Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLLC Amendment to Rule 421 to correct a typographical error 01/22/2009 Certified 01/26/2009 1
CME Changes to Interest Rate Swap rule relating to calculation of assessment authority and changes to operational procedures and margin methodology 07/13/2011 Certified 07/13/2011 1
OCC Proposed rule changes to clarify OCC' s existing policy regarding use of clearing fund assets in anticipation of a clearing member default. 11/05/2013 Certified 11/21/2013 1
ICE NGX Corrections to Sections 4.7 and 8.4(g) of the Contracting Party Agreement. # 2014-02. 04/10/2014 Certified 04/25/2014 1
LCHLLC Minimum Non-Tolerance Contribution has been reduced from $15mm to $10mm, minimum threshold for the Tolerance Contribution Amount has been reduced from $10mm to $5mm. 04/16/2015 Certified 04/30/2015 1
ICLREU2 To amend the ICE Clear Europe End-of-Day Pricing Discovery Policy to accommodate industry changes regarding the reduction of the frequency for which Single Name CDS contracts roll to the new on-the-run-contract. 12/03/2015 Certified 12/17/2015 2
EUREX Proposed rule amendments in Eurex Clearing Circular 126-17 related to clarifying amendments to the Price List for OTC IRS and including the maintenance fee charge in the rebate scheme for clearing members' own accounts for OTC IRS 12/06/2017 Certified 12/20/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 072-18 related to introduction of renewed, stand-alone FCM Regulations, FCM Default Rules, and other amendments in order to implement Eurex Clearing's LSOC compliant offering for client clearing of swaps 08/29/2018 Certified 09/13/2018 7
EUREX Proposed rule amendments in Eurex Clearing Circular 112-19 related to amending the Price List for flex futures, pricing harmonization for OTC IRD Disclosed Clients, and OTC FX and OTC XCCY clarifications 12/02/2019 Certified 12/16/2019 2
OCC Proposed amendments to OCC's auction participation requirements. 04/13/2021 Certified 04/27/2021 1
CME Modifications to the Post-Trade Fee Schedule for FEX Iron Ore Products 09/23/2021 Certified 10/07/2021 2
ICLREU2 ICE Clear Europe Limited is submitting its Outsourcing Policy which would set out in a consolidated document how the Clearing House manages outsourcing arrangements with third party providers and affiliates of the Clearing House 08/01/2022 Certified 08/15/2022 2
CCORP OTC Benchmark Treasury Futures Contracts 10/03/2006 Certified 10/16/2006 1
OCC Rule primarily applicable to securities 02/23/2004 Certified 02/23/2004 1
OCC OCC By-Law amendments to allow the clearing and settling of flexibly structured options traded on CBOE consistently wtih CBOE's rules. 03/19/2009 Certified 03/20/2009 1
CME Amendments re: separate financial safeguards for CDS, certainty of assessment liability; liquidity facility, and close-out netting 07/13/2011 Certified 07/13/2011 1
ICLREU2 Rule amendments to existing delivery procedures to accomodate new energy futures contracts to be listed on ICE Futures Europe and cleared by ICE Clear Europe. 04/12/2013 Certified 04/27/2013 1
NYPC In connection with migration of NYPC-cleared interest rate futures contracts to ICE Clear Europe and wind-down of operations, the NYPC Board of Directors has determined that NYPC Clearing Members must post their required Guaranty Fund deposits in cash. 04/11/2014 Certified 04/26/2014 1
SGX-DC Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Financial Derivatives for implementation in 2017. 09/27/2016 Certified 10/11/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 144-16 relating to introducing a Direct Clearing Member license for OTC IRS and removing the Multiple Clearing Relationship product group restrictions 12/14/2016 Certified 12/29/2016 2
LX Amended Operations Manual 09/21/2017 Certified 10/05/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 113-19 relating to further changes to those previously announced and submitted in Eurex Clearing Circular 095-19 12/02/2019 Certified 12/16/2019 2
OCC Proposed rule change concerning The Options Clearing Corporation's Synthetic Futures Model. 07/10/2020 Certified 07/24/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 114-20 related to amending the Price List for new futures contracts and clarifying that a Default Management Committee can be established for one specific or two or more Liquidation Groups 12/25/2020 Certified 01/11/2021 2
ICECC ICC proposes amendments to its Clearing Rules. 04/13/2021 Certified 04/27/2021 2
ICLREU2 ICE Clear Europe is updating its Model Risk Policy to clarify that the timeframe for re-validation of existing models is at least annually. 01/19/2024 Certified 02/02/2024 2
ICLR US New rules and rule changes implementing the Commission's Section 4(c) order regarding the clearing of agricultural swaps. 01/23/2009 Certified 01/26/2009 1
OCC Clearing of Real Estate Index Futures listed on CBOE Futures Exchange 07/19/2011 Certified 08/03/2011 1
LCHLTD Corrections to the Clearing House procedures allowing delivery of precious metals as margin collateral. 07/24/2012 Certified 08/08/2012 1
EUREX Proposed rule amendments in Eurex Clearing Circular 016-17 related to timing and overnight trading terms for repo transactions and the delivery of margin in execeptional situations 02/09/2017 Certified 02/24/2017 2
CME Amendments to CME Chapter 901 ("Interest Rate Swaps Contract Terms") for the BRL Interest Rate Swaps Contract 02/23/2018 Certified 03/09/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 117-20 related to adjusting the rebates for liquidity provisioning in equity options and simplifying the volume rebate structure in equity index options and equity options 12/25/2020 Certified 01/11/2021 2
LX LedgerX Revised Rulebook 02/19/2021 Certified 03/05/2021 1
CME Adoption of New CME, CBOT, NYMEX/COMEX Rule 258. ("Exchange Personal Trading Policy") 07/14/2021 Certified 07/28/2021 1
OCC Certification of Updates to the Service Level Agreement Between OCC and CME under the Second Amended and Restated Cross-Margining Agreement 11/03/2021 Certified 11/18/2021 2
CBT Comprehensive Update of Chapter 2 Membership Requirements 09/28/2006 Certified 09/29/2006 1
OCC Amending OCC's By-Laws to allow the Corporation to approve OCC's form of clearing member application and form of clearing agreement rather than its Board of Directors; SR-OCC-2012-12R 07/16/2012 Certified 07/31/2012 1
ICE NGX Amendments to provide greater clarity regarding product categorization in response to the elimination of the exempt commercial market category. 04/12/2013 Certified 04/27/2013 1
OCC This proposed rule change would accommodate the clearing of physically-settled single stock futures for which delivery would occur on the first business day after the maturity date. 01/28/2014 Certified 02/12/2014 1
NADEX Nadex institutes temporary free trading incentive program, which would waive fees for all individual and entities that become Members on or after the effective date, for a specified period of time relating to amount of Member's initial deposit. 08/31/2015 Certified 09/15/2015 1
CME Amendments to CME Rule 204A04 ("Daily Settlement Price") of the USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) Contract 04/01/2016 Certified 04/15/2016 1
CME Notification Regarding Changes to the OTC FX Risk Model for OTC FX Options 02/09/2017 Certified 06/20/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 053-18 related to implementing Eurex Clearing's Pricing Roadmap for certain listed derivatives 05/31/2018 Certified 06/14/2018 2
LCHSA LCH SA is proposing to amend its CDS Clearing Rules in order to address narrowly tailored credit events (NTCE). 01/06/2020 Certified 01/17/2020 1
OCC Certification to correct The Options Clearing Corporation's schedule of fees 11/03/2021 Certified 11/18/2021 2
ICE NGX Implement a requirement that settlement payments owning to ICE NGX be made prior to 12:00 noon MT/2:00 pm ET. 09/20/2022 Certified 10/04/2022 3
ICLR US Rule Amendments 11/15/2022 Certified 11/30/2022 2
OCC Rule Certification to Amend and Enhance OCC's Model Risk Management Policy 06/13/2023 Certified 06/28/2023 2
OCC This proposed rule change concerns implementation of principles-based risk control standards for options exchanges. 12/03/2015 Certified 12/17/2015 1
LCHSA LCH SA is submitting for self-certification the changes related to the proposed extension of the CDSClear services to the clearing of options on index credit default swaps. 09/22/2017 Certified 10/06/2017 2