2022 |
Certified |
03/21/2022 |
|
1 |
| OCC |
OCC-2006-17, 9.22.06, Options on Commodity Pools |
09/22/2006 |
Certified |
09/22/2006 |
|
1 |
| NADEX |
Discontinue Free Trade Promotion Program |
05/31/2007 |
Certified |
06/01/2007 |
|
1 |
| ICE NGX |
Addition of NGX representation that it will submit large trader reports to the Commission on behalf of its participants |
07/18/2012 |
Certified |
08/02/2012 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the Rule Book changes related to the proposed extension of the CDSClear services to the clearing of options on index credit default swaps. |
09/22/2017 |
Certified |
10/06/2017 |
|
3 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 031-19 related to amendin the Price List to offer payment of rebates for certain exchange-traded commodities options |
03/22/2019 |
Certified |
04/05/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 114-19 relating to implementing the first elements of the Eurex Pricing Roadmap 2020 |
12/03/2019 |
Certified |
12/17/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 074-20 related to preparation for the upcoming EU CSD Regulation |
09/09/2020 |
Certified |
09/23/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 038-21 regarding service fees for Prefunding Amounts relating to OTC FX Transactions and OTC cross-currency (XCCY) Transactions. |
06/02/2021 |
Certified |
06/16/2021 |
|
2 |
| ICLREU2 |
Amendments to Part CC of ICEU Delivery Procedures to revise certain timing-related delivery specifications applicable to Midland West Texas Intermediate American Gulf Coast Crude Oil Futures ("Midland WTI Contracts"). |
03/07/2022 |
Certified |
03/21/2022 |
|
2 |
| ICE NGX |
Contracting Party Information Updates |
09/21/2022 |
Certified |
10/05/2022 |
|
2 |
| OCC |
OCC-2006-13, 7.19.06, Risk Committee NASDAQ Global Markets |
07/19/2006 |
Certified |
07/19/2006 |
|
0 |
| LCHLTD |
Introduction of GBP FRAs to be offerred for clearing within the SCM and European client clearing models. |
03/16/2012 |
Certified |
03/26/2012 |
|
1 |
| LCHLTD |
Correction to SwapClear opening hours and support for additional financial centres |
08/19/2016 |
Certified |
09/02/2016 |
|
1 |
| LCHLTD |
LCH self certifies changes to its rules on LCH delivery account details and opening hours related to the Listed Interest Rates clearing service |
09/28/2016 |
Certified |
10/12/2016 |
|
1 |
| LCHLTD |
The proposed rules clarify that the FCMs' request for LCH to apply margin attributable to the FCM's customer account to the FCM's buffer account may only be accommodated if it is made in respect to all of the customers' accounts, and not some only. |
11/18/2016 |
Certified |
12/02/2016 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the new fee grid related to the proposed extension of the CDSClear services to the clearing of options on index credit default swaps. |
09/22/2017 |
Certified |
10/06/2017 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its Delivery Procedures to add a new Part EE regarding delivery procedures relating to a new natural gas futures contract. |
03/22/2019 |
Certified |
04/05/2019 |
|
2 |
| LCHLTD |
LCH Limited is submitting for self-certification a change to its rules allowing ForexClear to offer clearing of FX Spot and Forwards in their own right, rather than only as hedges of FX Options contracts. |
05/13/2019 |
Certified |
05/24/2019 |
|
1 |
| LCHLTD |
LCH Limited is submitting for self-certification amendments to its rules regarding the contributions ForexClear Clearing Members make to the ForexClear Default Fund, and how the amount of these contributions are allocated between such Clearing Members. |
01/07/2020 |
Certified |
01/21/2020 |
|
1 |
