Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH Ltd is submitting for self-certification amendments to its rules in respect of business as usual ("BAU") portfolio transfers within the ForexClear clearing service. 02/20/2020 Certified 03/04/2020 1
LCHLTD LCH Limited Self-Certification: Capping the number of ballots in service continuity 12/30/2020 Certified 01/13/2021 1
ICE NGX Amendments to ICE NGX Risk Management Framework 04/14/2021 Certified 04/28/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 098-21 relating to the clearing introduction for the risk-free reference rate based OTC XCCY Transactions in the currency pair GBP/USD 11/04/2021 Certified 11/18/2021 2
NODALCL Various Amendments to Nodal Clear Rules 06/06/2022 Certified 06/21/2022 2
ICE NGX Clarification around correspondent or intermediary bank fees in relation to wire payments. 09/22/2022 Certified 10/06/2022 1
EUREX Proposed rule amendments in Eurex Clearing Circular 017-23 related to the the conversion of remaining cleared legacy USD LIBOR-based IRS and basis swap trades to standard and liquid SOFR OIS trades before the fallback provisions are triggered 03/22/2023 Certified 04/05/2023 2
OCC OCC 2006-09, 5/24/06, Choice of Law and Forum 05/24/2006 Certified 05/24/2006 1
NYMEX Deletion of Risk Filter Rule 9.04B 05/31/2007 Certified 06/01/2007 1
OCC Amendment to Rule 309 to provide for expedited process for reviewing a managed clearing member's request to operate without a facilities management agreement 04/21/2008 Certified 04/21/2008 1
LCHLTD Amendments to Regulations and Procedures to extend coverage of the existing ForexClear Non-Deliverable Forward (NDF) service for clearing NDF FX to five additional currency pairs. 07/19/2012 Certified 08/03/2012 1
LCHLTD Changes to client fee schedule to reflect fees for multilateral compression facility for clients 08/19/2016 Certified 09/02/2016 1
ICLREU2 ICE Clear Europe is proposing to adopt a new Futures & Options Capital-to-Margin And Shortfall Margin Policy. 03/22/2019 Certified 04/05/2019 2
ICECC ICC proposes to formalize the Counterparty Monitoring Procedures and the Credit Rating System Model Description and Parameterization. 11/04/2021 Certified 11/19/2021 2
CME Modifications to CME Clearing's Manual of Operations 12/14/2021 Certified 12/29/2021 2
OCC OCC 2006-08, 5/24/06, Effect of Stock Splits 05/24/2006 Certified 05/24/2006 1
NYMEX Modifications to NYMEX Brent 25 day Futures Incentive Program; 12-107 04/10/2012 Certified 04/25/2012 1
LCHSA CDSClear Risk refinements Phase 2 seeks to refine further CDSClear margins while ensuring that LCH.Clearnet risk standards continue to be met. This Submission relates to Lot 1 for which implementation date is expected early August 2015. 07/21/2015 Certified 08/03/2015 2
CME Expansion of Performance Bond Collateral Program to Include Mexican Government Debt and Issuance of CME Clearing Advisory Notice 02/23/2016 Certified 03/08/2016 2
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes to the CDSClear fee grid as a consequence of the evolution of the CDSClear business and activities. The new fee grid will be effective as of January 1st, 2017. 12/15/2016 Certified 12/29/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circualr 021-18 related to IRS Section 871(m) transactions 02/27/2018 Certified 03/13/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 054-18 related to remove certain references to EMIR Risk Committee matters from the Clearing Conditions to eliminate redundancies 06/01/2018 Certified 06/15/2018 2
ICE NGX revised 'event of default' language; allow ICE NGX to retain interest under certain circumstances; enhanced powers to require information from clearing members; opportunity to be heard if membership denied/revoked/suspended 01/07/2020 Certified 01/22/2020 1
ICLREU2 ICE Clear Europe Limited proposes to amend its Liquidity Management Procedures and Investment Management Procedures to make certain clarifications and updates 11/04/2021 Certified 11/19/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 053-22 to the Clearing Conditions, Pledge Agreement relating to pledges by an ISA Direct Light License Holder and Price List in relation to C7 SCS; Xemac Decommissioning Project and further measures. 08/04/2022 Certified 08/18/2022 19
OCC Amendment to clarify that cash-settled foreign currency options will be treated as securities options subject to the jurisdiction of the SEC. 03/22/2010 Non-Approval 06/14/2010 2
SGX-DC Weekly notification of rule amendments for the week of 14 November 2016. 11/20/2016 Notified 11/20/2016 2
EUREX Weekly Notification of Rule Amendments - Week of December 4, 2017 12/08/2017 Notified 12/08/2017 1
CME Weekly Notification of Rule Amendments - Week of December 21, 2020 12/30/2020 Notified 12/30/2020 1
CMECE Weekly Notification of Rule amendments for week of January 30, 2017. 02/10/2017 Notified 02/10/2017 1
SGX-DC Weekly notification of rule amendments for the week of 28 May 2018. 06/04/2018 Notified 06/04/2018 2
MGEX Notification of margin changes made prior week 03/08/2022 Notified 03/08/2022 1
CME Weekly Notification of Rule Amendments - Week of May 30, 2022 06/07/2022 Notified 06/07/2022 1
CME Weekly Notification of Rule Amendments - Week of December 5, 2016 12/15/2016 Notified 12/15/2016 1
ICLREU2 In Rule 106(d), ICE Clear Europe has made a non-substantive change to remove the defined term "Data Subject" as the term is not otherwise used in the Rules. 06/04/2018 Notified 06/04/2018 1
LCHLTD LCH notification is in respect to non-substantive amendments to various parts of its Rulebook. These include correction of minor errors and to section references as well as addition of clarification wording. 10/27/2017 Notified 10/27/2017 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 02/21/2020 Notified 02/21/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 11/20/2020 Notified 11/20/2020 2
SGX-DC Weekly notification of rule amendments for the week of 23 October 2017. 10/29/2017 Notified 10/29/2017 2
SGX-DC Weekly notification of rule amendments for the week of 24 December 2018. 01/03/2019 Notified 01/03/2019 2
EUREX Weekly Notification of Rule Amendments - Week of January 16, 2023 01/20/2023 Notified 01/20/2023 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/15/2024 Notified 03/15/2024 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 12/08/2017 Notified 12/08/2017 2
CME Weekly Notification of Rule Amendments - Week of December 24, 2018 01/03/2019 Notified 01/03/2019 1
MGEX Notice of margin changes made prior week 06/03/2021 Notified 06/03/2021 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/24/2023 Notified 03/24/2023 2
CME Weekly Notification of Rule Amendments - January 15, 2024 01/22/2024 Notified 01/22/2024 1
SGX-DC Weekly notification of rule amendments for the week of 20 March 2017. 03/29/2017 Notified 03/29/2017 2
SGX-DC Weekly notification of rule amendments for the week of 18 September 2017. 09/26/2017 Notified 09/26/2017 2
LX Amending fee schedule for new participants. 01/03/2019 Notified 01/03/2019 2