Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LX Operations Manual Redacted 03/12/2021 Withdrawn 03/18/2021 1
CME Implementation of New CME, CBOT, NYMEX, and COMEX Rules 830.C., 900.C., 902.B., 912.A., and 912.B.; Amendments to CME Rule 8G831; and Implementation of New CME Rule 8G912 to Create Direct Funding Participant Clearing Membership. 07/22/2016 Withdrawn 09/19/2018 10
ICLREU2 ICE Clear Europe is amending its Rules and General Contract Terms in order to provide clearing services for F&O contracts to ICE Futures Abu Dhabi ("IFAD"), an affiliated newly established futures exchange. 11/15/2019 Withdrawn 11/19/2019 3
LX Revised LedgerX Participant Agreement 03/12/2021 Withdrawn 03/25/2021 1
ICLR US ICUS Rule Amendments 01/19/2021 Withdrawn 02/02/2021 3
CME Change to procedures for facilitating physical delivery of CLS-eligible foreign currencies. CME # 14-165 05/29/2014 Withdrawn 06/04/2014 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rulebook relating to non-default losses. 08/01/2019 Withdrawn 01/16/2020 2
ICECC Proposed rule change to formalize ICC's Liquidity Risk Management Framework and to clarify ICC's authority to use, and to provide details as to how ICC would use, Guaranty Fund and House Initial Margin as an internal liquidity resource. 06/24/2014 Withdrawn 08/08/2014 2
ICECC The purpose of the proposed rule change is to amend ICC rules to modify the terms and conditions for physicalsettlement of cleared CDS contracts, and to adopt certain new delivery procedures relating to physical settlement. 03/25/2015 Withdrawn 04/07/2015 5
ICLR US ICUS has determined to move to a direct settlement model that allows clearing members to utilize Qualified Financial Institutions (QFIs) which may or may not be related to the Approved Financial Institutions (AFIs) utilized by ICUS. 03/22/2018 Withdrawn 04/04/2018 2
NYMEX OTC Broker Incentive Program 12/20/2011 Withdrawn 01/05/2012 2
NYMEX Incentive program for OTC Natural Gas products 12/20/2011 Withdrawn 01/05/2012 2
NYMEX Energy Products Cross-Venue Incentive Program 12/20/2011 Withdrawn 01/05/2012 3
LX Amendments to Operations Manual. 01/29/2018 Withdrawn 02/09/2018 5
ICECC Advance notice of proposed rule change: New provisions addressing ICC's recovery and resolution following the exhaustion of resources available to it after the default of a clearing participant or a series of clearing participant defaults. 03/06/2013 Withdrawn 10/07/2016 1
OCC This proposed rule change is related to the adoption of OCC's Options Exchange Risk Control Standards Policy. 03/15/2016 Withdrawn 07/15/2016 2
NYMEX European and Asian OTC Cleared Petroleum Products Incentive Program; 11-400 12/20/2011 Withdrawn 01/05/2012 3
OCC Provide central clearing of OTC Index Options; OCC-2011-19 03/09/2012 Withdrawn 03/09/2012 3
NYMEX Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products; 11-526 12/20/2011 Withdrawn 01/05/2012 3
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 853. ("Transfer of Trades and Customer Accounts") 08/11/2021 Withdrawn 08/25/2021 1
CME Adoption of New Rule 771 ("Alternative Delivery Process") 09/02/2014 Withdrawn 09/16/2014 2
ICECC New rule governing SDR reporting obligations. 03/14/2013 Withdrawn 03/22/2013 2
ICLREU2 New rule 410 governing SDR reporting pursuant to the Commission's Part 45 regulations. 03/15/2013 Withdrawn 03/21/2013 2
ICECC ICC proposes revising the ICC Rules to correct inconsistent provisions regarding the Risk Management Subcommittee. 06/30/2015 Withdrawn 07/10/2015 2
LX Operations manual amendment 10/18/2017 Withdrawn 10/31/2017 3
CME Implementation of New CME,CBOT,NYMEX and COMEX Rules 830.C., 900.C., 902.B., 912.A., and 912.B.;Amendments to CME,CBOT,NYMEX and COMEX Rule 820 and CME Rule 8G831;and Implementation of CME Rule 8G912 to Create Direct Funding Participant Clearing Membershi 03/29/2018 Withdrawn 03/30/2018 2
LCHLTD Addition of two new Approved Trade Source Systems for SwapClear. 02/12/2014 Withdrawn 02/25/2014 1
LCHLLC Addition of two new Approved Trade Source Systems for SwapClear. 02/12/2014 Withdrawn 02/25/2014 1
NYMEX OTC Coal Incentive Program 12/22/2011 Withdrawn 01/09/2012 2
ICLR US Requirement to meet EMIR top up margin requirement with USD cash only 03/15/2017 Withdrawn 03/21/2017 2
ICECC ICC proposes to formalize a Liquidity Risk Management Framework that describes ICC's liquidity monitoring program, liquidity resources, and the methodology for testing the sufficiency of these liquidity resources. 12/22/2015 Withdrawn 08/03/2016 2
ICECC New rule governing SDR reporting obligations. 03/22/2013 Withdrawn 04/04/2013 2
ICLR US Margin related rule changes 03/16/2017 Withdrawn 03/21/2017 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework. 07/01/2019 Withdrawn 07/02/2019 3
ICECC Proposed rule amendments to permit clearing participants to use the "LSOC with excess" model, under which clearing participants may provide for excess customer related collateral to be transferred to and held at ICC under the LSOC regulations. 03/18/2014 Withdrawn 04/09/2014 3
ICECC ICC proposes organizational and clarifying edits to the Risk Management Framework and the Treasury Operations Policies and Procedures, and proposes adopting a new Risk Management Model Description Document. 05/29/2015 Withdrawn 06/09/2015 2
LCHLLC New schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. 02/12/2014 Withdrawn 02/25/2014 1
LCHLTD New schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. 02/12/2014 Withdrawn 02/25/2014 1
OCC This proposed rule change would amend OCC's Schedule of Fees in accordance with its Fee Policy. 03/06/2015 Withdrawn 03/17/2015 1
ICE NGX RMF amendments re Enhanced Liquidity & PMM 12/10/2021 Withdrawn 12/21/2021 2
ICE NGX The addition of eight physically-settled power futures transactions in the ERCOT market with their delivery points at North Load Zone, South Load Zone, Houston Load Zone and West Load Zone 05/24/2019 Withdrawn 05/31/2019 1
MIAX Revisions to Risk Manual 09/15/2021 Withdrawn 09/30/2021 2
OCC Amend Bylaws to allow OCC to approve OCC's form of clearing member application and form of clearing agreement; SR-OCC-2012-12 07/10/2012 Withdrawn 07/16/2012 2
LCHLTD LCH.Clearnet Limited will commence clearing new PJM zonal contracts traded on the Nodal Exchange. 07/13/2015 Withdrawn 07/15/2015 1
SGX-DC Approval of amendments to SGX-DC Clearing Rules to effect default management measures, revise the application of the SGX-DC Clearing Fund and remove references to OTCF contracts due to cessation of clearing that contract class. 04/29/2019 Withdrawn 05/03/2019 1
NYMEX Non-Member Core Energy Futures and Options Products and Overnight Trading Incentive Program; 12-236 07/16/2012 Withdrawn 07/27/2012 2
OCC Proposed rule change related to the introduction of a new Liquidation Cost Model in The Options Clearing Corporation's margin methodology. 05/01/2019 Withdrawn 05/06/2019 2
LX Revised Enterprise Risk Management Plan 05/31/2019 Withdrawn 06/13/2019 2
LX Amendment of Rulebook. 07/27/2022 Withdrawn 08/04/2022 2
ICE NGX Amendments regarding CP Affiliates, Set-Off, Cross-Default, change in subscription fees and non-significant changes 04/08/2021 Withdrawn 04/09/2021 1