Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of December 27, 2021 01/04/2022 Notified 01/04/2022 1
ICECC Weekly notification of rule amendments 07/18/2024 Notified 07/18/2024 2
MIAX Weekly notification of rule amendments made regarding changes to spread and outright margin rates. 11/17/2016 Notified 11/17/2016 1
SGX-DC Weekly notification of rule amendments for the week of 27 November 2017. 12/07/2017 Notified 12/07/2017 2
CME Weekly Notification of Rule Amendments - Week of February 10, 2019 02/19/2020 Notified 02/19/2020 1
MIAX Notification of changes to outright and spread margin rates. 12/27/2018 Notified 12/27/2018 1
SGX-DC Weekly notification of rule amendments for the week of 30 December 2019 till 31 December 2019. 01/07/2020 Notified 01/07/2020 2
CME Weekly Notification of Rule Amendments - Week of July 6, 2020 07/13/2020 Notified 07/13/2020 1
SGX-DC Weekly notification of rule amendments for the week of 25 December 2017. 01/04/2018 Notified 01/04/2018 2
LCHLTD Notification of changes to London Deposit Rate applicable to cash balances held on SwapClear and ForexClear services clearing member accounts. 02/19/2021 Notified 02/19/2021 1
CME Weekly Notification of Rule Amendments - Week of November 7, 2016 11/18/2016 Notified 11/18/2016 1
SGX-DC Weekly notification of rule amendments for the week of 12 June 2017. 06/18/2017 Notified 06/18/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 06/01/2018 Notified 06/01/2018 2
CME Weekly Notification of Rule Amendments - Week of November 25, 2019 12/04/2019 Notified 12/04/2019 1
CME Weekly Notification of Rule Amendments - Week of August 31, 2020 09/09/2020 Notified 09/09/2020 1
CME Weekly Notification of Rule Amendments - Week of February 28, 2022 03/07/2022 Notified 03/07/2022 1
EUREX Weekly Notification of Rule Amendments - Week of April 29, 2024 05/03/2024 Notified 05/03/2024 1
SGX-DC Weekly notification of rule amendments for the week of 17 December 2018. 12/28/2018 Notified 12/28/2018 2
LCHLTD The SwapClear service has onboarded Bloomberg Trading Facility B.V. as a new trading venue. 03/22/2019 Notified 03/22/2019 1
LCHLTD Changes to the LCH Margin Collateral Haircut Schedule 11/21/2016 Withdrawn 11/29/2016 2
NADEX Clarification in its temporary "Demo Account Conversion Program" which was originally filed on November 23, 2012. 12/13/2012 Withdrawn 12/13/2012 2
OCC Changes to Stock Loan/Hedge Program and Market Loan Program; SR-OCC-2012-24. 12/13/2012 Withdrawn 01/09/2013 1
CME Revision to Liquidity Charge Computation in IRS Guaranty Fund Stress Testing 02/16/2017 Withdrawn 03/02/2017 1
LCHLTD LCH proposes to amend its rules to allow the transfer of positions between FCM Clearing Members' Proprietary accounts and from an FCM Clearing Member to a SCM, provided that the SCM and FCM Clearing Member are affiliated. 07/15/2016 Withdrawn 07/26/2016 1
LCHLTD The Proposal is for LCH to invest Euro-denominated cash collateral, which FCMs provide to LCH, in Euro denominated sovereign debt issued by the French Republic and the Federal Republic of Germany. 06/01/2020 Withdrawn 06/08/2020 1
LX Revision of Compliance Manual 10/03/2022 Withdrawn 10/13/2022 3
ICE NGX Removing sentence from section 3.3 of the CPA to remove potential ambiguity. 06/12/2018 Withdrawn 06/21/2018 1
ICLR US Amendment to Collateral Policy 12/22/2016 Withdrawn 01/06/2017 2
ICE NGX Self Certification of amendment to rule: ICE NGX Canada Inc. Risk Management Framework 01/11/2021 Withdrawn 01/25/2021 2
OCC Proposed rule change to provide OCC with authority in emergency circumstances to extend, waive or suspend the operation of its By-Laws, Rules, policies and procedures or any other rules issued by OCC. 12/27/2013 Withdrawn 01/09/2014 2
ICLREU2 The principal purpose of the changes is to amend certain ICE Clear Europe Risk policies relating to the CDS product category to incorporate enhancements to the existing CDS risk model. 07/31/2015 Withdrawn 08/13/2015 2
ICLREU2 ICE Clear Europe is adopting the amendments to the Framework in order to ensure that the Framework remains consistent with the Rules in light of recent amendments to address default management, recovery and wind-down for the CDS Contract Category 07/18/2019 Withdrawn 07/29/2019 2
MIAX Rule certification submission for updates to the MGEX Rulebook in connection with recovery and wind-down plans. 11/11/2014 Withdrawn 11/18/2014 1
CME Expansion of Clearing of Certain OTC Interest Rate Swap Products Denominated in U.S. Dollars Referencing Effective Federal Funds Rate and Secured Overnight Financing Rate to 51 Years 07/23/2020 Withdrawn 08/04/2020 1
ICLR US ICUS is amending Chapter 2 of the Rules to revise, reorganize and clarify various membership requirements 06/26/2017 Withdrawn 07/10/2017 2
ICE NGX Amending CPA and RMF to reflect changes in how positive financial sales credit amounts are reflected in a Contracting Partys margin requirements. 09/11/2024 Withdrawn 09/24/2024 2
ICLR US ICUS proposes to adopt amendments to its Rules relating to default management, recovery and wind-down following a clearing member default. 06/26/2017 Withdrawn 07/10/2017 3
CME New Chapter 10 and new Rule 1001 regarding swap data repository reporting; 12-391 11/13/2012 Withdrawn 12/06/2012 1
NADEX Modification to Demo Account Conversion Program 12/14/2012 Withdrawn 12/17/2012 1
ICECC ICC proposes changes to ICC Rules 403 and 801 to add explicit references to certain risk-related policies currently contained in the ICC Risk Management Framework and the ICC Risk Management Model Description document. 05/31/2016 Withdrawn 06/07/2016 2
CME Modifications to the CME Risk Management Framework 06/14/2021 Withdrawn 06/22/2021 2
ICLREU2 Submission of rules pursuant to CFTC Regulation 39.15(b)(2)(i) with respect to commingling of futures in a cleared swap account. 08/31/2012 Withdrawn 10/12/2012 2
CME Modifications to Discounting and Price Alignment for Emerging Markets Interest Rate Swaps ("IRS") and Over the Counter Foreign Exchange ("OTC FX") Products to Transition to the Secured Overnight Financing Rate ("SOFR") and Euro Short Term Rate ("?STR") 03/10/2021 Withdrawn 03/10/2021 1
CME Modifications to CME Clearing's Investment Policy 11/22/2021 Withdrawn 12/03/2021 2
OCC Rule changes related to who shall make determinations of adjustments to the terms of options contracts to account for certain corporate actions; SR-OCC-2013-05. 05/02/2013 Withdrawn 05/15/2013 2
LCHLTD LCH proposes changes to its rulebook to expand the possible actions available to a SwapClear Clearing Member after the early termination of one or more transaction(s) between such SwapClear Clearing Member and its SwapClear Clearing Client. 02/09/2024 Withdrawn 03/07/2024 1
OCC Rule changes related to electronic vault receipts with respect to cleared contracts traded on NYSE Liffe; SR-OCC-2013-06. 05/02/2013 Withdrawn 05/13/2013 2
ICECC The purpose of the proposed rule change is to update the ICC Rules to clarify ICC's authority to use Guaranty Fund and House Initial Margin as an internal liquidity resource. 05/27/2014 Withdrawn 06/09/2014 2
LX LedgerX Amended Rulebook 03/12/2021 Withdrawn 03/25/2021 1
ICLREU2 New provisions addressing ICE Clear Europe Limited's recovery and resolution procedures upon the default of one or more clearing members. 03/07/2013 Withdrawn 03/14/2013 1